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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+9.08%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$32.9B
AUM Growth
+$5.06B
Cap. Flow
+$2.81B
Cap. Flow %
8.52%
Top 10 Hldgs %
5.63%
Holding
3,405
New
347
Increased
1,675
Reduced
1,120
Closed
228

Top Buys

Rank Stock Value
1
IWM icon
iShares Russell 2000 ETF
IWM
+$67M
2
MDY icon
State Street SPDR S&P MIDCAP 400 ETF Trust
MDY
+$59M
3
HMHC
Houghton Mifflin Harcourt Company
HMHC
+$59M
4
GOOG icon
Alphabet (Google) Class C
GOOG
+$49.3M
5
QCOM icon
Qualcomm
QCOM
+$48.5M

Top Sells

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$122M
2
SPY icon
State Street SPDR S&P 500 ETF Trust
SPY
+$112M
3
WOLF icon
Wolfspeed
WOLF
+$47.2M
4
CHS
Chicos FAS, Inc.
CHS
+$45.3M
5
MFB
MAIDENFORM BRANDS, INC
MFB
+$40.7M

Sector Composition

Rank Sector Weight
1 Financials 11.55%
2 Industrials 10.81%
3 Technology 10.42%
4 Consumer Discretionary 9.8%
5 Healthcare 9.13%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
MOD icon
2576
Modine Manufacturing
MOD
$10.4B
$462K ﹤0.01%
36,087
+1,140
+3% +$15.3K
ARUN
2577
DELISTED
ARUBA NETWORKS, INC.
ARUN
$461K ﹤0.01%
25,769
+7,714
+43% +$139K
SBH icon
2578
Sally Beauty Holdings
SBH
$1.58B
$459K ﹤0.01%
15,186
+3,404
+29% +$93.2K
AD
2579
Array Digital Infrastructure
AD
$3.05B
$458K ﹤0.01%
10,968
-7,415
-40% -$330K
MW
2580
DELISTED
THE MENS WAREHOUSE INC
MW
$458K ﹤0.01%
8,966
-9,674
-52% -$451K
CDP icon
2581
COPT Defense Properties
CDP
$4.21B
$457K ﹤0.01%
19,289
-11,997
-38% -$280K
WIA
2582
Western Asset Inflation-Linked Income Fund
WIA
$186M
$456K ﹤0.01%
39,894
-1,746
-4% -$20.1K
DWRE
2583
DELISTED
DEMANDWARE INC COM STK (DE)
DWRE
$456K ﹤0.01%
+7,104
New +$396K
MTG icon
2584
MGIC Investment
MTG
$6.25B
$453K ﹤0.01%
53,643
+20,820
+63% +$166K
PFO
2585
Flaherty & Crumrine Preferred and Income Opportunity Fund
PFO
$119M
$447K ﹤0.01%
44,329
-4,414
-9% -$44.6K
HOUS
2586
DELISTED
Anywhere Real Estate
HOUS
$440K ﹤0.01%
8,887
-1,865
-17% -$84.3K
TY icon
2587
TRI-Continental Corp
TY
$1.9B
$439K ﹤0.01%
21,974
– –
MHI
2588
DELISTED
Pioneer Municipal High Income Fund
MHI
$437K ﹤0.01%
32,138
-2,932
-8% -$40.6K
BRP
2589
DELISTED
BROOKFIELD RESIDENTIAL PROPERTIES INC
BRP
$435K ﹤0.01%
17,963
-660
-4% -$14.5K
UBNK
2590
DELISTED
UNITIED FINANCIAL BANCORP INC
UBNK
$435K ﹤0.01%
+22,925
New +$403K
TTC icon
2591
Toro Company
TTC
$9.49B
$434K ﹤0.01%
13,650
-40,110
-75% -$1.18M
BSCH
2592
DELISTED
Guggenheim BulletShares 2017 Corporate Bond ETF
BSCH
$434K ﹤0.01%
19,157
-4,145
-18% -$94.1K
LQDT icon
2593
Liquidity Services
LQDT
$1.31B
$432K ﹤0.01%
19,089
-16,068
-46% -$404K
CBSH icon
2594
Commerce Bancshares
CBSH
$8.5B
$431K ﹤0.01%
17,253
+5,573
+48% +$137K
COLB icon
2595
Columbia Banking Systems
COLB
$8.84B
$431K ﹤0.01%
15,628
-1,159
-7% -$30.4K
CUBE icon
2596
CubeSmart
CUBE
$9.41B
$431K ﹤0.01%
27,022
-67,795
-72% -$1.16M
JHP
2597
DELISTED
NUVEEN QUALITY PREFERRED INCOME FUND 3
JHP
$430K ﹤0.01%
54,729
-23,336
-30% -$183K
TCP
2598
DELISTED
TC Pipelines LP
TCP
$429K ﹤0.01%
8,848
-6,240
-41% -$300K
BSCG
2599
DELISTED
Guggenheim BulletShares 2016 Corporate Bond ETF
BSCG
$429K ﹤0.01%
19,250
-4,170
-18% -$93K
TMH
2600
DELISTED
Team Health Holdings Inc
TMH
$428K ﹤0.01%
9,392
-6,548
-41% -$291K
102 103
104
105 106

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q4 2013 Portfolio in Review

As of Q4 2013, Guggenheim Capital held 3,405 positions worth $32.9B, up 18% from $27.9B the previous quarter. Its ten largest holdings account for 5.6% of the portfolio.

Guggenheim Capital deployed $2.81B of net new capital in Q4 2013, opening 347 new positions and adding to 1,675 existing holdings. Its largest new stake was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.

By sector, the portfolio is most concentrated in Financials at 12% of assets, up from 11% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was State Street SPDR S&P 500 ETF Trust, an estimated $112M trimmed.

  • Guggenheim Capital's largest Q4 2013 buy was Houghton Mifflin Harcourt Company: 3,489,206 shares worth $57.6M.
  • Guggenheim Capital added most to iShares Russell 2000 ETF in Q4 2013, an estimated $67M increase.
  • Guggenheim Capital's biggest Q4 2013 reduction was State Street SPDR S&P 500 ETF Trust, cutting an estimated $112M.
  • Guggenheim Capital fully exited State Street SPDR Dow Jones Industrial Average ETF Trust in Q4 2013, selling an estimated $122M.
  • Guggenheim Capital's ten largest holdings make up 5.6% of its $32.9B portfolio in Q4 2013.
  • Guggenheim Capital opened 347 new positions and closed 228 in Q4 2013.
  • Guggenheim Capital's portfolio value rose 18% quarter-over-quarter to $32.9B.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.