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DPD

DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD

Delisted

DPD was delisted on the 19th of December, 2014.

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29 hedge funds and large institutions have $16.5M invested in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in 2013 Q4 according to their latest regulatory filings, with 10 funds opening new positions, 9 increasing their positions, 4 reducing their positions, and 3 closing their positions.

New
Increased
Maintained
Reduced
Closed

233% more first-time investments, than exits

New positions opened: 10 | Existing positions closed: 3

125% more repeat investments, than reductions

Existing positions increased: 9 | Existing positions reduced: 4

32% more funds holding

Funds holding: 22 → 29 (+7)

30% more capital invested

Capital invested by funds: $12.7M → $16.5M (+$3.83M)

Holders
29
Holders Change
+7
Holders Change %
+31.82%
% of All Funds
0.84%
Holding in Top 10
–
Holding in Top 10 Change
–
Holding in Top 10 Change %
–
% of All Funds
–
New
10
Increased
9
Reduced
4
Closed
3
Calls
–
Puts
–
Net Calls
–
Net Calls Change
–

Top Buyers

Rank Fund Capital Flow
1
Morgan Stanley
Morgan Stanley
New York
+$370K
2
Bank of America
Bank of America
North Carolina
+$321K
3
VKH
Virtu KCG Holdings
New York
+$239K
4
SG Americas Securities
SG Americas Securities
New York
+$213K
5
Commonwealth Equity Services
Commonwealth Equity Services
Massachusetts
+$167K

Top Sellers

Rank Fund Capital Flow
1
Invesco
Invesco
Georgia
-$615K
2
GC
Guggenheim Capital
Illinois
-$339K
3
Ameriprise
Ameriprise
Minnesota
-$51K
4
Deutsche Bank
Deutsche Bank
Germany
-$49K
5
OC
Oppenheimer & Co
New York
-$20K
Name Holding Trade Value Shares
Change 		Change in
Stake
Invesco
1
Invesco
Georgia
$3.37M -$615K -40,158 -16%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.2M +$54.1K +3,538 +3%
PAG
3
Private Advisor Group
New Jersey
$1.96M +$1.92M +125,716 New
Bank of America
4
Bank of America
North Carolina
$1.34M +$321K +20,949 +32%
Morgan Stanley
5
Morgan Stanley
New York
$1.27M +$370K +24,174 +42%
LPL Financial
6
LPL Financial
California
$1.24M +$124K +8,081 +11%
U
7
UBS
Switzerland
$965K +$24.9K +1,630 +3%
OC
8
Oppenheimer & Co
New York
$619K -$20K -1,307 -3%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$603K +$104K +6,770 +21%
Wells Fargo
10
Wells Fargo
California
$518K +$383 +25 +0.1%
WA
11
WFG Advisors
Texas
$412K +$22.2K +1,452 +6%
ICAS
12
Investors Capital Advisory Services
Massachusetts
$329K – – –
VKH
13
Virtu KCG Holdings
New York
$244K +$239K +15,649 New
SCM
14
Schnieders Capital Management
California
$217K +$213K +13,925 New
SG Americas Securities
15
SG Americas Securities
New York
$216K +$213K +13,892 New
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$191K -$17.1K -1,118 -8%
Commonwealth Equity Services
17
Commonwealth Equity Services
Massachusetts
$170K +$167K +10,917 New
SFS
18
Shaker Financial Services
Virginia
$168K +$166K +10,817 New
FAAS
19
First Allied Advisory Services
California
$157K +$153K +10,000 New
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$121K – – –
AA
21
Apriem Advisors
California
$54K – – –
TRCT
22
Tower Research Capital (TRC)
New York
$44K -$2.52K -165 -5%
SNT
23
Security National Trust
West Virginia
$37K – – –
KTC
24
Kistler-Tiffany Companies
Pennsylvania
$10K – – –
AIG
25
American International Group
New York
$8.5K – – –
1
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DPD Hedge Fund Activity: Q4 2013 in Review

29 of the 3,447 institutional investors tracked by Wall St. Rank reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) for Q4 2013, worth a combined $16.5M — up 30% from $12.7M a quarter earlier.

Buyers outnumbered sellers: 10 funds opened new DPD positions and 3 closed out — a net gain of 7 holders — while 9 added to existing stakes and 4 trimmed.

The largest buyer was Morgan Stanley, adding an estimated $370K. The largest seller was Invesco, cutting an estimated $615K.

  • 29 institutional investors held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) as of Q4 2013, up from 22 in Q3 2013.
  • Funds reported $16.5M of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC stock for Q4 2013, up 30% quarter-over-quarter.
  • 10 funds opened new DOW 30 PREMIUM & DIVIDEND INCOME FUND INC positions in Q4 2013 and 3 closed out, a net change of +7 holders.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC buyer in Q4 2013 was Morgan Stanley, an estimated $370K added.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC seller in Q4 2013 was Invesco, an estimated $615K sold.

Based on aggregated 13F filings for Q4 2013.