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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PV
101
DELISTED
Primavera Capital Acquisition Corporation
PV
$3.6M 0.2%
370,274
– –
WQGA.U
102
DELISTED
World Quantum Growth Acquisition Corp. Units, each consisting of one Class A ordinary share and one-half of one redeemable warrant to acquire one Class A ordinary share
WQGA.U
$3.58M 0.2%
+356,900
New +$3.57M
SLAM
103
DELISTED
Slam Corp. Class A Ordinary Share
SLAM
$3.55M 0.2%
365,672
– –
IIAC
104
DELISTED
Investindustrial Acquisition Corp.
IIAC
$3.54M 0.2%
+356,410
New +$3.53M
JWSM
105
DELISTED
Jaws Mustang Acquisition Corp.
JWSM
$3.52M 0.2%
361,064
– –
AAC
106
DELISTED
Ares Acquisition Corporation
AAC
$3.52M 0.2%
360,995
– –
GRND icon
107
Grindr
GRND
$2.95B
$3.51M 0.2%
346,522
– –
PEAR
108
DELISTED
Pear Therapeutics, Inc. Class A Common Stock
PEAR
$3.47M 0.2%
349,998
– –
LITTU
109
DELISTED
Logistics Innovation Technologies Corp. Units
LITTU
$3.47M 0.2%
350,000
– –
MACA
110
DELISTED
Moringa Acquisition Corp Class A Ordinary Shares
MACA
$3.46M 0.2%
357,518
– –
NRGV icon
111
Energy Vault
NRGV
$498M
$3.46M 0.2%
+349,998
New +$3.41M
GLTA.U
112
DELISTED
Galata Acquisition Corp. Units, each consisting of one class A ordinary share and one-half of one warrant
GLTA.U
$3.46M 0.2%
+345,200
New +$3.45M
ADER
113
DELISTED
26 Capital Acquisition Corp
ADER
$3.4M 0.19%
349,998
– –
RGTI icon
114
Rigetti Computing
RGTI
$4.83B
$3.39M 0.19%
347,972
– –
AFAQ
115
DELISTED
AF Acquisition Corp
AFAQ
$3.39M 0.19%
349,995
– –
CHAA
116
DELISTED
Catcha Investment Corp
CHAA
$3.3M 0.19%
338,475
– –
COOL
117
DELISTED
Corner Growth Acquisition Corp. Class A Ordinary Shares
COOL
$3.26M 0.18%
334,026
– –
PPGH
118
DELISTED
Poema Global Holdings Corp. Class A Ordinary Share
PPGH
$3.25M 0.18%
329,502
– –
CLAS
119
DELISTED
Class Acceleration Corp.
CLAS
$3.18M 0.18%
327,386
– –
EMBK
120
DELISTED
Embark Technology, Inc. Common Stock
EMBK
$3.07M 0.17%
15,468
– –
DSAQ.U
121
DELISTED
Direct Selling Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of redeemable warrant
DSAQ.U
$3.02M 0.17%
+300,000
New +$3.02M
TRONU
122
DELISTED
Corner Growth Acquisition Corp. 2 Units
TRONU
$3.01M 0.17%
300,000
– –
ASAX
123
DELISTED
Astrea Acquisition Corp. Class A Common Stock
ASAX
$2.99M 0.17%
299,998
– –
SHQAU
124
DELISTED
Shelter Acquisition Corporation I Units
SHQAU
$2.98M 0.17%
300,000
– –
NAAC
125
DELISTED
North Atlantic Acquisition Corporation Class A Ordinary Share
NAAC
$2.97M 0.17%
304,794
– –
3 4
5
6 7

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AGP
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.