CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
TINV.U
176
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$529K 0.03%
+50,000
New +$529K
OACB
177
DELISTED
Oaktree Acquisition Corp. II
OACB
$524K 0.03%
+49,996
New +$524K
EMPW.U
178
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$520K 0.03%
+50,000
New +$520K
CRHC.WS
179
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$510K 0.03%
+283,332
New +$510K
SEAH
180
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$506K 0.03%
+49,998
New +$506K
RSI.WS
181
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
$482K 0.03%
+62,900
New +$482K
GNRSW
182
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$481K 0.03%
482,900
-17,100
-3% -$17K
TMTSW
183
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$448K 0.03%
+400,000
New +$448K
CIICW
184
DELISTED
CIIG Merger Corp. Warrants
CIICW
$439K 0.03%
53,578
– –
PTRAW
185
DELISTED
Proterra Inc. Warrant
PTRAW
$438K 0.03%
+190,134
New +$438K
CMPOW icon
186
CompoSecure, Inc. Warrant
CMPOW
$1.1B
$424K 0.03%
+348,182
New +$424K
HOLUU
187
DELISTED
Holicity Inc. Unit
HOLUU
$407K 0.02%
+39,153
New +$407K
RCHGW
188
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$400K 0.02%
+250,000
New +$400K
SAIIW
189
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$388K 0.02%
+287,500
New +$388K
SCVX.WS
190
DELISTED
SCVX Corp.
SCVX.WS
$366K 0.02%
215,000
+200,000
+1,333% +$340K
STWOW
191
DELISTED
ACON S2 Acquisition Corp. Warrant
STWOW
$365K 0.02%
+223,417
New +$365K
NGA
192
DELISTED
Northern Genesis Acquisition Corp.
NGA
$365K 0.02%
+20,536
New +$365K
GLEO.WS
193
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$350K 0.02%
417,086
– –
USFD icon
194
US Foods
USFD
$17.6B
$333K 0.02%
10,000
– –
AJAX.WS
195
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$328K 0.02%
+100,000
New +$328K
LFLYW
196
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$300K 0.02%
300,000
– –
FUSE.WS
197
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$297K 0.02%
116,000
-11,500
-9% -$29.4K
NGA.WS
198
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
$296K 0.02%
+52,561
New +$296K
XL.WS
199
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
$293K 0.02%
+36,166
New +$293K
SFTW.WS
200
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$292K 0.02%
198,700
– –
6 7
8
9 10