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GC

Guggenheim Capital Portfolio holdings

AUM $12.9B
1-Year Est. Return 27.3%
This Fund
S&P 500
This Quarter Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
Cap. Flow
+$2.62B
Cap. Flow %
9.39%
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254

Top Buys

Rank Stock Value
1
DIA icon
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
+$123M
2
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
+$39.9M
3
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
+$36.6M
4
BMR
BIOMED REALTY TRUST INC
BMR
+$35.6M
5
ARE icon
Alexandria Real Estate Equities
ARE
+$34.5M

Top Sells

Rank Stock Value
1
QQQ icon
Invesco QQQ Trust
QQQ
+$111M
2
MINT icon
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
+$60.8M
3
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
+$49.7M
4
MDR
McDermott International
MDR
+$37.4M
5
ORCL icon
Oracle
ORCL
+$33.1M

Sector Composition

Rank Sector Weight
1 Financials 11.11%
2 Industrials 10.08%
3 Technology 9.94%
4 Healthcare 9.76%
5 Consumer Discretionary 9.43%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HEQ
2576
John Hancock Hedged Equity & Income Fund
HEQ
$138M
$322K ﹤0.01%
19,370
– –
ENIA
2577
DELISTED
Enel Amricas S.A. American Depositary Shares (Each representing 50 shares of Common Stock)
ENIA
$322K ﹤0.01%
37,199
-113,073
-75% -$964K
CUZ icon
2578
Cousins Properties
CUZ
$4.93B
$320K ﹤0.01%
11,009
-47,546
-81% -$1.38M
FSP
2579
Franklin Street Properties
FSP
$48.2M
$320K ﹤0.01%
25,157
-17,724
-41% -$231K
QIWI
2580
DELISTED
QIWI PLC
QIWI
$320K ﹤0.01%
+10,244
New +$302K
CLC
2581
DELISTED
Clarcor
CLC
$318K ﹤0.01%
5,719
-2,112
-27% -$116K
AAXJ icon
2582
iShares MSCI All Country Asia ex Japan ETF
AAXJ
$3.77B
$317K ﹤0.01%
5,435
– –
SUSQ
2583
DELISTED
SUSQUEHANNA BANCSHARES INC
SUSQ
$317K ﹤0.01%
25,279
+10,651
+73% +$141K
ALCO icon
2584
Alico
ALCO
$283M
$316K ﹤0.01%
7,654
-166
-2% -$7.15K
IMO icon
2585
Imperial Oil
IMO
$60.2B
$316K ﹤0.01%
7,201
-2,057
-22% -$86.3K
WEB
2586
DELISTED
Web.com Group, Inc.
WEB
$316K ﹤0.01%
+9,759
New +$278K
HHH icon
2587
Howard Hughes
HHH
$4.08B
$315K ﹤0.01%
2,943
-1,725
-37% -$180K
NYT icon
2588
New York Times
NYT
$10.4B
$314K ﹤0.01%
24,994
+13,439
+116% +$159K
PVD
2589
DELISTED
Admin Fondos Pensions
PVD
$313K ﹤0.01%
3,765
-1,034
-22% -$92.5K
HAE icon
2590
Haemonetics
HAE
$3.94B
$312K ﹤0.01%
7,813
-48
-0.6% -$2.01K
BKR
2591
DELISTED
BAKER MICHAEL CORP
BKR
$311K ﹤0.01%
+7,675
New +$284K
GAM
2592
General American Investors Company
GAM
$1.6B
$310K ﹤0.01%
9,078
– –
MSA icon
2593
Mine Safety
MSA
$7.39B
$309K ﹤0.01%
5,988
-3,004
-33% -$153K
SBH icon
2594
Sally Beauty Holdings
SBH
$1.52B
$308K ﹤0.01%
11,782
-55,159
-82% -$1.55M
VSB
2595
DELISTED
VANTAGESOUTH BANCHARES, INC
VSB
$308K ﹤0.01%
+58,077
New +$300K
MPG
2596
DELISTED
MPG OFFICE TRUST, INC COM
MPG
$308K ﹤0.01%
98,244
+1,743
+2% +$5.44K
EWBC icon
2597
East-West Bancorp
EWBC
$18B
$307K ﹤0.01%
9,604
-374
-4% -$11.3K
IXP icon
2598
iShares Global Comm Services ETF
IXP
$571M
$307K ﹤0.01%
4,781
-2,092
-30% -$129K
TTPH
2599
DELISTED
Tetraphase Pharmaceuticals, Inc.
TTPH
$306K ﹤0.01%
1,335
-583
-30% -$102K
HTHT icon
2600
Huazhu Hotels Group
HTHT
$13.1B
$305K ﹤0.01%
64,132
+1,736
+3% +$7.93K
102 103
104
105 106

Similar funds

TRSOTSOK
Teachers Retirement System of the State of Kentucky Frankfort, Kentucky $12.9B AUM 31.03% 1-Year Est. Return
AIM
ARK Investment Management St. Petersburg, Florida $12.9B AUM 64.92% 1-Year Est. Return
Fundsmith LLP
Fundsmith LLP London, United Kingdom $12.8B AUM 6.9% 1-Year Est. Return
CII
Capital International Inc Los Angeles, California $13B AUM 31.88% 1-Year Est. Return
AAMU
APG Asset Management US New York $13B AUM 5.3% 1-Year Est. Return
WANY
Wealthspire Advisors (New York) New York $12.7B AUM 17.31% 1-Year Est. Return
ACA
Aptus Capital Advisors Fairhope, Alabama $12.7B AUM 17.41% 1-Year Est. Return
ZIG
Zurich Insurance Group Zurich, Switzerland $12.7B AUM 53.57% 1-Year Est. Return

Guggenheim Capital's Q3 2013 Portfolio in Review

As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.

Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.

By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.

On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.

  • Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
  • Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
  • Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
  • Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
  • Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
  • Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
  • Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.

Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.