CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LIVKW
201
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$280K 0.02%
400,000
– –
CEREW
202
DELISTED
Cerevel Therapeutics Holdings, Inc. Warrant
CEREW
$277K 0.02%
+49,052
New +$277K
NSH.WS
203
DELISTED
NavSight Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A Common Sto
NSH.WS
$270K 0.02%
+210,838
New +$270K
CFACU
204
DELISTED
CF Finance Acquisition Corp. III Unit
CFACU
$268K 0.02%
+25,000
New +$268K
NMMCW
205
DELISTED
North Mountain Merger Corp. Warrant
NMMCW
$262K 0.02%
+194,123
New +$262K
ALUS.WS
206
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$262K 0.02%
212,899
-12,100
-5% -$14.9K
HPX.WS
207
DELISTED
HPX Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HPX.WS
$260K 0.02%
+242,800
New +$260K
HYZN
208
DELISTED
Hyzon Motors Inc. Class A Common Stock
HYZN
$251K 0.02%
+473
New +$251K
VIHAW
209
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$250K 0.02%
+224,999
New +$250K
ORGNW icon
210
Origin Materials, Inc. Warrants
ORGNW
$2.65M
$247K 0.02%
112,137
-177,096
-61% -$390K
JWS.WS
211
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$243K 0.01%
89,845
+58,264
+184% +$158K
TWCTW
212
DELISTED
TWC Tech Holdings II Corp. Warrant
TWCTW
$220K 0.01%
+133,399
New +$220K
SBG.WS
213
DELISTED
Sandbridge Acquisition Corporation Warrants, each whole warrant exercisable for one share of Class A
SBG.WS
$210K 0.01%
+161,316
New +$210K
FGNA.WS
214
DELISTED
FG New America Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A c
FGNA.WS
$203K 0.01%
+140,000
New +$203K
NBA.WS
215
DELISTED
New Beginnings Acquisition Corp. Redeemable Warrants, each warrant exercisable for one share of Comm
NBA.WS
$200K 0.01%
+200,000
New +$200K
CCX.WS
216
DELISTED
Churchill Capital Corp II Warrants, each exercisable for one share of Class A common stock at an exe
CCX.WS
$197K 0.01%
+100,000
New +$197K
AVAN
217
DELISTED
Avanti Acquisition Corp.
AVAN
$195K 0.01%
+19,014
New +$195K
CMAXW
218
DELISTED
CareMax, Inc. Warrant
CMAXW
$183K 0.01%
+44,651
New +$183K
CPSR.WS
219
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$176K 0.01%
124,999
– –
TALKW icon
220
Talkspace, Inc. Warrant
TALKW
$2.81M
$168K 0.01%
97,500
– –
IGACW
221
DELISTED
IG Acquisition Corp. Warrant
IGACW
$165K 0.01%
+100,000
New +$165K
SOFIW
222
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
$163K 0.01%
+46,134
New +$163K
PMVC.WS
223
DELISTED
PMV Consumer Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
PMVC.WS
$151K 0.01%
+137,500
New +$151K
BSN.WS
224
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
$146K 0.01%
+130,185
New +$146K
RKLBW
225
DELISTED
Rocket Lab USA, Inc. Warrant
RKLBW
$126K 0.01%
+83,332
New +$126K
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9
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