CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
This Quarter Return
+10.08%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.64B
AUM Growth
+$1.64B
Cap. Flow
+$419M
Cap. Flow %
25.49%
Top 10 Hldgs %
43.83%
Holding
376
New
185
Increased
14
Reduced
24
Closed
74

Top Buys

1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
$30.3M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
$28.9M
3
OPAD icon
Offerpad Solutions
OPAD
$23.1M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
$18.8M

Top Sells

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
$11.1M
4
RMO
Romeo Power, Inc.
RMO
$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
$10.7M

Sector Composition

1 Financials 14.64%
2 Technology 3.93%
3 Industrials 3.8%
4 Healthcare 3.63%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
NMMC
101
DELISTED
North Mountain Merger Corp. Class A Common Stock
NMMC
$2.07M 0.13%
+200,000
New +$2.07M
SNRHU
102
DELISTED
Senior Connect Acquisition Corp. I Unit
SNRHU
$2.06M 0.13%
+200,000
New +$2.06M
TRITW
103
DELISTED
Triterras, Inc. Warrant
TRITW
$2.05M 0.12%
+923,347
New +$2.05M
QSI icon
104
Quantum-Si Incorporated
QSI
$219M
$2.05M 0.12%
+199,998
New +$2.05M
GOAC
105
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$2.04M 0.12%
199,998
– –
RBOT icon
106
Vicarious Surgical
RBOT
$36.4M
$2.03M 0.12%
+200,000
New +$2.03M
IGAC
107
DELISTED
IG Acquisition Corp. Class A Common Stock
IGAC
$2.03M 0.12%
+200,000
New +$2.03M
MIMO
108
DELISTED
Airspan Networks Holdings Inc.
MIMO
$2.01M 0.12%
+200,000
New +$2.01M
APPHW
109
DELISTED
AppHarvest, Inc. Warrants
APPHW
$1.99M 0.12%
431,523
-46,630
-10% -$215K
FPAC.U
110
DELISTED
Far Peak Acquisition Corporation Units, each consisting of one Class A ordinary share, and one-third of one redeemable warrant
FPAC.U
$1.99M 0.12%
+191,964
New +$1.99M
TLS icon
111
Telos
TLS
$475M
$1.98M 0.12%
+60,000
New +$1.98M
LFTRU
112
DELISTED
Lefteris Acquisition Corp. Unit
LFTRU
$1.96M 0.12%
+180,475
New +$1.96M
TALK icon
113
Talkspace
TALK
$445M
$1.84M 0.11%
170,000
-25,000
-13% -$270K
MKTWW
114
DELISTED
MarketWise, Inc. Warrant
MKTWW
$1.83M 0.11%
1,067,120
+49,791
+5% +$85.2K
FCAC
115
DELISTED
Falcon Capital Acquisition Corp. Class A Common Stock
FCAC
$1.82M 0.11%
+172,497
New +$1.82M
TOI icon
116
The Oncology Institute
TOI
$318M
$1.77M 0.11%
163,847
+88,000
+116% +$951K
DMYI.U
117
DELISTED
dMY Technology Group, Inc. III Units, each consisting of one share of Class A common stock and one-f
DMYI.U
$1.71M 0.1%
+150,000
New +$1.71M
BFT.WS
118
DELISTED
Foley Trasimene Acquisition Corp. II Warrants, each whole warrant exercisable for one share of Class
BFT.WS
$1.68M 0.1%
+366,748
New +$1.68M
BWACU
119
DELISTED
Better World Acquisition Corp. Unit
BWACU
$1.66M 0.1%
+150,000
New +$1.66M
IPOD
120
DELISTED
Social Capital Hedosophia Holdings Corp. IV
IPOD
$1.64M 0.1%
+120,000
New +$1.64M
BRLIU
121
DELISTED
Brilliant Acquisition Corporation Unit
BRLIU
$1.6M 0.1%
+146,487
New +$1.6M
CBAH.U
122
DELISTED
CBRE Acquisition Holdings, Inc. SAIL securities, each consisting of one share of Class A common stoc
CBAH.U
$1.57M 0.1%
+150,000
New +$1.57M
DUNEU
123
DELISTED
Dune Acquisition Corporation Unit
DUNEU
$1.54M 0.09%
+150,000
New +$1.54M
JOBY icon
124
Joby Aviation
JOBY
$11.5B
$1.53M 0.09%
+132,217
New +$1.53M
YSAC
125
DELISTED
Yellowstone Acquisition Company
YSAC
$1.52M 0.09%
+149,998
New +$1.52M
3 4
5
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