CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$30.3M
2
+$28.9M
3
+$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
151
$870K 0.05%
271,731
+140,573
152
$833K 0.05%
348,500
153
$826K 0.05%
425,731
154
$809K 0.05%
+80,482
155
$772K 0.05%
+1,649
156
$769K 0.05%
+725,805
157
$767K 0.05%
+345,399
158
$724K 0.04%
220,923
-29,077
159
$703K 0.04%
+272,401
160
$695K 0.04%
437,089
161
$691K 0.04%
+406,634
162
$685K 0.04%
+393,429
163
$666K 0.04%
+185,000
164
$653K 0.04%
+558,374
165
$650K 0.04%
+60,000
166
$646K 0.04%
287,318
167
$636K 0.04%
+372,196
168
$623K 0.04%
+129,500
169
$618K 0.04%
+233,333
170
$591K 0.04%
+580,300
171
$586K 0.04%
+235,325
172
$580K 0.04%
+166,665
173
$543K 0.03%
+357,004
174
$534K 0.03%
+50,000
175
$531K 0.03%
51,590
+21,590
5 6
7
8 9