CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Return 7.41%
This Quarter Return
+0.68%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.3B
AUM Growth
+$134M
Cap. Flow
-$769M
Cap. Flow %
-59.09%
Top 10 Hldgs %
61.67%
Holding
258
New
103
Increased
17
Reduced
16
Closed
54

Top Buys

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M
3
MKTW icon
MarketWise
MKTW
$17.3M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
$14.6M

Top Sells

1
FSR
Fisker Inc.
FSR
$22.9M
2
GCMG icon
GCM Grosvenor
GCMG
$14.4M
3
LSEA
Landsea Homes
LSEA
$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
$8.8M

Sector Composition

1 Financials 8.35%
2 Technology 4.69%
3 Industrials 2.19%
4 Consumer Discretionary 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
ARYBW
126
DELISTED
ARYA Sciences Acquisition Corp II Warrant
ARYBW
$89K 0.01%
+49,052
New +$89K
IMTXW
127
DELISTED
Immatics N.V. Warrants
IMTXW
$85K 0.01%
+24,600
New +$85K
TRNE.WS
128
DELISTED
Trine Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Class A
TRNE.WS
$77K 0.01%
+29,500
New +$77K
GOAC.WS
129
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
$72K 0.01%
+66,666
New +$72K
BROGW
130
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$67K 0.01%
149,850
-400
-0.3% -$179
JWS.WS
131
DELISTED
Jaws Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class A ordinary
JWS.WS
$66K 0.01%
+31,581
New +$66K
ALTG.WS
132
DELISTED
Alta Equipment Group Inc. Warrants, each whole warrant exercisable for one share of Common Stock, ea
ALTG.WS
$64K ﹤0.01%
37,500
-229,500
-86% -$392K
LGC.WS
133
DELISTED
Legacy Acquisition Corp. Warrants, exercisable for one-half of one share of Class A Common Stock for
LGC.WS
$61K ﹤0.01%
+120,635
New +$61K
PIC.WS
134
DELISTED
Pivotal Investment Corporation II Redeemable Warrants, each whole warrant exercisable for shares of
PIC.WS
$60K ﹤0.01%
+16,166
New +$60K
GIK.WS
135
DELISTED
GigCapital3, Inc. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise
GIK.WS
$59K ﹤0.01%
+93,747
New +$59K
LVOXW
136
DELISTED
LiveVox Holding, Inc. Warrant
LVOXW
$58K ﹤0.01%
+68,504
New +$58K
WPF.WS
137
DELISTED
Foley Trasimene Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A
WPF.WS
$55K ﹤0.01%
+24,214
New +$55K
SCPE.WS
138
DELISTED
SC Health Corporation Warrants, each whole warrant exercisable for one Class A ordinary share at an
SCPE.WS
$52K ﹤0.01%
+47,499
New +$52K
HOFVW
139
DELISTED
Hall of Fame Resort & Entertainment Company Warrant
HOFVW
$51K ﹤0.01%
+182,301
New +$51K
SRE.PRA
140
DELISTED
Sempra Energy 6% Mandatory Convertible Preferred Stock, Series A
SRE.PRA
– –
0
– -$49K
CIICW
141
DELISTED
CIIG Merger Corp. Warrants
CIICW
$46K ﹤0.01%
+53,578
New +$46K
HCCOW
142
DELISTED
Healthcare Merger Corp. Warrants
HCCOW
$44K ﹤0.01%
+24,700
New +$44K
LACQW
143
DELISTED
Leisure Acquisition Corp. Warrant
LACQW
$43K ﹤0.01%
89,881
– –
RMG.WS
144
DELISTED
RMG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stoc
RMG.WS
$35K ﹤0.01%
+16,666
New +$35K
NESRW
145
DELISTED
National Energy Services Reunited Corp. Warrant
NESRW
$33K ﹤0.01%
47,519
– –
BRLIR
146
DELISTED
Brilliant Acquisition Corporation Rights
BRLIR
$31K ﹤0.01%
+151,487
New +$31K
NUKKW icon
147
Nukkleus Inc. Warrants
NUKKW
$44M
$27K ﹤0.01%
+151,487
New +$27K
BRMK.WS
148
DELISTED
Broadmark Realty Capital Inc. Warrants, each exercisable for one fourth (1/4th) share of Common Stock at an exercise price of $2.875 per quarter share
BRMK.WS
$26K ﹤0.01%
91,312
– –
AEPPZ
149
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
– –
0
– –
GSMGW
150
DELISTED
Cheer Holding, Inc. Warrant expiring 2/13/2025
GSMGW
$24K ﹤0.01%
400,000
– –
4 5
6
7 8