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DPD

DOW 30 PREMIUM & DIVIDEND INCOME FUND INC
DPD

Delisted

DPD was delisted on the 19th of December, 2014.

Name Holding Trade Value Shares
Change
Change in
Stake
Invesco
1
Invesco
Georgia
– -$2.6M -166,570 Closed
Commonwealth Equity Services
2
Commonwealth Equity Services
Massachusetts
– -$2.24M -143,725 Closed
Private Advisor Group
3
Private Advisor Group
New Jersey
– -$1.63M -104,514 Closed
Bank of America
4
Bank of America
North Carolina
– -$1.59M -101,875 Closed
LPL Financial
5
LPL Financial
California
– -$1.08M -69,771 Closed
Morgan Stanley
6
Morgan Stanley
New York
– -$1.04M -66,954 Closed
Schnieders Capital Management
7
Schnieders Capital Management
California
– -$580K -37,185 Closed
Ladenburg Thalmann Financial Services
8
Ladenburg Thalmann Financial Services
Florida
– -$573K -36,691 Closed
Wells Fargo
9
Wells Fargo
California
– -$549K -35,188 Closed
ICAS
10
Investors Capital Advisory Services
Massachusetts
– -$424K -27,178 Closed
Cohen & Steers
11
Cohen & Steers
New York
– -$405K -25,924 Closed
WA
12
WFG Advisors
Texas
– -$377K -24,122 Closed
Oppenheimer & Co
13
Oppenheimer & Co
New York
– -$264K -16,898 Closed
Royal Bank of Canada
14
Royal Bank of Canada
Ontario, Canada
– -$216K -13,889 Closed
HL Financial Services
15
HL Financial Services
Kentucky
– -$203K -13,000 Closed
Janney Montgomery Scott
16
Janney Montgomery Scott
Pennsylvania
– -$182K -11,672 Closed
Wolverine Asset Management
17
Wolverine Asset Management
Illinois
– -$161K -10,377 Closed
Creative Planning
18
Creative Planning
Kansas
– -$156K -10,009 Closed
PNC Financial Services Group
19
PNC Financial Services Group
Pennsylvania
– -$79K -5,054 Closed
Apriem Advisors
20
Apriem Advisors
California
– -$43K -2,767 Closed
Security National Trust
21
Security National Trust
West Virginia
– -$37K -2,350 Closed
Next Financial Group
22
Next Financial Group
Texas
– -$14K -900 Closed
American International Group
23
American International Group
New York
– -$8.52K -546 Closed
American Asset Management
24
American Asset Management
Florida
– -$5K -324 Closed
SRH Advisors
25
SRH Advisors
Kansas
– -$5K -300 Closed