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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EQHA
176
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.91M 0.14%
299,998
– –
TSPQ.U
177
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$2.9M 0.14%
293,250
– –
PSQH icon
178
PSQ Holdings
PSQH
$12.4M
$2.89M 0.14%
20,000
– –
RKTA
179
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
$2.88M 0.14%
294,432
– –
ATSPU
180
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$2.88M 0.14%
280,744
– –
FOUNU
181
DELISTED
Founder SPAC Units
FOUNU
$2.87M 0.14%
+277,008
New +$2.81M
COCH icon
182
Envoy Medical
COCH
$52.3M
$2.86M 0.14%
293,880
– –
AISP
183
Airship AI Holdings
AISP
$66.5M
$2.86M 0.14%
293,558
– –
TZPS
184
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$2.72M 0.14%
279,696
– –
GOGN.U
185
DELISTED
GoGreen Investments Corporation Units, each consisting of one Class A ordinary share and one half of one redeemable warrant
GOGN.U
$2.72M 0.14%
+269,000
New +$2.72M
PMVC
186
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$2.7M 0.13%
275,000
– –
FTPA
187
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$2.69M 0.13%
274,996
– –
FZT
188
DELISTED
FAST Acquisition Corp. II
FZT
$2.69M 0.13%
276,796
– –
KAHC
189
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$2.62M 0.13%
268,872
– –
OXUSU
190
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$2.6M 0.13%
250,000
– –
HAAC
191
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$2.55M 0.13%
261,200
– –
LEGA
192
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$2.54M 0.13%
260,876
– –
SHAP.U
193
DELISTED
Spree Acquisition Corp. 1 Limited Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant
SHAP.U
$2.54M 0.13%
+253,500
New +$2.53M
ARGUU
194
DELISTED
Argus Capital Corp. Unit
ARGUU
$2.53M 0.13%
250,000
– –
CFFEU
195
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$2.52M 0.13%
250,000
– –
DLCA
196
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$2.52M 0.13%
258,148
– –
PDOT
197
DELISTED
Peridot Acquisition Corp. II
PDOT
$2.5M 0.12%
257,425
– –
CFIVU
198
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$2.48M 0.12%
249,996
– –
AEON icon
199
AEON Biopharma
AEON
$11.2M
$2.48M 0.12%
3,544
– –
MBAC
200
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$2.48M 0.12%
249,999
– –
6 7
8
9 10

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.