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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ASZ
126
DELISTED
Austerlitz Acquisition Corporation II
ASZ
$2.96M 0.17%
303,196
– –
DNZ
127
DELISTED
D and Z Media Acquisition Corp.
DNZ
$2.94M 0.17%
302,109
– –
EQHA
128
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.92M 0.17%
299,998
– –
KLAQ
129
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$2.92M 0.17%
299,994
– –
EAC
130
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$2.92M 0.16%
299,998
– –
ANAC
131
DELISTED
Arctos NorthStar Acquisition Corp.
ANAC
$2.92M 0.16%
299,992
– –
LGAC
132
DELISTED
Lazard Growth Acquisition Corp. I Ordinary Shares
LGAC
$2.92M 0.16%
299,995
– –
ZWRK
133
DELISTED
Z-Work Acquisition Corp. Class A Common Stock
ZWRK
$2.92M 0.16%
299,997
– –
PNTM
134
DELISTED
Pontem Corporation
PNTM
$2.91M 0.16%
299,997
– –
HLAH
135
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$2.91M 0.16%
299,997
– –
PSQH icon
136
PSQ Holdings
PSQH
$12.4M
$2.9M 0.16%
+20,000
New +$2.89M
TSPQ.U
137
DELISTED
TCW Special Purpose Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
TSPQ.U
$2.89M 0.16%
293,250
+506
+0.2% +$5.03K
RKTA
138
DELISTED
Rocket Internet Growth Opportunities Corp.
RKTA
$2.87M 0.16%
294,432
– –
COCH icon
139
Envoy Medical
COCH
$52.3M
$2.85M 0.16%
293,880
– –
AISP
140
Airship AI Holdings
AISP
$66.5M
$2.85M 0.16%
+293,558
New +$2.84M
ATSPU
141
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$2.79M 0.16%
280,744
– –
TZPS
142
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$2.73M 0.15%
279,696
– –
PMVC
143
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$2.69M 0.15%
275,000
– –
FZT
144
DELISTED
FAST Acquisition Corp. II
FZT
$2.68M 0.15%
276,796
– –
FTPA
145
DELISTED
FTAC Parnassus Acquisition Corp. Class A Common Stock
FTPA
$2.68M 0.15%
274,996
– –
KAHC
146
DELISTED
KKR Acquisition Holdings I Corp.
KAHC
$2.62M 0.15%
268,872
– –
HAAC
147
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$2.56M 0.14%
261,200
– –
OXUSU
148
DELISTED
Oxus Acquisition Corp. Unit
OXUSU
$2.54M 0.14%
+250,000
New +$2.53M
LEGA
149
DELISTED
Lead Edge Growth Opportunities, Ltd Class A Ordinary Shares
LEGA
$2.53M 0.14%
260,876
– –
ARGUU
150
DELISTED
Argus Capital Corp. Unit
ARGUU
$2.53M 0.14%
+250,000
New +$2.53M
4 5
6
7 8

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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.