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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PIPP
151
DELISTED
Pine Island Acquisition Corp.
PIPP
$2.55M 0.15%
+254,699
New +$2.92M
PMGMU
152
DELISTED
Priveterra Acquisition Corp. Units
PMGMU
$2.53M 0.15%
+255,173
New +$2.58M
EOSEW
153
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$2.52M 0.15%
282,333
– –
DLCA
154
DELISTED
Deep Lake Capital Acquisition Corp. Class A Ordinary Shares
DLCA
$2.52M 0.15%
+258,148
New +$2.52M
MIMO
155
DELISTED
Airspan Networks Holdings Inc
MIMO
$2.51M 0.15%
251,123
+51,123
+26% +$523K
IBER.U
156
DELISTED
Ibere Pharmaceuticals Units, each consisting of one Class A ordinary share and one-half of one Redeemable Warrant
IBER.U
$2.5M 0.15%
+253,446
New +$2.53M
LVRAU
157
DELISTED
Levere Holdings Corp. Unit
LVRAU
$2.49M 0.14%
+250,000
New +$2.5M
LIDR icon
158
AEye
LIDR
$49.6M
$2.49M 0.14%
+8,294
New +$2.81M
CELU icon
159
Celularity
CELU
$22M
$2.49M 0.14%
24,672
– –
DHHCU
160
DELISTED
DiamondHead Holdings Corp. Unit
DHHCU
$2.48M 0.14%
+251,500
New +$2.64M
MBAC.U
161
DELISTED
M3-Brigade Acquisition II Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
MBAC.U
$2.48M 0.14%
+250,000
New +$2.49M
TMPMU
162
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$2.48M 0.14%
247,757
– –
CPUH
163
DELISTED
Compute Health Acquisition Corp.
CPUH
$2.45M 0.14%
+249,992
New +$2.45M
SCOA
164
DELISTED
ScION Tech Growth I Class A Ordinary Shares
SCOA
$2.45M 0.14%
+249,996
New +$2.53M
GLS
165
DELISTED
Gelesis Holdings, Inc.
GLS
$2.44M 0.14%
249,998
– –
WGS icon
166
GeneDx Holdings
WGS
$1.84B
$2.41M 0.14%
4,913
-24,839
-83% -$12.9M
ADNWW
167
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$2.4M 0.14%
1,022,498
-2,000
-0.2% -$5.79K
SSAAU
168
DELISTED
Science Strategic Acquisition Corp. Alpha Unit
SSAAU
$2.4M 0.14%
+242,481
New +$2.49M
FOXO
169
DELISTED
FOXO TECHNOLOGIES INC A
FOXO
$2.2M 0.13%
+1,140
New +$2.26M
JOBY icon
170
Joby Aviation
JOBY
$7.15B
$2.19M 0.13%
216,159
+83,942
+63% +$1.02M
HTPA
171
DELISTED
Highland Transcend Partners I Corp.
HTPA
$2.19M 0.13%
+224,361
New +$2.3M
MYPS icon
172
PLAYSTUDIOS Inc
MYPS
$76.9M
$2.18M 0.13%
+219,995
New +$2.32M
LOKM.U
173
DELISTED
Live Oak Mobility Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-fifth of one warrant
LOKM.U
$2.13M 0.12%
+213,151
New +$2.17M
MVSTW
174
DELISTED
Microvast Holdings Warrants
MVSTW
$2.12M 0.12%
662,904
-50,000
-7% -$242K
ISOS.U
175
DELISTED
Isos Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of
ISOS.U
$2.11M 0.12%
+212,490
New +$2.12M
5 6
7
8 9

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.