Guggenheim Capital’s Financial Engines, Inc. FNGN Stock Holding History

Guggenheim Capital’s Portfolio FNGN Stock Details FNGN Fund Activity

Bought

Maintained

Sold

Quarter	Market Value	Status	Shares	Change in Stake	Trade Value	Portfolio Weight	Portfolio Position
2016 Q4	–	Sell	-65,896	Closed	-$1.96M	–	3037
2016 Q3	$1.96M	Buy	65,896 +26,152	+66%	+$760K	0.01%	1630
2016 Q2	$1.03M	Sell	39,744 -1,218	-3%	-$35K	﹤0.01%	2045
2016 Q1	$1.29M	Sell	40,962 -9,189	-18%	-$255K	﹤0.01%	1884
2015 Q4	$1.69M	Buy	+50,151	New	+$1.66M	﹤0.01%	1738
2014 Q4	–	Sell	-10,295	Closed	-$352K	–	3159
2014 Q3	$352K	Sell	10,295 -1,180	-10%	-$43.5K	﹤0.01%	2673
2014 Q2	$520K	Sell	11,475 -1,648	-13%	-$73.7K	﹤0.01%	2583
2014 Q1	$666K	Sell	13,123 -5,154	-28%	-$310K	﹤0.01%	2467
2013 Q4	$1.27M	Buy	18,277 +14,439	+376%	+$888K	﹤0.01%	2110
2013 Q3	$228K	Buy	+3,838	New	+$204K	﹤0.01%	2688

Other funds holding FNGN

Warburg Pincus New York $343M AUM 18.86% 1-Year Est. Return

Capital World Investors Los Angeles, California $733B AUM 35.63% 1-Year Est. Return

Baillie Gifford & Co Edinburgh, United Kingdom $97.9B AUM 20.73% 1-Year Est. Return

Vanguard Group Malvern, Pennsylvania $6.9T AUM 27.45% 1-Year Est. Return

BAMCO Inc New York $33.1B AUM 11.16% 1-Year Est. Return

BFA

BlackRock Fund Advisors San Francisco, California $542B AUM 18.13% 1-Year Est. Return

JHIU

Janus Henderson Investors US Denver, Colorado $122B AUM 18.26% 1-Year Est. Return

SDJVC

St. Denis J. Villere & Co New Orleans, Louisiana $907M AUM 10.61% 1-Year Est. Return

ACH

ArrowMark Colorado Holdings Denver, Colorado $3.76B AUM 21.77% 1-Year Est. Return

T. Rowe Price Associates Baltimore, Maryland $865B AUM 30.76% 1-Year Est. Return

Guggenheim Capital's FNGN Position: Q4 2016 in Review

Guggenheim Capital sold out of Financial Engines, Inc. (FNGN) in Q4 2016, closing a stake of 65,896 shares — an estimated $1.96M sold.

Guggenheim Capital first reported a position in FNGN in Q3 2013 and held it in 9 quarters. The position peaked at $1.96M in Q3 2016. 180 funds tracked by Wall St. Rank hold FNGN as of Q4 2016.

Guggenheim Capital reported no remaining Financial Engines, Inc. position as of Q4 2016 after selling out during the quarter.
Guggenheim Capital sold 65,896 Financial Engines, Inc. shares in Q4 2016, an estimated $1.96M.
Guggenheim Capital first reported a position in Financial Engines, Inc. in Q3 2013 and held it in 9 quarters.
Guggenheim Capital's Financial Engines, Inc. position peaked at $1.96M in Q3 2016.
180 funds tracked by Wall St. Rank held Financial Engines, Inc. as of Q4 2016.

Based on Guggenheim Capital's 13F filing for Q4 2016, filed 14 Feb 2017.