We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+10.36%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.64B
AUM Growth
+$340M
Cap. Flow
-$23.5M
Cap. Flow %
-1.43%
Top 10 Hldgs %
43.79%
Holding
361
New
186
Increased
14
Reduced
24
Closed
74

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$28M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
+$27.4M
3
OPAD icon
Offerpad Solutions
OPAD
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 14.63%
2 Technology 3.92%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FMAC.WS
151
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$887K 0.05%
+356,410
New +$689K
PANA.WS
152
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
$870K 0.05%
271,731
+140,573
+107% +$322K
THCAW
153
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$833K 0.05%
348,500
– –
LSEAW
154
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$826K 0.05%
425,731
– –
BSN
155
DELISTED
Broadstone Acquisition Corp.
BSN
$809K 0.05%
+80,482
New +$790K
CMAX
156
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
$772K 0.05%
+1,649
New +$554K
ASPL.WS
157
DELISTED
Aspirational Consumer Lifestyle Corp. Redeemable Warrants, each whole warrant exercisable for one Cl
ASPL.WS
$769K 0.05%
+725,805
New +$727K
HLMNW
158
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
$767K 0.05%
+345,399
New +$540K
MAPSW
159
DELISTED
WM TECHNOLOGY INC WTS
MAPSW
$724K 0.04%
220,923
-29,077
-12% -$38.4K
LOTZW
160
DELISTED
CarLotz, Inc. Warrant
LOTZW
$703K 0.04%
+272,401
New +$386K
TWNKW
161
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$695K 0.04%
437,089
– –
PRPB.WS
162
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$691K 0.04%
+406,634
New +$536K
FST.WS
163
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
$685K 0.04%
+393,429
New +$407K
PAYAW
164
DELISTED
Paya Holdings Inc. Warrant
PAYAW
$666K 0.04%
+185,000
New +$508K
MSPRZ
165
DELISTED
MSP Recovery Inc Warrant
MSPRZ
$653K 0.04%
+558,374
New +$509K
MRACU
166
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$650K 0.04%
+60,000
New +$641K
TMCWW
167
TMC The Metals Company Warrants
TMCWW
$474K
$646K 0.04%
287,318
– –
BOWXW
168
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$636K 0.04%
+372,196
New +$503K
DM.WS
169
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
$623K 0.04%
+129,500
New +$639K
MEUSW
170
DELISTED
23andMe Holding Co Warrant
MEUSW
$618K 0.04%
+233,333
New +$554K
RDBXW
171
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$591K 0.04%
+580,300
New +$521K
LUXAW
172
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$586K 0.04%
+235,325
New +$672K
ELMSW
173
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$580K 0.04%
+166,665
New +$336K
LCIDW
174
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$543K 0.03%
+357,004
New +$436K
FTCVU
175
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
$534K 0.03%
+50,000
New +$522K
5 6
7
8 9

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Creek Arbitrage held 361 positions worth $1.64B, up 26% from $1.3B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Castle Creek Arbitrage's Q4 2020 filing shows 186 new, 14 increased, 24 reduced and 74 closed positions. Its largest new stake was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M. The largest sale was Burgundy Technology Acquisition Corporation Unit, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2020 buy was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M.
  • Castle Creek Arbitrage added most to Nuvation Bio in Q4 2020, an estimated $8.68M increase.
  • Castle Creek Arbitrage's biggest Q4 2020 reduction was Aeva Technologies, cutting an estimated $8.14M.
  • Castle Creek Arbitrage fully exited Burgundy Technology Acquisition Corporation Unit in Q4 2020, selling an estimated $27.9M.
  • Castle Creek Arbitrage's ten largest holdings make up 44% of its $1.64B portfolio in Q4 2020.
  • Castle Creek Arbitrage opened 186 new positions and closed 74 in Q4 2020.
  • Castle Creek Arbitrage's portfolio value rose 26% quarter-over-quarter to $1.64B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.