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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
OSI
201
DELISTED
Osiris Acquisition Corp.
OSI
$2.45M 0.14%
249,998
– –
ROCAU
202
DELISTED
ROC Energy Acquisition Corp. Unit
ROCAU
$2.42M 0.13%
240,000
– –
SSAA
203
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$2.39M 0.13%
242,475
– –
SHAP.U
204
DELISTED
Spree Acquisition Corp. 1 Limited Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SHAP.U
$2.37M 0.13%
234,849
– –
PIPP
205
DELISTED
Pine Island Acquisition Corp.
PIPP
$2.27M 0.13%
227,539
– –
HTPA
206
DELISTED
Highland Transcend Partners I Corp.
HTPA
$2.23M 0.12%
224,361
– –
KRNL
207
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$2.23M 0.12%
224,998
– –
PICC
208
DELISTED
Pivotal Investment Corporation III
PICC
$2.12M 0.12%
214,995
+200,000
+1,334% +$1.97M
HCNE
209
DELISTED
Jaws Hurricane Acquisition Corp. Class A Common Stock
HCNE
$2.11M 0.12%
+216,708
New +$2.11M
ATA
210
DELISTED
Americas Technology Acquisition Corp.
ATA
$2.09M 0.12%
201,196
– –
LGV
211
DELISTED
Longview Acquisition Corp. II
LGV
$2.06M 0.11%
209,295
– –
WEL.U
212
DELISTED
Integrated Wellness Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
WEL.U
$2.04M 0.11%
200,000
– –
EDTX
213
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$2.04M 0.11%
200,000
– –
THACU
214
DELISTED
Thrive Acquisition Corporation Unit
THACU
$2.03M 0.11%
200,000
– –
CURR
215
Currenc Group
CURR
$346M
$2.03M 0.11%
+200,000
New +$2.02M
DSAQ.U
216
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$2.03M 0.11%
200,000
– –
CITEU
217
DELISTED
Cartica Acquisition Corp Unit
CITEU
$2.03M 0.11%
200,000
– –
ONYXU
218
DELISTED
Onyx Acquisition Co. I Unit
ONYXU
$2.03M 0.11%
200,000
– –
LGVCU
219
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
$2.02M 0.11%
200,000
– –
SZZLU
220
DELISTED
Sizzle Acquisition Corp. Unit
SZZLU
$2.01M 0.11%
200,000
– –
SGHLU
221
DELISTED
Signal Hill Acquisition Corp. Unit
SGHLU
$2.01M 0.11%
200,000
– –
MTVC.U
222
DELISTED
Motive Capital Corp II Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
MTVC.U
$2M 0.11%
200,000
– –
PNST
223
DELISTED
Pinstripes Holdings, Inc.
PNST
$2M 0.11%
+200,300
New +$2M
QOMOU
224
DELISTED
Qomolangma Acquisition Corp. Unit
QOMOU
$2M 0.11%
+200,000
New +$2M
PACX
225
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.99M 0.11%
199,998
– –
7 8
9
10 11

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.