CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
This Quarter Return
+0.68%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.3B
AUM Growth
+$1.3B
Cap. Flow
+$99.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
61.67%
Holding
258
New
103
Increased
17
Reduced
16
Closed
54

Top Buys

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M
3
MKTW icon
MarketWise
MKTW
$17.3M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
$14.6M

Top Sells

1
FSR
Fisker Inc.
FSR
$22.9M
2
GCMG icon
GCM Grosvenor
GCMG
$14.4M
3
LSEA
Landsea Homes
LSEA
$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
$8.8M

Sector Composition

1 Financials 8.35%
2 Technology 4.69%
3 Industrials 2.19%
4 Consumer Discretionary 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
LGVW.WS
101
DELISTED
Longview Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LGVW.WS
$238K 0.02%
+245,165
New +$238K
IPV.WS
102
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$234K 0.02%
+287,500
New +$234K
USFD icon
103
US Foods
USFD
$17.3B
$222K 0.02%
10,000
– –
DHR.PRA
104
DELISTED
Danaher Corporation 4.75% Mandatory Convertible Preferred Stock, Series A
DHR.PRA
– –
0
– -$187K
DM
105
DELISTED
Desktop Metal, Inc.
DM
$217K 0.02%
20,055
-438,000
-96% -$4.74M
OAC.WS
106
DELISTED
Oaktree Acquisition Corp. Warrants, each whole warrant exercisable for one Class A Ordinary Share at
OAC.WS
$195K 0.02%
+66,666
New +$195K
GOEV
107
DELISTED
Canoo Inc. Class A Common Stock
GOEV
$193K 0.01%
17,305
-398,597
-96% -$4.4M
DMYT.WS
108
DELISTED
dMY Technology Group, Inc. Redeemable Warrants, each whole warrant exercisable for one share of Clas
DMYT.WS
$189K 0.01%
+62,900
New +$189K
GHIVW
109
DELISTED
Gores Holdings IV, Inc. Warrant
GHIVW
$183K 0.01%
+110,193
New +$183K
LFLYW
110
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$165K 0.01%
300,000
– –
UTZ.WS
111
DELISTED
Utz Brands, Inc. Warrants, each whole warrant exercisable for one Class A common stock at an exercis
UTZ.WS
$162K 0.01%
+25,000
New +$162K
LIVKW
112
DELISTED
LIV Capital Acquisition Corp. Warrant
LIVKW
$158K 0.01%
+400,000
New +$158K
THCAW
113
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
$157K 0.01%
+348,500
New +$157K
CHPT icon
114
ChargePoint
CHPT
$253M
$156K 0.01%
10,000
-90,000
-90% -$1.4M
MAPSW icon
115
WM Technology, Inc. Warrants
MAPSW
$2.74M
$151K 0.01%
+250,000
New +$151K
FSR
116
DELISTED
Fisker Inc.
FSR
$144K 0.01%
10,000
-1,591,003
-99% -$22.9M
ALUS.WS
117
DELISTED
Alussa Energy Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary
ALUS.WS
$143K 0.01%
+224,999
New +$143K
FUSE.WS
118
DELISTED
Fusion Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common st
FUSE.WS
$137K 0.01%
+127,500
New +$137K
IFFT
119
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
0
– -$134K
LOAK.WS
120
DELISTED
Live Oak Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one share of Clas
LOAK.WS
$123K 0.01%
+125,001
New +$123K
GNRSW
121
DELISTED
Greenrose Acquisition Corp. Warrant
GNRSW
$118K 0.01%
+500,000
New +$118K
TALKW icon
122
Talkspace, Inc. Warrant
TALKW
$2.68M
$111K 0.01%
+97,500
New +$111K
CPSR.WS
123
DELISTED
Capstar Special Purpose Acquisition Corp. Warrants, each whole warrant exercisable for one share of
CPSR.WS
$99K 0.01%
+124,999
New +$99K
ASLEW
124
DELISTED
AerSale Corporation Warrants
ASLEW
$99K 0.01%
203,000
+3,000
+2% +$1.46K
GIX.RT
125
DELISTED
GigCapital2, Inc. Rights, each exchangeable into one-twentieth of a share of Common Stock
GIX.RT
$98K 0.01%
+296,500
New +$98K
3 4
5
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