We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+10.36%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.64B
AUM Growth
+$340M
Cap. Flow
-$23.5M
Cap. Flow %
-1.43%
Top 10 Hldgs %
43.79%
Holding
361
New
186
Increased
14
Reduced
24
Closed
74

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$28M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
+$27.4M
3
OPAD icon
Offerpad Solutions
OPAD
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 14.63%
2 Technology 3.92%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SCVX
176
DELISTED
SCVX Corp.
SCVX
$531K 0.03%
51,590
+21,590
+72% +$219K
TINV.U
177
DELISTED
Tiga Acquisition Corp. Units, each consisting of one Class A ordinary share and one half of one warrant
TINV.U
$529K 0.03%
+50,000
New +$519K
OACB
178
DELISTED
Oaktree Acquisition Corp. II
OACB
$524K 0.03%
+49,996
New +$507K
EMPW.U
179
DELISTED
Empower Ltd. Units, each consisting of one Class A ordinary share and one-third of one redeemable wa
EMPW.U
$520K 0.03%
+50,000
New +$502K
CRHC.WS
180
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
$510K 0.03%
+283,332
New +$348K
SEAH
181
DELISTED
Sports Entertainment Acquisition Corp.
SEAH
$506K 0.03%
+49,998
New +$500K
RSI.WS
182
DELISTED
Rush Street Interactive, Inc. Redeemable Warrants, each whole warrant exercisable for one share of C
RSI.WS
$482K 0.03%
+62,900
New +$476K
GNRSW
183
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$481K 0.03%
482,900
-17,100
-3% -$8.27K
TMTSW
184
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
$448K 0.03%
+400,000
New +$314K
CIICW
185
DELISTED
CIIG Merger Corp. Warrants
CIICW
$439K 0.03%
53,578
– –
PTRAW
186
DELISTED
Proterra Inc. Warrant
PTRAW
$438K 0.03%
+190,134
New +$338K
CMPOW
187
DELISTED
CompoSecure Inc Warrant
CMPOW
$424K 0.03%
+348,182
New +$317K
HOLUU
188
DELISTED
Holicity Inc. Unit
HOLUU
$407K 0.02%
+39,153
New +$400K
RCHGW
189
DELISTED
Recharge Acquisition Corp. Warrant
RCHGW
$400K 0.02%
+250,000
New +$271K
SAIIW
190
DELISTED
Software Acquisition Group Inc. II Warrant
SAIIW
$388K 0.02%
+287,500
New +$222K
SCVX.WS
191
DELISTED
SCVX Corp.
SCVX.WS
$366K 0.02%
215,000
+200,000
+1,333% +$265K
STWOW
192
DELISTED
ACON S2 Acquisition Corp Warrant
STWOW
$365K 0.02%
+223,417
New +$291K
NGA
193
DELISTED
Northern Genesis Acquisition Corp.
NGA
$365K 0.02%
+20,536
New +$251K
GLEO.WS
194
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$350K 0.02%
417,086
– –
USFD icon
195
US Foods
USFD
$22.5B
$333K 0.02%
10,000
– –
AJAX.WS
196
DELISTED
Capri Listco Redeemable Warrants, each warrant exercisable for one Class A ordinary share at an exer
AJAX.WS
$328K 0.02%
+100,000
New +$320K
LFLYW
197
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$300K 0.02%
300,000
– –
FUSE.WS
198
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$297K 0.02%
116,000
-11,500
-9% -$13.7K
NGA.WS
199
DELISTED
Northern Genesis Acquisition Corp. Redeemable Warrants, each warrant exercisable for shares of commo
NGA.WS
$296K 0.02%
+52,561
New +$137K
XL.WS
200
DELISTED
XL Fleet Corp. Redeemable Warrants, each whole warrant exercisable for shares of Class A common stoc
XL.WS
$293K 0.02%
+36,166
New +$302K
6 7
8
9 10

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Creek Arbitrage held 361 positions worth $1.64B, up 26% from $1.3B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Castle Creek Arbitrage's Q4 2020 filing shows 186 new, 14 increased, 24 reduced and 74 closed positions. Its largest new stake was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M. The largest sale was Burgundy Technology Acquisition Corporation Unit, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2020 buy was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M.
  • Castle Creek Arbitrage added most to Nuvation Bio in Q4 2020, an estimated $8.68M increase.
  • Castle Creek Arbitrage's biggest Q4 2020 reduction was Aeva Technologies, cutting an estimated $8.14M.
  • Castle Creek Arbitrage fully exited Burgundy Technology Acquisition Corporation Unit in Q4 2020, selling an estimated $27.9M.
  • Castle Creek Arbitrage's ten largest holdings make up 44% of its $1.64B portfolio in Q4 2020.
  • Castle Creek Arbitrage opened 186 new positions and closed 74 in Q4 2020.
  • Castle Creek Arbitrage's portfolio value rose 26% quarter-over-quarter to $1.64B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.