U
DPD

UBS’s DOW 30 PREMIUM & DIVIDEND INCOME FUND INC DPD Stock Holding History

UBS’s Portfolio DPD Stock Details DPD Fund Activity
Bought
Maintained
Sold
Quarter Market Value Status Shares Change in
Stake 		Trade Value Portfolio Weight Portfolio Position
2014
Q3 		$1.2M Buy
77,121
+12,098
+19% +$192K ﹤0.01% 3408
2014
Q2 		$1.04M Buy
65,023
+4,924
+8% +$78.9K ﹤0.01% 3499
2014
Q1 		$963K Sell
60,099
-1,890
-3% -$29.2K ﹤0.01% 3520
2013
Q4 		$965K Buy
61,989
+1,630
+3% +$24.9K ﹤0.01% 3588
2013
Q3 		$885K Buy
60,359
+1,877
+3% +$28.1K ﹤0.01% 3486
2013
Q2 		$857K Buy
+58,482
New +$875K ﹤0.01% 3517

Other funds holding DPD

Invesco
Invesco Atlanta, Georgia $1.02T AUM 30.18% 1-Year Est. Return
Commonwealth Equity Services
Commonwealth Equity Services Waltham, Massachusetts $79.5B AUM 27.1% 1-Year Est. Return
PAG
Private Advisor Group Morristown, New Jersey $21.8B AUM 28.57% 1-Year Est. Return
Bank of America
Bank of America Charlotte, North Carolina $1.37T AUM 24.88% 1-Year Est. Return
LPL Financial
LPL Financial San Diego, California $377B AUM 19.32% 1-Year Est. Return
Morgan Stanley
Morgan Stanley New York $1.66T AUM 25.57% 1-Year Est. Return
SCM
Schnieders Capital Management Pasadena, California $762M AUM 34.09% 1-Year Est. Return
LTFS
Ladenburg Thalmann Financial Services Miami, Florida $15.9B AUM 25.16% 1-Year Est. Return
Wells Fargo
Wells Fargo San Francisco, California $530B AUM 22.01% 1-Year Est. Return
ICAS
Investors Capital Advisory Services Lynnfield, Massachusetts $521M AUM 1.51% 1-Year Est. Return

UBS's DPD Position: Q3 2014 in Review

UBS increased its DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) stake by 19% in Q3 2014, buying an estimated $192K and bringing the position to 77,121 shares worth $1.2M. The position accounts for ﹤0.01% of the portfolio, ranked #3408.

UBS first reported a position in DPD in Q2 2013 and has held it in 6 quarters since. 29 funds tracked by Wall St. Rank hold DPD as of Q3 2014.

  • UBS held 77,121 shares of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC worth $1.2M as of Q3 2014.
  • UBS bought 12,098 DOW 30 PREMIUM & DIVIDEND INCOME FUND INC shares in Q3 2014, an estimated $192K.
  • DOW 30 PREMIUM & DIVIDEND INCOME FUND INC made up ﹤0.01% of UBS's portfolio in Q3 2014, its #3408 holding.
  • UBS first reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in Q2 2013 and has held it in 6 quarters since.
  • 29 funds tracked by Wall St. Rank held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC as of Q3 2014.

Based on UBS's 13F filing for Q3 2014, filed 12 Nov 2014.