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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCTTW
201
PureCycle Technologies Inc Warrant
PCTTW
$9.5M
$1.66M 0.09%
322,839
-38,680
-11% -$236K
TOI icon
202
The Oncology Institute
TOI
$495M
$1.63M 0.09%
163,847
– –
ADNWW
203
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$1.59M 0.09%
1,022,498
– –
LUCK
204
Lucky Strike Entertainment
LUCK
$955M
$1.59M 0.09%
159,840
– –
NVSA
205
DELISTED
New Vista Acquisition Corp Class A Ordinary Shares
NVSA
$1.59M 0.09%
163,476
– –
CORZ
206
DELISTED
Core Scientific, Inc. Common Stock
CORZ
$1.59M 0.09%
157,136
-242,860
-61% -$2.44M
ENJY
207
DELISTED
Enjoy Technology, Inc. Common Stock
ENJY
$1.58M 0.09%
158,252
-150,000
-49% -$1.49M
YSAC
208
DELISTED
Yellowstone Acquisition Company
YSAC
$1.52M 0.09%
149,998
– –
FLAC
209
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$1.51M 0.09%
154,560
– –
AMPS
210
DELISTED
Altus Power
AMPS
$1.49M 0.08%
150,000
– –
OPA
211
DELISTED
Magnum Opus Acquisition Limited
OPA
$1.48M 0.08%
150,000
– –
ARYE
212
DELISTED
ARYA Sciences Acquisition Corp V Class A Ordinary Shares
ARYE
$1.48M 0.08%
+150,000
New +$1.49M
HGAS
213
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$1.48M 0.08%
150,000
– –
TSIB
214
DELISTED
Tishman Speyer Innovation Corp. II Class A common stock
TSIB
$1.47M 0.08%
+150,000
New +$1.47M
SPWR icon
215
SunPower Inc
SPWR
$58.3M
$1.46M 0.08%
149,996
– –
HERA
216
DELISTED
FTAC Hera Acquisition Corp. Class A Ordinary Shares
HERA
$1.46M 0.08%
150,000
– –
BRLIU
217
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$1.46M 0.08%
136,487
-10,000
-7% -$108K
SPTK
218
DELISTED
SportsTek Acquisition Corp. Class A Common Stock
SPTK
$1.42M 0.08%
+146,428
New +$1.41M
VPCB
219
DELISTED
VPC Impact Acquisition Holdings II Class A ordinary shre
VPCB
$1.39M 0.08%
140,700
– –
MAPSW
220
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$1.35M 0.08%
282,923
– –
PMGM
221
DELISTED
Priveterra Acquisition Corp. II Class A Common Stock
PMGM
$1.34M 0.08%
136,098
– –
SFR
222
DELISTED
Appreciate Holdings, Inc. Class A Common Stock
SFR
$1.33M 0.08%
136,065
– –
AVAN
223
DELISTED
Avanti Acquisition Corp.
AVAN
$1.32M 0.07%
135,316
– –
RKLBW
224
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$1.2M 0.07%
244,790
-105,000
-30% -$372K
GHAC
225
DELISTED
Gaming & Hospitality Acquisition Corp. Class A Common Stock
GHAC
$1.17M 0.07%
119,997
– –
7 8
9
10 11

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AGP
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MWM
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.