CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
PANA.WS
151
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
$870K 0.05%
271,731
+140,573
+107% +$450K
THCAW
152
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$833K 0.05%
348,500
– –
LSEAW
153
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$826K 0.05%
425,731
– –
BSN
154
DELISTED
Broadstone Acquisition Corp.
BSN
$809K 0.05%
+80,482
New +$809K
CMAX
155
DELISTED
CareMax, Inc. Class A Common Stock
CMAX
$772K 0.05%
+1,649
New +$772K
ASPL.WS
156
DELISTED
Aspirational Consumer Lifestyle Corp. Redeemable Warrants, each whole warrant exercisable for one Cl
ASPL.WS
$769K 0.05%
+725,805
New +$769K
HLMNW
157
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
$767K 0.05%
+345,399
New +$767K
MAPSW icon
158
WM Technology, Inc. Warrants
MAPSW
$2.86M
$724K 0.04%
220,923
-29,077
-12% -$95.3K
LOTZW
159
DELISTED
CarLotz, Inc. Warrant
LOTZW
$703K 0.04%
+272,401
New +$703K
TWNKW
160
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$695K 0.04%
437,089
– –
PRPB.WS
161
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
$691K 0.04%
+406,634
New +$691K
FST.WS
162
DELISTED
FAST Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
FST.WS
$685K 0.04%
+393,429
New +$685K
PAYAW
163
DELISTED
Paya Holdings Inc. Warrant
PAYAW
$666K 0.04%
+185,000
New +$666K
MSPRZ
164
MSP Recovery, Inc. Warrant
MSPRZ
$653K 0.04%
+558,374
New +$653K
MRACU
165
DELISTED
Marquee Raine Acquisition Corp. Unit
MRACU
$650K 0.04%
+60,000
New +$650K
TMCWW
166
TMC the metals company Inc. Warrants
TMCWW
$12.8M
$646K 0.04%
287,318
– –
BOWXW
167
DELISTED
BowX Acquisition Corp. Warrant
BOWXW
$636K 0.04%
+372,196
New +$636K
DM.WS
168
DELISTED
Desktop Metal, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class A Com
DM.WS
$623K 0.04%
+129,500
New +$623K
MEUSW
169
DELISTED
23andMe Holding Co. Warrant
MEUSW
$618K 0.04%
+233,333
New +$618K
RDBXW
170
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
$591K 0.04%
+580,300
New +$591K
LUXAW
171
DELISTED
Lux Health Tech Acquisition Corp. Warrants
LUXAW
$586K 0.04%
+235,325
New +$586K
ELMSW
172
DELISTED
Electric Last Mile Solutions, Inc. Warrant
ELMSW
$580K 0.04%
+166,665
New +$580K
LCIDW
173
DELISTED
Lucid Group, Inc. Warrant
LCIDW
$543K 0.03%
+357,004
New +$543K
FTCVU
174
DELISTED
FinTech Acquisition Corp. V Unit
FTCVU
$534K 0.03%
+50,000
New +$534K
SCVX
175
DELISTED
SCVX Corp.
SCVX
$531K 0.03%
51,590
+21,590
+72% +$222K
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7
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