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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
BPACU
126
DELISTED
Bullpen Parlay Acquisition Company Unit
BPACU
$4.03M 0.2%
+402,465
New +$4.04M
LIONU
127
DELISTED
Lionheart III Corp Unit
LIONU
$4.03M 0.2%
+400,000
New +$4.02M
IOACU
128
DELISTED
Innovative International Acquisition Corp. Unit
IOACU
$4.02M 0.2%
+399,360
New +$4.03M
TWNI
129
DELISTED
Tailwind International Acquisition Corp.
TWNI
$4.01M 0.2%
412,056
– –
MPRAU
130
DELISTED
Mercato Partners Acquisition Corporation Unit
MPRAU
$4.01M 0.2%
+399,075
New +$4.01M
ALTU
131
DELISTED
Altitude Acquisition Corp
ALTU
$4M 0.2%
404,903
– –
MON
132
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$3.99M 0.2%
409,660
– –
PARAP
133
DELISTED
Paramount Global 5.75% Series A Mandatory Convertible Preferred Stock
PARAP
$3.99M 0.2%
+80,000
New +$4.61M
CCV
134
DELISTED
Churchill Capital Corp V
CCV
$3.98M 0.2%
404,996
– –
ZTAQU
135
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$3.96M 0.2%
400,000
– –
PSAGU
136
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$3.85M 0.19%
390,095
– –
JUN.U
137
DELISTED
Juniper II Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
JUN.U
$3.83M 0.19%
+375,200
New +$3.81M
NBST
138
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$3.78M 0.19%
390,000
– –
CIIGU
139
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$3.71M 0.18%
361,509
– –
PV
140
DELISTED
Primavera Capital Acquisition Corporation
PV
$3.6M 0.18%
370,274
– –
WQGA.U
141
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$3.59M 0.18%
356,900
– –
SLAM
142
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$3.55M 0.18%
365,672
– –
JWSM
143
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$3.52M 0.18%
361,064
– –
AAC
144
DELISTED
Ares Acquisition Corporation
AAC
$3.52M 0.17%
360,995
– –
LFACU
145
DELISTED
LF Capital Acquisition Corp. II Units
LFACU
$3.51M 0.17%
+350,000
New +$3.54M
MBSC.U
146
DELISTED
M3-Brigade Acquisition III Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
MBSC.U
$3.5M 0.17%
+350,000
New +$3.51M
GLTA.U
147
DELISTED
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
$3.48M 0.17%
345,200
– –
ARCKU
148
DELISTED
Arbor Rapha Capital Bioholdings Corp. I Units
ARCKU
$3.47M 0.17%
+342,517
New +$3.46M
NRGV icon
149
Energy Vault
NRGV
$498M
$3.46M 0.17%
349,998
– –
MACA
150
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$3.46M 0.17%
357,518
– –
4 5
6
7 8

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.