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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGV.U
176
DELISTED
Longview Acquisition Corp. II Units, each consisting of one share of Class A Common Stock and one-fifth of one redeemable Warrant
LGV.U
$2.1M 0.12%
+209,300
New +$2.1M
THBR
177
DELISTED
Thunder Bridge Acquisition II, Ltd. Class A Ordinary Shares
THBR
$2.09M 0.12%
+200,500
New +$2.32M
MACAU
178
DELISTED
Moringa Acquisition Corp Units
MACAU
$2.08M 0.12%
+210,035
New +$2.14M
SRNGU
179
DELISTED
Soaring Eagle Acquisition Corp. Unit
SRNGU
$2.02M 0.12%
+200,000
New +$2.08M
SPAQ.U
180
DELISTED
Spartan Acquisition Corp. III Units, each consisting of one share of Class A common stock and one-fo
SPAQ.U
$2.01M 0.12%
+200,000
New +$2.08M
ATA
181
DELISTED
Americas Technology Acquisition Corp.
ATA
$2M 0.12%
+201,196
New +$2.02M
TRCA.U
182
DELISTED
Twin Ridge Capital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
TRCA.U
$1.99M 0.12%
+200,000
New +$2M
ESM.U
183
DELISTED
ESM Acquisition Corporation Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
ESM.U
$1.99M 0.12%
+200,000
New +$1.99M
MAPSW
184
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$1.99M 0.12%
282,923
+62,000
+28% +$509K
NMMC
185
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$1.98M 0.12%
200,000
– –
CFVIU
186
DELISTED
CF Acquisition Corp. VI Unit
CFVIU
$1.98M 0.12%
+200,000
New +$2.03M
RBOT
187
DELISTED
Vicarious Surgical
RBOT
$1.98M 0.12%
6,667
– –
AGGRU
188
DELISTED
Agile Growth Corp Units
AGGRU
$1.98M 0.12%
+200,000
New +$1.98M
WARR.U
189
DELISTED
Warrior Technologies Acquisition Company Units,eachconsistingofoneshare ofClassAcommonstockandone-halfofone warrant
WARR.U
$1.98M 0.12%
+200,000
New +$2M
IGAC
190
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$1.97M 0.11%
200,000
– –
DTOCU
191
DELISTED
Digital Transformation Opportunities Corp. Units
DTOCU
$1.97M 0.11%
+200,000
New +$1.99M
GOAC
192
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$1.97M 0.11%
199,998
– –
SRZN icon
193
Surrozen
SRZN
$216M
$1.96M 0.11%
+13,613
New +$2.07M
OEPW
194
DELISTED
One Equity Partners Open Water I Corp. Class A Common Stock
OEPW
$1.95M 0.11%
+199,998
New +$1.95M
SNRH
195
DELISTED
Senior Connect Acquisition Corp. I Class A Common Stock
SNRH
$1.94M 0.11%
+200,000
New +$2.02M
PACX
196
DELISTED
Pioneer Merger Corp. Class A Ordinary Share
PACX
$1.94M 0.11%
+199,998
New +$1.97M
QNGY
197
DELISTED
Quanergy Systems, Inc.
QNGY
$1.94M 0.11%
+9,700
New +$2.08M
GRNA
198
DELISTED
GreenLight Biosciences Holdings, PBC Common Stock
GRNA
$1.94M 0.11%
+200,000
New +$1.96M
VIHAW
199
DELISTED
VPC Impact Acquisition Holdings Warrant
VIHAW
$1.78M 0.1%
602,030
+377,031
+168% +$1.4M
LFTR
200
DELISTED
Lefteris Acquisition Corp. Class A Common Stock
LFTR
$1.78M 0.1%
+180,474
New +$1.9M
6 7
8
9 10

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.