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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LHC
101
DELISTED
Leo Holdings Corp. II
LHC
$4.48M 0.25%
449,996
– –
TWNI
102
DELISTED
Tailwind International Acquisition Corp.
TWNI
$4.45M 0.25%
448,212
+36,156
+9% +$357K
ENER
103
DELISTED
Accretion Acquisition Corp
ENER
$4.37M 0.24%
+440,000
New +$4.35M
IIII
104
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4.34M 0.24%
435,729
– –
PUCK
105
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$4.19M 0.23%
425,000
– –
HZON
106
DELISTED
Horizon Acquisition Corporation II
HZON
$4.18M 0.23%
418,420
– –
BRIV
107
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$4.16M 0.23%
424,995
– –
NETC.U
108
DELISTED
Nabors Energy Transition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
NETC.U
$4.16M 0.23%
410,900
– –
LGSTU
109
DELISTED
Semper Paratus Acquisition Corporation Unit
LGSTU
$4.06M 0.22%
400,000
– –
IOACU
110
DELISTED
Innovative International Acquisition Corp. Unit
IOACU
$4.05M 0.22%
399,360
– –
BPACU
111
DELISTED
Bullpen Parlay Acquisition Company Unit
BPACU
$4.05M 0.22%
402,465
– –
RJAC.U
112
DELISTED
Jackson Acquisition Company Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
RJAC.U
$4.05M 0.22%
405,005
– –
TLGY
113
DELISTED
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
$4.04M 0.22%
400,000
– –
MON
114
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$4.04M 0.22%
409,660
– –
IQMDU
115
DELISTED
Intelligent Medicine Acquisition Corp. Unit
IQMDU
$4.04M 0.22%
400,000
– –
VHNAU
116
DELISTED
Vahanna Tech Edge Acquisition I Corp. Units
VHNAU
$4.04M 0.22%
400,000
– –
PBAXU
117
DELISTED
Phoenix Biotech Acquisition Corp. Unit
PBAXU
$4.04M 0.22%
400,000
– –
LION
118
DELISTED
Lionheart III Corp Class A Common Stock
LION
$4.03M 0.22%
+400,000
New +$4.01M
CCV
119
DELISTED
Churchill Capital Corp V
CCV
$4.01M 0.22%
404,996
– –
BYN.U
120
DELISTED
Banyan Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
BYN.U
$4M 0.22%
400,000
– –
MPRAU
121
DELISTED
Mercato Partners Acquisition Corporation Unit
MPRAU
$4M 0.22%
399,075
– –
ZTAQU
122
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$3.92M 0.22%
400,000
– –
PSAGU
123
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$3.83M 0.21%
390,095
– –
NBST
124
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$3.83M 0.21%
390,000
– –
LIVB
125
DELISTED
LIV Capital Acquisition Corp. II Class A Ordinary Shares
LIVB
$3.81M 0.21%
+379,110
New +$3.8M
3 4
5
6 7

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GCMG
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AGP
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KI
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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.