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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FINL
2676
DELISTED
Finish Line
FINL
$235K ﹤0.01%
9,432
-309
-3% -$6.84K
WST icon
2677
West Pharmaceutical
WST
$24.5B
$234K ﹤0.01%
5,680
-2,494
-31% -$95.1K
RDEN
2678
DELISTED
ELIZABETH ARDEN INC
RDEN
$234K ﹤0.01%
+6,330
New +$248K
EGL
2679
DELISTED
Engility Holdings, Inc.
EGL
$233K ﹤0.01%
7,336
-24,366
-77% -$792K
TUR icon
2680
iShares MSCI Turkey ETF
TUR
$213M
$232K ﹤0.01%
+4,200
New +$234K
WWW icon
2681
Wolverine World Wide
WWW
$1.56B
$232K ﹤0.01%
7,970
+322
+4% +$9.17K
CEB
2682
DELISTED
CEB Inc.
CEB
$231K ﹤0.01%
3,181
-730
-19% -$49.5K
FICO icon
2683
Fair Isaac
FICO
$22.3B
$230K ﹤0.01%
4,157
-3,608
-46% -$185K
EPAC icon
2684
Enerpac Tool Group
EPAC
$1.92B
$228K ﹤0.01%
5,869
-9,366
-61% -$340K
IPI icon
2685
Intrepid Potash
IPI
$470M
$228K ﹤0.01%
1,457
-2,490
-63% -$381K
FNGN
2686
DELISTED
Financial Engines, Inc.
FNGN
$228K ﹤0.01%
+3,838
New +$204K
LF
2687
DELISTED
LEAPFROG ENTERPRISES INC.
LF
$228K ﹤0.01%
24,089
-12,671
-34% -$131K
LEAP
2688
DELISTED
LEAP WIRELESS INTERNATIONAL INC NEW
LEAP
$228K ﹤0.01%
+14,443
New +$215K
BGH
2689
Barings Global Short Duration High Yield Fund
BGH
$285M
$227K ﹤0.01%
+9,932
New +$227K
GOL
2690
DELISTED
Gol Linhas Aéreas Inteligentes S.A. American Depositary Shares (Each representing Ten Preferred Shares)
GOL
$227K ﹤0.01%
23,317
-12,833
-35% -$98.8K
LBY
2691
DELISTED
Libbey, Inc.
LBY
$227K ﹤0.01%
9,554
+126
+1% +$3.08K
CRAY
2692
DELISTED
Cray, Inc.
CRAY
$227K ﹤0.01%
+9,433
New +$230K
FHN icon
2693
First Horizon
FHN
$12.1B
$226K ﹤0.01%
20,576
-103,889
-83% -$1.23M
CATM
2694
DELISTED
Cardtronics plc Class A Ordinary Shares (UK)
CATM
$225K ﹤0.01%
+6,060
New +$204K
AREX
2695
DELISTED
Approach Resources Inc.
AREX
$225K ﹤0.01%
8,578
+150
+2% +$3.8K
MDRX
2696
DELISTED
Veradigm Inc. Common Stock
MDRX
$223K ﹤0.01%
14,977
-71,315
-83% -$1.08M
TFX icon
2697
Teleflex
TFX
$6.15B
$222K ﹤0.01%
2,697
+51
+2% +$4.01K
TCF
2698
DELISTED
TCF Financial Corporation
TCF
$222K ﹤0.01%
15,512
+313
+2% +$4.66K
DMO
2699
Western Asset Mortgage Opportunity Fund
DMO
$119M
$221K ﹤0.01%
9,817
-1,394
-12% -$30.9K
MBFI
2700
DELISTED
MB Financial Corp
MBFI
$221K ﹤0.01%
+7,829
New +$221K
106 107
108
109 110

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.