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DPD

DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD

Delisted

DPD was delisted on the 19th of December, 2014.

30 hedge funds and large institutions have $14.7M invested in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC in 2014 Q2 according to their latest regulatory filings, with 4 funds opening new positions, 8 increasing their positions, 11 reducing their positions, and 1 closing their positions.

New
Increased
Maintained
Reduced
Closed

300% more first-time investments, than exits

New positions opened: 4 | Existing positions closed: 1

11% more funds holding

Funds holding: 2730 (+3)

8% less capital invested

Capital invested by funds: $16M → $14.7M (-$1.32M)

27% less repeat investments, than reductions

Existing positions increased: 8 | Existing positions reduced: 11

Holders
30
Holders Change
+3
Holders Change %
+11.11%
% of All Funds
0.86%
Holding in Top 10
Holding in Top 10 Change
Holding in Top 10 Change %
% of All Funds
New
4
Increased
8
Reduced
11
Closed
1
Calls
Puts
Net Calls
Net Calls Change
Name Holding Trade Value Shares
Change
Change in
Stake
Commonwealth Equity Services
1
Commonwealth Equity Services
Massachusetts
$2.32M +$85.5K +5,336 +4%
Invesco
2
Invesco
Georgia
$1.79M -$869K -54,199 -33%
PAG
3
Private Advisor Group
New Jersey
$1.73M -$264K -16,461 -13%
Bank of America
4
Bank of America
North Carolina
$1.26M -$138K -8,638 -10%
Morgan Stanley
5
Morgan Stanley
New York
$1.16M -$16.7K -1,042 -1%
LPL Financial
6
LPL Financial
California
$1.09M -$188K -11,716 -15%
U
7
UBS
Switzerland
$1.04M +$78.9K +4,924 +8%
LTFS
8
Ladenburg Thalmann Financial Services
Florida
$598K -$13.6K -846 -2%
Wells Fargo
9
Wells Fargo
California
$596K +$34.1K +2,128 +6%
SCM
10
Schnieders Capital Management
California
$573K +$181K +11,310 +46%
OC
11
Oppenheimer & Co
New York
$544K
ICAS
12
Investors Capital Advisory Services
Massachusetts
$435K -$5.61K -350 -1%
WA
13
WFG Advisors
Texas
$384K +$3.19K +199 +0.8%
FAAS
14
First Allied Advisory Services
California
$352K
Royal Bank of Canada
15
Royal Bank of Canada
Ontario, Canada
$241K -$71K -4,426 -23%
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
$187K -$15.6K -971 -8%
Creative Planning
17
Creative Planning
Kansas
$92K +$24.4K +1,520 +36%
PNC Financial Services Group
18
PNC Financial Services Group
Pennsylvania
$81K +$40.1K +2,500 +98%
AA
19
Apriem Advisors
California
$56K
SNT
20
Security National Trust
West Virginia
$38K
BRWA
21
B. Riley Wealth Advisors
Florida
$32.6K +$32.6K +2,034 New
WEC
22
Winslow Evans & Crocker
Massachusetts
$32.1K +$32.1K +2,001 New
NFG
23
Next Financial Group
Texas
$17K +$17.6K +1,100 New
TRCT
24
Tower Research Capital (TRC)
New York
$14K +$13.5K +840 +1,400%
KTC
25
Kistler-Tiffany Companies
Pennsylvania
$11K

DPD Hedge Fund Activity: Q2 2014 in Review

30 of the 3,481 institutional investors tracked by Wall St. Rank reported a position in DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) for Q2 2014, worth a combined $14.7M — down 8.2% from $16M a quarter earlier.

Buyers outnumbered sellers: 4 funds opened new DPD positions and 1 closed out — a net gain of 3 holders — while 8 added to existing stakes and 11 trimmed.

The largest buyer was Schnieders Capital Management, adding an estimated $181K. The largest seller was Invesco, cutting an estimated $869K.

  • 30 institutional investors held DOW 30 PREMIUM & DIVIDEND INCOME FUND INC (DPD) as of Q2 2014, up from 27 in Q1 2014.
  • Funds reported $14.7M of DOW 30 PREMIUM & DIVIDEND INCOME FUND INC stock for Q2 2014, down 8.2% quarter-over-quarter.
  • 4 funds opened new DOW 30 PREMIUM & DIVIDEND INCOME FUND INC positions in Q2 2014 and 1 closed out, a net change of +3 holders.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC buyer in Q2 2014 was Schnieders Capital Management, an estimated $181K added.
  • The largest DOW 30 PREMIUM & DIVIDEND INCOME FUND INC seller in Q2 2014 was Invesco, an estimated $869K sold.

Based on aggregated 13F filings for Q2 2014.