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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SPGS.U
201
DELISTED
Simon Property Group Acquisition Holdings, Inc. Units, each consisting of one share of Class A common stock and one-fifth of one redeemable warrant
SPGS.U
$1.76M 0.1%
+175,000
New +$1.8M
UP icon
202
Wheels Up
UP
$200M
$1.74M 0.1%
870
-2,130
-71% -$4.49M
VYGG
203
DELISTED
Vy Global Growth
VYGG
$1.73M 0.1%
170,995
-29,000
-15% -$321K
RMGC
204
DELISTED
RMG Acquisition Corp. III Class A Ordinary Shares
RMGC
$1.72M 0.1%
+174,995
New +$1.71M
AEVAW
205
DELISTED
Aeva Technologies Warrants
AEVAW
$1.71M 0.1%
+520,750
New +$2.2M
BLUA
206
DELISTED
BlueRiver Acquisition Corp.
BLUA
$1.7M 0.1%
+174,996
New +$1.7M
TOI icon
207
The Oncology Institute
TOI
$495M
$1.63M 0.1%
163,847
– –
NVSAU
208
DELISTED
New Vista Acquisition Corp Unit
NVSAU
$1.63M 0.09%
+163,477
New +$1.69M
PSFE.WS
209
DELISTED
Paysafe Ltd Warrants
PSFE.WS
$1.58M 0.09%
+366,748
New +$1.59M
BRLIU
210
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$1.57M 0.09%
146,487
– –
CLVRW
211
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$1.56M 0.09%
584,999
-1
-0% -$4
PDAC
212
DELISTED
Peridot Acquisition Corp.
PDAC
$1.54M 0.09%
+144,400
New +$1.7M
FLAC
213
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
$1.53M 0.09%
+154,560
New +$1.58M
QELL
214
DELISTED
Qell Acquisition Corp. Class A Ordinary Shares
QELL
$1.53M 0.09%
+150,200
New +$1.82M
TRITW
215
DELISTED
Triterras, Inc. Warrant
TRITW
$1.52M 0.09%
913,347
-10,000
-1% -$18.5K
AUS.U
216
DELISTED
Austerlitz Acquisition Corporation I Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
AUS.U
$1.51M 0.09%
+150,000
New +$1.52M
SPRQ.WS
217
DELISTED
Spartan Acquisition Corp. II Warrants, exercisable for one share of Class A Common Stock
SPRQ.WS
$1.5M 0.09%
+848,016
New +$1.96M
TSIBU
218
DELISTED
Tishman Speyer Innovation Corp. II Unit
TSIBU
$1.5M 0.09%
+150,000
New +$1.55M
YSAC
219
DELISTED
Yellowstone Acquisition Company
YSAC
$1.5M 0.09%
149,998
– –
FACT.U
220
DELISTED
Freedom Acquisition I Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
FACT.U
$1.5M 0.09%
+150,000
New +$1.5M
HERAU
221
DELISTED
FTAC Hera Acquisition Corp. Units
HERAU
$1.5M 0.09%
+150,000
New +$1.51M
BWAC
222
DELISTED
BETTER WORLD ACQUISITION CORP. Common Stock
BWAC
$1.49M 0.09%
+150,000
New +$1.54M
FMIVU
223
DELISTED
Forum Merger IV Corporation Unit
FMIVU
$1.49M 0.09%
+150,000
New +$1.49M
OPA.U
224
DELISTED
Magnum Opus Acquisition Limited Units, each consisting of one Class A ordinary share and one-half redeemable warrant
OPA.U
$1.48M 0.09%
+150,000
New +$1.48M
HGAS
225
DELISTED
Global Gas Corporation Class A Common Stock
HGAS
$1.46M 0.09%
+150,000
New +$1.48M
7 8
9
10 11

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.