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GC
Guggenheim Capital Portfolio holdings
AUM
$12.9B
1-Year Est. Return
27.3%
This Fund
S&P 500
This Quarter
Est. Return
+7.55%
1 Year Est. Return
+27.3%
3 Year Est. Return
+83.37%
5 Year Est. Return
+104.66%
10 Year Est. Return
+386.48%
AUM
$27.9B
AUM Growth
+$4.08B
(+17%)
Cap. Flow
+$2.62B
Cap. Flow
% of AUM
9.39%
Top 10 Holdings %
Top 10 Hldgs %
6.03%
Holding
3,311
New
278
Increased
1,671
Reduced
1,018
Closed
254
Top Buys
| Rank | Stock | Value |
|---|---|---|
| 1 |
State Street SPDR Dow Jones Industrial Average ETF Trust
DIA
|
+$123M |
| 2 |
TFCFA
Twenty-First Century Fox, Inc. Class A
TFCFA
|
+$39.9M |
| 3 |
BSJF
GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF
BSJF
|
+$36.6M |
| 4 |
BMR
BIOMED REALTY TRUST INC
BMR
|
+$35.6M |
| 5 |
Alexandria Real Estate Equities
ARE
|
+$34.5M |
Top Sells
| Rank | Stock | Value |
|---|---|---|
| 1 |
Invesco QQQ Trust
QQQ
|
+$111M |
| 2 |
PIMCO Enhanced Short Maturity Active Exchange-Traded Fund
MINT
|
+$60.8M |
| 3 |
GDP
GOODRICH PETROLEUM CORP(NEW)
GDP
|
+$49.7M |
| 4 |
MDR
McDermott International
MDR
|
+$37.4M |
| 5 |
Oracle
ORCL
|
+$33.1M |
Sector Composition
| Rank | Sector | Weight |
|---|---|---|
| 1 | Financials | 11.11% |
| 2 | Industrials | 10.08% |
| 3 | Technology | 9.94% |
| 4 | Healthcare | 9.76% |
| 5 | Consumer Discretionary | 9.43% |
| Name | Market Value | Portfolio Weight | Shares or Principal |
Change in Stake | Capital Flow | |
|---|---|---|---|---|---|---|
|
DHY
2551
Credit Suisse High Yield Credit Fund
DHY
$240M
| $350K | ﹤0.01% |
+114,650
| New | +$350K |
|
2552
LivePerson
LPSN
$27.9M
| $350K | ﹤0.01% |
2,469
+369
| +18% | +$53.9K |
|
2553
PTC
PTC
$16.1B
| $350K | ﹤0.01% |
12,292
+1,791
| +17% | +$48.7K |
|
2554
iShares JPMorgan USD Emerging Markets Bond ETF
EMB
$14.7B
| $347K | ﹤0.01% |
3,182
+3,142
| +7,855% | +$341K |
|
2555
First Industrial Realty Trust
FR
$8.41B
| $347K | ﹤0.01% |
21,329
-822
| -4% | -$13.2K |
|
2556
Helen of Troy
HELE
$679M
| $347K | ﹤0.01% |
7,847
+2,095
| +36% | +$88.2K |
|
|
LKM
2557
DELISTED
Link Motion Inc.
LKM
| $347K | ﹤0.01% |
+15,923
| New | +$259K |
|
|
GIFI
2558
DELISTED
Gulf Island Fabrication
GIFI
| $345K | ﹤0.01% |
14,083
+1,495
| +12% | +$35.1K |
|
2559
Invesco Water Resources ETF
PHO
$2.09B
| $344K | ﹤0.01% |
+14,400
| New | +$332K |
|
|
SBY
2560
DELISTED
Silver Bay Realty Trust Corp.
