GC
DPD

Guggenheim Capital’s DOW 30 PREMIUM & DIVIDEND INCOME FUND INC DPD Stock Holding History

Guggenheim Capital’s Portfolio DPD Stock Details DPD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2013
Q4 		– Sell
-23,112
Closed -$339K – 3332
2013
Q3 		$339K Sell
23,112
-11,863
-34% -$177K ﹤0.01% 2565
2013
Q2 		$513K Buy
+34,975
New +$523K ﹤0.01% 2421

Other funds holding DPD

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Royal Bank of Canada
Royal Bank of Canada Toronto, Ontario, Canada $570B AUM 27.57% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
U
UBS Zurich, Switzerland $136B AUM 16.36% 1-Year Est. Return
OC
Oppenheimer & Co New York $8.21B AUM 28.81% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return

Guggenheim Capital's DPD Position: Q4 2013 in Review

Guggenheim Capital sold out of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) in Q4 2013, closing a stake of 23,112 shares — an estimated $339K sold.

Guggenheim Capital first reported a position in DPD in Q2 2013 and held it in 2 quarters. The position peaked at $513K in Q2 2013. 29 funds tracked by Wall St. Rank hold DPD as of Q4 2013.

  • Guggenheim Capital reported no remaining DOW 30 PREMIUM & DIVIDEND INCOME FUND INC position as of Q4 2013 after selling out during the quarter.
  • Guggenheim Capital sold 23,112 DOW 30 PREMIUM & DIVIDEND INCOME FUND INC shares in Q4 2013, an estimated $339K.
  • Guggenheim Capital first reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in Q2 2013 and held it in 2 quarters.
  • Guggenheim Capital's DOW 30 PREMIUM & DIVIDEND INCOME FUND INC position peaked at $513K in Q2 2013.
  • 29 funds tracked by Wall St. Rank held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC as of Q4 2013.

Based on Guggenheim Capital's 13F filing for Q4 2013, filed 14 Feb 2014.