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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LGACU
126
DELISTED
Lazard Growth Acquisition Corp. I Units
LGACU
$2.99M 0.17%
+300,000
New +$3.05M
NAAC
127
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$2.99M 0.17%
+304,794
New +$2.98M
ATSPU
128
DELISTED
Archimedes Tech SPAC Partners Co. Unit
ATSPU
$2.96M 0.17%
+300,000
New +$2.97M
RKTA.U
129
DELISTED
Rocket Internet Growth Opportunities Corp. Units, each consisting of one Class A ordinary share and one-fourth of one redeemable warrant
RKTA.U
$2.95M 0.17%
+294,436
New +$2.95M
RPLA
130
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$2.93M 0.17%
307,096
– –
ANZUU
131
DELISTED
Anzu Special Acquisition Corp I Units
ANZUU
$2.93M 0.17%
+293,880
New +$2.94M
HLAH
132
DELISTED
Hamilton Lane Alliance Holdings I, Inc. Class A Common Stock
HLAH
$2.92M 0.17%
+299,997
New +$2.93M
DNZ
133
DELISTED
D and Z Media Acquisition Corp.
DNZ
$2.92M 0.17%
+302,109
New +$2.94M
LDTC
134
DELISTED
LeddarTech
LDTC
$2.91M 0.17%
+599,988
New +$2.96M
KLAQ
135
DELISTED
KL Acquisition Corp Class A Common Stock
KLAQ
$2.91M 0.17%
+299,994
New +$2.93M
PNTM
136
DELISTED
Pontem Corporation
PNTM
$2.9M 0.17%
+299,997
New +$2.92M
EAC
137
DELISTED
Edify Acquisition Corp. Class A Common Stock
EAC
$2.9M 0.17%
+299,998
New +$2.93M
EQHA
138
DELISTED
EQ Health Acquisition Corp.
EQHA
$2.89M 0.17%
+299,998
New +$2.91M
ASAX
139
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$2.89M 0.17%
+299,998
New +$2.9M
DHCAU
140
DELISTED
DHC Acquisition Corp. Unit
DHCAU
$2.78M 0.16%
+278,976
New +$2.78M
FZT.U
141
DELISTED
FAST Acquisition Corp. II Units, each consisting of one share of Class A common stock and one-quarter of one redeemable warrant
FZT.U
$2.75M 0.16%
+276,800
New +$2.75M
FTPAU
142
DELISTED
FTAC Parnassus Acquisition Corp. Unit
FTPAU
$2.73M 0.16%
+275,000
New +$2.77M
TZPS
143
DELISTED
TZP Strategies Acquisition Corp. Class A Ordinary Share
TZPS
$2.72M 0.16%
+279,696
New +$2.74M
KAHC.U
144
DELISTED
KKR Acquisition Holdings I Corp. Units, each consisting of one share of Class A Common Stock and one-fourth of one redeemable warrant
KAHC.U
$2.69M 0.16%
+268,874
New +$2.69M
PMVC
145
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$2.67M 0.16%
275,000
– –
HAAC
146
DELISTED
Health Assurance Acquisition Corp. Class A Common Stock
HAAC
$2.66M 0.16%
+261,200
New +$3.09M
LEGAU
147
DELISTED
Lead Edge Growth Opportunities, Ltd Units
LEGAU
$2.6M 0.15%
+260,883
New +$2.6M
APPHW
148
DELISTED
AppHarvest, Inc. Warrants
APPHW
$2.58M 0.15%
391,523
-40,000
-9% -$400K
PDOT.U
149
DELISTED
Peridot Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fifth of one redeemable warrant
PDOT.U
$2.56M 0.15%
+257,427
New +$2.56M
NDACU
150
DELISTED
NightDragon Acquisition Corp. SCALE Units
NDACU
$2.55M 0.15%
+250,000
New +$2.55M
4 5
6
7 8

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Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.