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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FDI
2626
DELISTED
FORT DEARBORN INCOME SECS
FDI
$282K ﹤0.01%
20,182
-32,134
-61% -$449K
MHR
2627
DELISTED
MAGNUM HUNTER RESOURCES CORP (DEL)
MHR
$282K ﹤0.01%
45,797
-71,780
-61% -$325K
GRX
2628
Gabelli Healthcare & Wellness Trust
GRX
$144M
$279K ﹤0.01%
28,962
– –
SLCA
2629
DELISTED
U.S. SILICA HOLDINGS, INC.
SLCA
$279K ﹤0.01%
11,188
-3,670
-25% -$85.6K
HMSY
2630
DELISTED
HMS Holdings Corp.
HMSY
$279K ﹤0.01%
12,943
-1,360
-10% -$33.2K
AMTD
2631
DELISTED
TD Ameritrade Holding Corp
AMTD
$279K ﹤0.01%
10,654
-5,570
-34% -$148K
NPK icon
2632
National Presto Industries
NPK
$987M
$277K ﹤0.01%
3,935
+903
+30% +$65.7K
FFA
2633
First Trust Enhanced Equity Income Fund
FFA
$464M
$276K ﹤0.01%
22,362
-13,525
-38% -$173K
AMN icon
2634
AMN Healthcare
AMN
$1.19B
$274K ﹤0.01%
19,970
-1,001
-5% -$14.7K
TTWO icon
2635
Take-Two Interactive
TTWO
$43.5B
$274K ﹤0.01%
15,069
-5,324
-26% -$93.1K
CBSH icon
2636
Commerce Bancshares
CBSH
$8.51B
$271K ﹤0.01%
+11,680
New +$278K
WWD icon
2637
Woodward
WWD
$21.6B
$270K ﹤0.01%
6,608
-1,616
-20% -$66.3K
GATX icon
2638
GATX Corp
GATX
$6.31B
$268K ﹤0.01%
+5,645
New +$261K
RWX icon
2639
State Street SPDR Dow Jones International Real Estate ETF
RWX
$267M
$268K ﹤0.01%
+6,350
New +$259K
CHN
2640
DELISTED
China Fund
CHN
$266K ﹤0.01%
12,234
– –
S
2641
DELISTED
Sprint Corporation
S
$265K ﹤0.01%
+42,691
New +$281K
NRF
2642
DELISTED
NorthStar Realty Finance Corp.
NRF
$265K ﹤0.01%
14,522
-119,169
-89% -$2.17M
SYNA icon
2643
Synaptics
SYNA
$3.99B
$264K ﹤0.01%
+5,960
New +$244K
RNR icon
2644
RenaissanceRe
RNR
$13.4B
$262K ﹤0.01%
2,889
-36,501
-93% -$3.19M
MYM
2645
DELISTED
BLACKROCK MUNIYIELD MICHIGAN QUALITY FND II COM STK (USA)
MYM
$261K ﹤0.01%
22,221
+1,956
+10% +$22.8K
KKD
2646
DELISTED
KRISPY KREME DOUGHNUTS INC
KKD
$261K ﹤0.01%
+13,507
New +$275K
EIM
2647
Eaton Vance Municipal Bond Fund
EIM
$493M
$260K ﹤0.01%
22,454
-12,632
-36% -$141K
RJF icon
2648
Raymond James Financial
RJF
$34.5B
$260K ﹤0.01%
9,366
-7,196
-43% -$208K
HIBB
2649
DELISTED
Hibbett, Inc. Common Stock
HIBB
$259K ﹤0.01%
+4,615
New +$258K
RPRX
2650
DELISTED
Repros Therapeutics Inc.
RPRX
$258K ﹤0.01%
+9,634
New +$206K
104 105
106
107 108

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AIM
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Fundsmith LLP
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CII
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AAMU
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WANY
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ACA
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ZIG
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Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.