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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
CFFEU
151
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$2.52M 0.14%
250,000
– –
DLCA
152
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$2.51M 0.14%
258,148
– –
PDOT
153
DELISTED
Peridot Acquisition Corp. II
PDOT
$2.5M 0.14%
257,425
– –
HCIC
154
DELISTED
Hennessy Capital Investment Corp. V Class A Common Stock
HCIC
$2.5M 0.14%
253,058
– –
PIPP
155
DELISTED
Pine Island Acquisition Corp.
PIPP
$2.49M 0.14%
254,699
– –
AEON icon
156
AEON Biopharma
AEON
$11.2M
$2.48M 0.14%
3,544
– –
MBAC
157
DELISTED
M3-Brigade Acquisition II Corp.
MBAC
$2.48M 0.14%
249,999
– –
CFIVU
158
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$2.48M 0.14%
249,996
– –
IBER
159
DELISTED
Ibere Pharmaceuticals
IBER
$2.46M 0.14%
+253,446
New +$2.45M
UHG
160
DELISTED
United Homes Group
UHG
$2.44M 0.14%
+251,496
New +$2.44M
CPUH
161
DELISTED
Compute Health Acquisition Corp.
CPUH
$2.44M 0.14%
249,992
– –
OSI
162
DELISTED
Osiris Acquisition Corp.
OSI
$2.44M 0.14%
+249,998
New +$2.42M
NDAC
163
DELISTED
NightDragon Acquisition Corp. Class A Common stock
NDAC
$2.44M 0.14%
250,000
– –
LVRA
164
DELISTED
Levere Holdings Corp. Class A Ordinary Shares
LVRA
$2.43M 0.14%
249,996
– –
SCOA
165
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$2.43M 0.14%
249,996
– –
TMPM
166
DELISTED
Turmeric Acquisition Corp. Class A Ordinary Shares
TMPM
$2.42M 0.14%
+247,755
New +$2.42M
SSAA
167
DELISTED
Science Strategic Acquisition Corp. Alpha Class A Common Stock
SSAA
$2.35M 0.13%
+242,475
New +$2.35M
FOXO
168
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$2.23M 0.13%
1,140
– –
HTPA
169
DELISTED
Highland Transcend Partners I Corp.
HTPA
$2.22M 0.13%
224,361
– –
KRNL
170
DELISTED
Kernel Group Holdings, Inc. Class A Ordinary Shares
KRNL
$2.19M 0.12%
224,998
– –
HZON
171
DELISTED
Horizon Acquisition Corporation II
HZON
$2.14M 0.12%
218,610
+774
+0.4% +$7.54K
LGV
172
DELISTED
Longview Acquisition Corp. II
LGV
$2.07M 0.12%
209,295
– –
LOKM
173
DELISTED
Live Oak Mobility Acquisition Corp.
LOKM
$2.06M 0.12%
213,150
– –
ATA
174
DELISTED
Americas Technology Acquisition Corp.
ATA
$2.02M 0.11%
201,196
– –
AUS
175
DELISTED
Austerlitz Acquisition Corporation I
AUS
$1.99M 0.11%
199,996
– –
5 6
7
8 9

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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.