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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
HCIC
201
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.46M 0.12%
253,058
– –
IBER
202
DELISTED
Ibere Pharmaceuticals
IBER
$2.46M 0.12%
253,446
– –
UHG
203
DELISTED
United Homes Group
UHG
$2.45M 0.12%
251,496
– –
SCOA
204
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$2.44M 0.12%
249,996
– –
NDAC
205
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$2.44M 0.12%
250,000
– –
LVRA
206
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$2.44M 0.12%
249,996
– –
CPUH
207
DELISTED
Compute Health Acquisition Corp.
CPUH
$2.43M 0.12%
249,992
– –
TMPM
208
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$2.43M 0.12%
247,755
– –
ROCAU
209
DELISTED
ROC Energy Acquisition Corp. Unit
ROCAU
$2.43M 0.12%
+240,000
New +$2.41M
OSI
210
DELISTED
Osiris Acquisition Corp.
OSI
$2.42M 0.12%
249,998
– –
SSAA
211
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$2.36M 0.12%
242,475
– –
PIPP
212
DELISTED
Pine Island Acquisition Corp.
PIPP
$2.24M 0.11%
227,539
-27,160
-11% -$270K
FOXO
213
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$2.24M 0.11%
1,140
– –
HTPA
214
DELISTED
Highland Transcend Partners I Corp.
HTPA
$2.23M 0.11%
224,361
– –
KRNL
215
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$2.19M 0.11%
224,998
– –
LOKM
216
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$2.07M 0.1%
213,150
– –
LGV
217
DELISTED
Longview Acquisition Corp. II
LGV
$2.06M 0.1%
209,295
– –
ALSAU
218
DELISTED
Alpha Star Acquisition Corp Units
ALSAU
$2.05M 0.1%
+200,000
New +$2.04M
ATA
219
DELISTED
Americas Technology Acquisition Corp.
ATA
$2.04M 0.1%
201,196
– –
DSAQ.U
220
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$2.03M 0.1%
200,000
-100,000
-33% -$1.01M
ONYXU
221
DELISTED
Onyx Acquisition Co. I Unit
ONYXU
$2.03M 0.1%
+200,000
New +$2.02M
THACU
222
DELISTED
Thrive Acquisition Corporation Unit
THACU
$2.02M 0.1%
+200,000
New +$2.02M
SZZLU
223
DELISTED
Sizzle Acquisition Corp. Unit
SZZLU
$2.02M 0.1%
+200,000
New +$2.02M
WEL.U
224
DELISTED
Integrated Wellness Acquisition Corp Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
WEL.U
$2.02M 0.1%
+200,000
New +$2.02M
LGVCU
225
DELISTED
LAMF Global Ventures Corp. I Unit
LGVCU
$2.01M 0.1%
+200,000
New +$2.01M
7 8
9
10 11

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.