CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+0.68%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.3B
AUM Growth
+$134M
Cap. Flow
-$769M
Cap. Flow %
-59.09%
Top 10 Hldgs %
61.67%
Holding
258
New
103
Increased
17
Reduced
16
Closed
54

Top Buys

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M
3
MKTW icon
MarketWise
MKTW
$17.3M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
$14.6M

Top Sells

1
FSR
Fisker Inc.
FSR
$22.9M
2
GCMG icon
GCM Grosvenor
GCMG
$14.4M
3
LSEA
Landsea Homes
LSEA
$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
$8.8M

Sector Composition

1 Financials 8.35%
2 Technology 4.69%
3 Industrials 2.19%
4 Consumer Discretionary 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GIX.U
176
DELISTED
GigCapital2, Inc.
GIX.U
– –
-296,500
Closed -$3.18M
GIK.U
177
DELISTED
GigCapital3, Inc. Units, each consisting of one share of Common Stock and three-fourths of one Redee
GIK.U
– –
-125,000
Closed -$1.26M
NPAUU
178
DELISTED
New Providence Acquisition Corp. Unit
NPAUU
– –
-94,800
Closed -$1M
CIICU
179
DELISTED
CIIG Merger Corp. Units
CIICU
– –
-106,868
Closed -$1.1M
ROCHU
180
DELISTED
Roth CH Acquisition I Co. Unit
ROCHU
– –
-679,528
Closed -$6.83M
IPV.U
181
DELISTED
InterPrivate Acquisition Corp. Units, each consisting of one share of common stock, $.0001 par value
IPV.U
– –
-490,800
Closed -$4.97M
SBE.U
182
DELISTED
Switchback Energy Acquisition Corporation
SBE.U
– –
-233,000
Closed -$2.4M
LGVW.U
183
DELISTED
Longview Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-thir
LGVW.U
– –
-600,000
Closed -$6.06M
PCPL.U
184
DELISTED
CC Neuberger Principal Holdings I Units, each consisting of one Class A ordinary share and one-third
PCPL.U
– –
-350,000
Closed -$3.67M
NOVSU
185
DELISTED
Novus Capital Corporation Units
NOVSU
– –
-34,634
Closed -$362K
GHIVU
186
DELISTED
Gores Holdings IV, Inc. Unit
GHIVU
– –
-440,775
Closed -$4.58M
OAC.U
187
DELISTED
Oaktree Acquisition Corp.
OAC.U
– –
-200,000
Closed -$2.13M
DMYT.U
188
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
– –
-125,800
Closed -$1.33M
LOAK.U
189
DELISTED
Live Oak Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
LOAK.U
– –
-300,000
Closed -$3.01M
RMG.U
190
DELISTED
RMG Acquisition Corp.
RMG.U
– –
-50,000
Closed -$524K
PIC.U
191
DELISTED
Pivotal Investment Corporation II Units, each consisting of one share of Class A common stock and on
PIC.U
– –
-48,500
Closed -$500K
HCACU
192
DELISTED
Hennessy Capital Acquisition Corp. IV Unit
HCACU
– –
-275,000
Closed -$3.16M
TRNE.U
193
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
– –
-59,000
Closed -$650K
ATCXW
194
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
– –
-261,652
Closed -$101K
GMHIU
195
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
– –
-23,417
Closed -$264K
HCCOU
196
DELISTED
Healthcare Merger Corp. Units
HCCOU
– –
-49,400
Closed -$509K
ARYBU
197
DELISTED
ARYA Sciences Acquisition Corp II Unit
ARYBU
– –
-50,005
Closed -$580K
FTACU
198
DELISTED
FinTech Acquisition Corp. III Unit
FTACU
– –
-120,000
Closed -$1.5M
FMCIW
199
DELISTED
Forum Merger II Corporation Warrant
FMCIW
– –
-101,500
Closed -$475K
SAQNU
200
DELISTED
Software Acquisition Group Inc. Unit
SAQNU
– –
-600,000
Closed -$6.31M
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