CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$30.3M
2
+$28.9M
3
+$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
201
$280K 0.02%
400,000
202
$277K 0.02%
+49,052
203
$270K 0.02%
+210,838
204
$268K 0.02%
+25,000
205
$262K 0.02%
+194,123
206
$262K 0.02%
212,899
-12,100
207
$260K 0.02%
+242,800
208
$251K 0.02%
+473
209
$250K 0.02%
+224,999
210
$247K 0.02%
112,137
-177,096
211
$243K 0.01%
89,845
+58,264
212
$220K 0.01%
+133,399
213
$210K 0.01%
+161,316
214
$203K 0.01%
+140,000
215
$200K 0.01%
+200,000
216
$197K 0.01%
+100,000
217
$195K 0.01%
+19,014
218
$183K 0.01%
+44,651
219
$176K 0.01%
124,999
220
$168K 0.01%
97,500
221
$165K 0.01%
+100,000
222
$163K 0.01%
+46,134
223
$151K 0.01%
+137,500
224
$146K 0.01%
+130,185
225
$126K 0.01%
+83,332
7 8
9
10 11