CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+0.68%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.3B
AUM Growth
+$134M
Cap. Flow
-$769M
Cap. Flow %
-59.09%
Top 10 Hldgs %
61.67%
Holding
258
New
103
Increased
17
Reduced
16
Closed
54

Top Buys

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M
3
MKTW icon
MarketWise
MKTW
$17.3M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
$14.6M

Top Sells

1
FSR
Fisker Inc.
FSR
$22.9M
2
GCMG icon
GCM Grosvenor
GCMG
$14.4M
3
LSEA
Landsea Homes
LSEA
$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
$8.8M

Sector Composition

1 Financials 8.35%
2 Technology 4.69%
3 Industrials 2.19%
4 Consumer Discretionary 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
SCVX.WS
151
DELISTED
SCVX Corp.
SCVX.WS
$22K ﹤0.01%
+15,000
New +$22K
KXIN icon
152
Kaixin Holdings
KXIN
$6.54M
$12K ﹤0.01%
23
– –
STRDW
153
DELISTED
Sitio Royalties Corp. Warrant
STRDW
$7K ﹤0.01%
91,380
– –
ALTG icon
154
Alta Equipment Group
ALTG
$264M
– –
-32,846
Closed -$255K
CMCSA icon
155
Comcast
CMCSA
$125B
– –
0
– –
GCMG icon
156
GCM Grosvenor
GCMG
$677M
– –
-1,326,763
Closed -$14.4M
GILD icon
157
Gilead Sciences
GILD
$140B
– –
0
– –
HYMCW
158
DELISTED
Hycroft Mining Holding Corporation Warrant
HYMCW
– –
-59,015
Closed -$72K
LSEA
159
DELISTED
Landsea Homes
LSEA
– –
-1,101,646
Closed -$11.8M
UTZ icon
160
Utz Brands
UTZ
$1.18B
– –
-110,000
Closed -$1.5M
BRLIU
161
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
– –
-180,000
Closed -$1.81M
DMS
162
DELISTED
Digital Media Solutions, Inc.
DMS
– –
-16,767
Closed -$2.61M
RIDE
163
DELISTED
Lordstown Motors Corp. Class A Common Stock
RIDE
– –
-35,376
Closed -$5.47M
GNOG
164
DELISTED
Golden Nugget Online Gaming, Inc. Class A Common Stock
GNOG
– –
-385,795
Closed -$6.29M
SCVX.U
165
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
– –
-30,000
Closed -$311K
GLEO.U
166
DELISTED
Galileo Acquisition Corp. Units, each consisting of one Ordinary Share and one Redeemable Warrant
GLEO.U
– –
-400,000
Closed -$4.14M
SFTW.U
167
DELISTED
Osprey Technology Acquisition Corp. Units, each consisting of one share of Class A Common Stock and
SFTW.U
– –
-397,400
Closed -$4.11M
SOAC.U
168
DELISTED
Sustainable Opportunities Acquisition Corp. Units, each consisting of one Class A ordinary share and
SOAC.U
– –
-574,636
Closed -$5.8M
SCPE
169
DELISTED
SC Health Corporation
SCPE
– –
-138,000
Closed -$1.4M
SCPE.U
170
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
– –
-95,000
Closed -$988K
THCBU
171
DELISTED
Tuscan Holdings Corp. Unit
THCBU
– –
-877,904
Closed -$9.39M
ALUS.U
172
DELISTED
Alussa Energy Acquisition Corp.
ALUS.U
– –
-450,000
Closed -$4.53M
HECCU
173
DELISTED
Hudson Executive Investment Corp. Units
HECCU
– –
-195,000
Closed -$1.99M
GNRSU
174
DELISTED
Greenrose Acquisition Corp. Unit
GNRSU
– –
-500,000
Closed -$4.99M
SSPKU
175
DELISTED
Silver Spike Acquisition Corp. Units
SSPKU
– –
-500,000
Closed -$5.14M
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