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DPD

DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD

Delisted

DPD was delisted on the 19th of December, 2014.

29 hedge funds and large institutions have $15.7M invested in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in 2014 Q3 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 10 reducing their positions, and 5 closing their positions.

New
Increased
Maintained
Reduced
Closed

7% more capital invested

Capital invested by funds: $14.7M → $15.7M (+$975K)

3% less funds holding

Funds holding: 3029 (-1)

20% less first-time investments, than exits

New positions opened: 4 | Existing positions closed: 5

20% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 10

Holders
29
Holders Change
-1
Holders Change %
-3.33%
% of All Funds
0.84%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
10
Closed
5
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$2.6M +$868K +54,706 +49%
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
$2.24M -$21.8K -1,373 -0.9%
PAG
3
Private Advisor Group
New Jersey
$1.63M -$51.6K -3,249 -3%
Bank of America
4
Bank of America
North Carolina
$1.59M +$365K +22,997 +29%
U
5
UBS
Switzerland
$1.2M +$192K +12,098 +19%
LPL Financial
6
LPL Financial
California
$1.08M +$28.1K +1,768 +3%
Morgan Stanley
7
Morgan Stanley
New York
$1.04M -$90.3K -5,691 -8%
SCM
8
Schnieders Capital Management
California
$580K +$22.2K +1,400 +4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$573K -$10.3K -650 -2%
Wells Fargo
10
Wells Fargo
California
$549K -$31.7K -1,999 -5%
ICAS
11
Investors Capital Advisory Services
Massachusetts
$424K
Cohen & Steers
12
Cohen & Steers
New York
$405K +$411K +25,924 New
WA
13
WFG Advisors
Texas
$377K +$2.86K +180 +0.8%
OC
14
Oppenheimer & Co
New York
$264K -$271K -17,066 -50%
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$216K -$18.2K -1,145 -8%
HFS
16
HL Financial Services
Kentucky
$203K +$206K +13,000 New
Janney Montgomery Scott
17
Janney Montgomery Scott
Pennsylvania
$182K
WAM
18
Wolverine Asset Management
Illinois
$161K +$165K +10,377 New
Creative Planning
19
Creative Planning
Kansas
$156K +$67.4K +4,250 +74%
PNC Financial Services Group
20
PNC Financial Services Group
Pennsylvania
$79K
AA
21
Apriem Advisors
California
$43K -$11.1K -700 -20%
SNT
22
Security National Trust
West Virginia
$37K
NFG
23
Next Financial Group
Texas
$14K -$3.17K -200 -18%
AIG
24
American International Group
New York
$8.52K
SA
25
SRH Advisors
Kansas
$5K

DPD Hedge Fund Activity: Q3 2014 in Review

29 of the 3,448 institutional investors tracked by Wall St. Rank reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) for Q3 2014, worth a combined $15.7M — up 6.6% from $14.7M a quarter earlier.

Sellers outnumbered buyers: 5 funds closed out of DPD and 4 opened new positions — a net loss of 1 holder — while 10 trimmed existing stakes and 8 added.

The largest buyer was Invesco, adding an estimated $868K. The largest seller was First Allied Advisory Services, exiting entirely with an estimated $352K sold.

  • 29 institutional investors held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) as of Q3 2014, down from 30 in Q2 2014.
  • Funds reported $15.7M of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC stock for Q3 2014, up 6.6% quarter-over-quarter.
  • 4 funds opened new DOW 30 PREMIUM & DIVIDEND INCOME FUND INC positions in Q3 2014 and 5 closed out, a net change of -1 holder.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC buyer in Q3 2014 was Invesco, an estimated $868K added.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC seller in Q3 2014 was First Allied Advisory Services, an estimated $352K sold.

Based on aggregated 13F filings for Q3 2014.