CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
-$477M
Cap. Flow %
-29.06%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ASAQ
126
DELISTED
Atlantic Avenue Acquisition Corp
ASAQ
$1.51M 0.09%
+149,998
New +$1.51M
RTPZ.U
127
DELISTED
Reinvent Technology Partners Z Units, each consisting of one Class A ordinary share and one-fifth o
RTPZ.U
$1.45M 0.09%
+127,149
New +$1.45M
PTICU
128
DELISTED
PropTech Investment Corporation II Unit
PTICU
$1.45M 0.09%
+136,069
New +$1.45M
BURU.WS
129
DELISTED
Nuburu, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Common Stock at an exercise price of $11.50
BURU.WS
$1.39M 0.08%
+995,896
New +$1.39M
SPNV.WS
130
DELISTED
Supernova Partners Acquisition Company, Inc. Warrants, each whole warrant exercisable for one share
SPNV.WS
$1.38M 0.08%
+673,486
New +$1.38M
EVGO icon
131
EVgo
EVGO
$509M
$1.34M 0.08%
+124,998
New +$1.34M
SBE.WS
132
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$1.33M 0.08%
86,166
+8,500
+11% +$131K
LAZRW
133
DELISTED
Luminar Technologies, Inc. Warrant
LAZRW
$1.29M 0.08%
+75,000
New +$1.29M
DNMR.WS
134
DELISTED
Danimer Scientific, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Class
DNMR.WS
$1.24M 0.08%
+109,601
New +$1.24M
IMPX.WS
135
DELISTED
AEA-Bridges Impact Corp. Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
IMPX.WS
$1.16M 0.07%
+753,454
New +$1.16M
GCMGW icon
136
GCM Grosvenor Inc. Warrant
GCMGW
$31.3M
$1.11M 0.07%
+620,134
New +$1.11M
VLTA
137
DELISTED
Volta Inc.
VLTA
$1.05M 0.06%
+98,326
New +$1.05M
TMPOW
138
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$1.04M 0.06%
750,099
– –
LOTZ
139
DELISTED
CarLotz, Inc. Class A Common Stock
LOTZ
$1.04M 0.06%
92,807
-292,401
-76% -$3.27M
TEKKU
140
DELISTED
Tekkorp Digital Acquisition Corp. Unit
TEKKU
$1.04M 0.06%
+96,300
New +$1.04M
IACA
141
DELISTED
ION Acquisition Corp 1 Ltd.
IACA
$1.03M 0.06%
+87,557
New +$1.03M
LGVW.WS
142
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
$1.02M 0.06%
154,235
-90,930
-37% -$599K
SRSAW
143
DELISTED
Sarissa Capital Acquisition Corp. Warrants
SRSAW
$1.01M 0.06%
+368,860
New +$1.01M
HIGA
144
DELISTED
H.I.G. Acquisition Corp.
HIGA
$1.01M 0.06%
+99,999
New +$1.01M
XOS icon
145
Xos
XOS
$20M
$1.01M 0.06%
+3,333
New +$1.01M
ETACW
146
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$1.01M 0.06%
666,806
– –
GOEVW
147
DELISTED
Canoo Inc. Warrant
GOEVW
$987K 0.06%
274,982
+68,735
+33% +$247K
CLVRW
148
DELISTED
Clever Leaves Holdings Inc. Warrant
CLVRW
$901K 0.05%
+585,000
New +$901K
WPF
149
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$894K 0.05%
79,929
-106,505
-57% -$1.19M
FMAC.WS
150
DELISTED
FirstMark Horizon Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one shar
FMAC.WS
$887K 0.05%
+356,410
New +$887K
4 5
6
7 8