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DPD

DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD

Delisted

DPD was delisted on the 19th of December, 2014.

22 hedge funds and large institutions have $12.7M invested in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in 2013 Q3 according to their latest regulatory filings, with 1 funds opening new positions, 10 increasing their positions, 8 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

25% more repeat investments, than reductions

Existing positions increased: 10 | Existing positions reduced: 8

0% more funds holding

Funds holding: 2222 (0)

0% more first-time investments, than exits

New positions opened: 1 | Existing positions closed: 1

9% less capital invested

Capital invested by funds: $13.9M → $12.7M (-$1.28M)

Holders
22
Holders Change
Holders Change %
0%
% of All Funds
0.71%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
1
Increased
10
Reduced
8
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
$3.76M -$601K -40,206 -14%
Royal Bank of Canada
2
Royal Bank of Canada
Ontario, Canada
$2.02M -$11.9K -794 -0.6%
LPL Financial
3
LPL Financial
California
$1.06M -$1.06M -70,668 -50%
Bank of America
4
Bank of America
North Carolina
$956K -$70.6K -4,717 -7%
U
5
UBS
Switzerland
$885K +$28.1K +1,877 +3%
Morgan Stanley
6
Morgan Stanley
New York
$838K -$27.3K -1,823 -3%
OC
7
Oppenheimer & Co
New York
$602K +$44.2K +2,954 +8%
Wells Fargo
8
Wells Fargo
California
$488K +$17.9K +1,196 +4%
LTFS
9
Ladenburg Thalmann Financial Services
Florida
$468K +$401K +26,812 +523%
WA
10
WFG Advisors
Texas
$367K +$2.78K +186 +0.7%
GC
11
Guggenheim Capital
Illinois
$339K -$177K -11,863 -34%
ICAS
12
Investors Capital Advisory Services
Massachusetts
$310K +$83.9K +5,610 +36%
Janney Montgomery Scott
13
Janney Montgomery Scott
Pennsylvania
$196K +$2.24K +150 +1%
PNC Financial Services Group
14
PNC Financial Services Group
Pennsylvania
$114K +$7.48K +500 +7%
AA
15
Apriem Advisors
California
$51K
Ameriprise
16
Ameriprise
Minnesota
$51K +$18.7K +1,250 +57%
Deutsche Bank
17
Deutsche Bank
Germany
$49K +$50.9K +3,400 New
TRCT
18
Tower Research Capital (TRC)
New York
$44K +$34.2K +2,284 +311%
SNT
19
Security National Trust
West Virginia
$34K
KTC
20
Kistler-Tiffany Companies
Pennsylvania
$10K -$40.1K -2,682 -80%
AIG
21
American International Group
New York
$8K
Citigroup
22
Citigroup
New York
$3K -$16.7K -1,117 -85%
SFSIG
23
San Francisco Sentry Investment Group
California
-$2K -120 Closed

DPD Hedge Fund Activity: Q3 2013 in Review

22 of the 3,085 institutional investors tracked by Wall St. Rank reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) for Q3 2013, worth a combined $12.7M — down 9.2% from $13.9M a quarter earlier.

Fund positioning in DPD was balanced in Q3 2013: 1 fund opened new positions, 1 closed out, 10 added to existing stakes and 8 trimmed.

The largest buyer was Ladenburg Thalmann Financial Services, adding an estimated $401K. The largest seller was LPL Financial, cutting an estimated $1.06M.

  • 22 institutional investors held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) as of Q3 2013, unchanged from Q2 2013.
  • Funds reported $12.7M of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC stock for Q3 2013, down 9.2% quarter-over-quarter.
  • 1 fund opened new DOW 30 PREMIUM & DIVIDEND INCOME FUND INC positions in Q3 2013 and 1 closed out, a net change of 0 holders.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC buyer in Q3 2013 was Ladenburg Thalmann Financial Services, an estimated $401K added.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC seller in Q3 2013 was LPL Financial, an estimated $1.06M sold.

Based on aggregated 13F filings for Q3 2013.