CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$30.3M
2
+$28.9M
3
+$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
176
$529K 0.03%
+50,000
177
$524K 0.03%
+49,996
178
$520K 0.03%
+50,000
179
$510K 0.03%
+283,332
180
$506K 0.03%
+49,998
181
$482K 0.03%
+62,900
182
$481K 0.03%
482,900
-17,100
183
$448K 0.03%
+400,000
184
$439K 0.03%
53,578
185
$438K 0.03%
+190,134
186
$424K 0.03%
+348,182
187
$407K 0.02%
+39,153
188
$400K 0.02%
+250,000
189
$388K 0.02%
+287,500
190
$366K 0.02%
215,000
+200,000
191
$365K 0.02%
+223,417
192
$365K 0.02%
+20,536
193
$350K 0.02%
417,086
194
$333K 0.02%
10,000
195
$328K 0.02%
+100,000
196
$300K 0.02%
300,000
197
$297K 0.02%
116,000
-11,500
198
$296K 0.02%
+52,561
199
$293K 0.02%
+36,166
200
$292K 0.02%
198,700
6 7
8
9 10