CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$1.64B
AUM Growth
+$341M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
376
New
Increased
Reduced
Closed

Top Buys

1
+$30.3M
2
+$28.9M
3
+$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

1
+$27.9M
2
+$16M
3
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
126
$1.51M 0.09%
+149,998
127
$1.45M 0.09%
+127,149
128
$1.45M 0.09%
+136,069
129
$1.39M 0.08%
+995,896
130
$1.38M 0.08%
+673,486
131
$1.34M 0.08%
+124,998
132
$1.33M 0.08%
86,166
+8,500
133
$1.29M 0.08%
+75,000
134
$1.24M 0.08%
+109,601
135
$1.16M 0.07%
+753,454
136
$1.11M 0.07%
+620,134
137
$1.05M 0.06%
+98,326
138
$1.04M 0.06%
750,099
139
$1.04M 0.06%
92,807
-292,401
140
$1.03M 0.06%
+96,300
141
$1.03M 0.06%
+87,557
142
$1.02M 0.06%
154,235
-90,930
143
$1.01M 0.06%
+368,860
144
$1.01M 0.06%
+99,999
145
$1.01M 0.06%
+3,333
146
$1.01M 0.06%
666,806
147
$987K 0.06%
274,982
+68,735
148
$901K 0.05%
+585,000
149
$894K 0.05%
79,929
-106,505
150
$887K 0.05%
+356,410
4 5
6
7 8