SBY
| $343K | ﹤0.01% |
21,800
-9,560
| -30% | -$154K |
|
2561
HCI Group
HCI
$2.52B
| $342K | ﹤0.01% |
8,381
+727
| +9% | +$25.2K |
|
|
SWZ
2562
Swiss Helvetia Fund
SWZ
$77.3M
| $339K | ﹤0.01% |
23,863
| – | – |
|
|
DPD
2563
DELISTED
DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD
| $339K | ﹤0.01% |
23,112
-11,863
| -34% | -$177K |
|
|
AZPN
2564
DELISTED
ASPEN TECHNOLOGY INC
AZPN
| $339K | ﹤0.01% |
9,799
-34,904
| -78% | -$1.21M |
|
|
AGC
2565
DELISTED
Advent Claymore Conv Sec & Incme
AGC
| $338K | ﹤0.01% |
48,679
| – | – |
|
2566
Viasat
VSAT
$11.4B
| $336K | ﹤0.01% |
5,269
-2,656
| -34% | -$178K |
|
|
BMCH
2567
DELISTED
BMC Stock Holdings, Inc
BMCH
| $336K | ﹤0.01% |
+25,278
| New | +$345K |
|
2568
Invesco Pennsylvania Value Municipal Income Trust
VPV
$196M
| $334K | ﹤0.01% |
26,504
-6,008
| -18% | -$74.4K |
|
2569
KB Financial Group
KB
$43.9B
| $333K | ﹤0.01% |
+9,495
| New | +$307K |
|
2570
Designer Brands
DBI
$332M
| $331K | ﹤0.01% |
7,760
-15,778
| -67% | -$638K |
|
|
EBIX
2571
DELISTED
Ebix Inc
EBIX
| $330K | ﹤0.01% |
33,204
-5,232
| -14% | -$56.9K |
|
2572
Penske Automotive Group
PAG
$14.2B
| $329K | ﹤0.01% |
7,698
-2,124
| -22% | -$81.3K |
|
2573
Murphy USA
MUSA
$9.74B
| $326K | ﹤0.01% |
+8,079
| New | +$323K |
|
2574
Radian Group
RDN
$4.77B
| $325K | ﹤0.01% |
23,305
-9,658
| -29% | -$129K |
|
|
INVN
2575
DELISTED
Invensense Inc
INVN
| $325K | ﹤0.01% |
18,431
+5,170
| +39% | +$87.3K |
|
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Guggenheim Capital's Q3 2013 Portfolio in Review
As of Q3 2013, Guggenheim Capital held 3,311 positions worth $27.9B, up 17% from $23.8B the previous quarter. Its ten largest holdings account for 6% of the portfolio.
Guggenheim Capital deployed $2.62B of net new capital in Q3 2013, opening 278 new positions and adding to 1,671 existing holdings. Its largest new stake was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
By sector, the portfolio is most concentrated in Financials at 11% of assets, down from 12% a quarter earlier, followed by Industrials and Technology.
On the sell side, the largest reduction was Invesco QQQ Trust, an estimated $111M trimmed.
- Guggenheim Capital's largest Q3 2013 buy was State Street SPDR Dow Jones Industrial Average ETF Trust: 806,700 shares worth $122M.
- Guggenheim Capital added most to GUGGENGEIM BULLETSHARES 2015 HIGH YIELD CORPORATE BOND ETF in Q3 2013, an estimated $36.6M increase.
- Guggenheim Capital's biggest Q3 2013 reduction was Invesco QQQ Trust, cutting an estimated $111M.
- Guggenheim Capital fully exited PIMCO Enhanced Short Maturity Active Exchange-Traded Fund in Q3 2013, selling an estimated $60.8M.
- Guggenheim Capital's ten largest holdings make up 6% of its $27.9B portfolio in Q3 2013.
- Guggenheim Capital opened 278 new positions and closed 254 in Q3 2013.
- Guggenheim Capital's portfolio value rose 17% quarter-over-quarter to $27.9B.
Based on Guggenheim Capital's 13F filing for Q3 2013, filed 14 Nov 2013.