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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EVOJ
76
DELISTED
Evo Acquisition Corp. Class A Common Stock
EVOJ
$4.68M 0.26%
483,080
– –
TEKK
77
DELISTED
Tekkorp Digital Acquisition Corp. Class A Ordinary Shares
TEKK
$4.66M 0.26%
475,014
– –
FACA
78
DELISTED
Figure Acquisition Corp. I
FACA
$4.55M 0.26%
462,744
– –
RDBX
79
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$4.53M 0.26%
450,000
– –
ZFOX
80
DELISTED
ZeroFox Holdings, Inc. Common Stock
ZFOX
$4.5M 0.25%
450,000
– –
EDTX
81
DELISTED
EdtechX Holdings Acquisition Corp. II Class A common stock
EDTX
$4.48M 0.25%
450,000
– –
BITE
82
DELISTED
Bite Acquisition Corp.
BITE
$4.47M 0.25%
460,252
– –
LHC
83
DELISTED
Leo Holdings Corp. II
LHC
$4.38M 0.25%
449,996
– –
IIII
84
DELISTED
INSU Acquisition Corp. III Class A Common Stock
IIII
$4.27M 0.24%
+435,729
New +$4.24M
ACKIT
85
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
$4.2M 0.24%
418,260
– –
PUCK
86
DELISTED
Goal Acquisitions Corp. Common Stock
PUCK
$4.13M 0.23%
+425,000
New +$4.11M
BRIV
87
DELISTED
B. Riley Principal 250 Merger Corp. Class A common stock
BRIV
$4.11M 0.23%
+424,995
New +$4.1M
FSNB
88
DELISTED
Fusion Acquisition Corp. II
FSNB
$4.08M 0.23%
421,125
– –
SWAGU
89
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
$4.04M 0.23%
+400,000
New +$4.02M
TWNI
90
DELISTED
Tailwind International Acquisition Corp.
TWNI
$4M 0.23%
412,056
– –
MON
91
DELISTED
Monument Circle Acquisition Corp. Class A Common Stock
MON
$3.99M 0.23%
409,660
– –
BBLN
92
DELISTED
Babylon Holdings Limited
BBLN
$3.99M 0.23%
16,000
– –
ZTAQU
93
DELISTED
Zimmer Energy Transition Acquisition Corp. Units
ZTAQU
$3.98M 0.22%
400,000
– –
ALTU
94
DELISTED
Altitude Acquisition Corp
ALTU
$3.98M 0.22%
404,903
– –
CCV
95
DELISTED
Churchill Capital Corp V
CCV
$3.96M 0.22%
404,996
– –
GIG
96
DELISTED
GigCapital4, Inc. Common stock
GIG
$3.94M 0.22%
399,996
– –
PSAGU
97
DELISTED
Property Solutions Acquisition Corporation II Units
PSAGU
$3.85M 0.22%
390,095
– –
NBST
98
DELISTED
Newbury Street Acquisition Corporation Common Stock
NBST
$3.78M 0.21%
390,000
– –
PIII icon
99
P3 Health Partners
PIII
$35.5M
$3.68M 0.21%
+7,458
New +$3.68M
CIIGU
100
DELISTED
CIIG Capital Partners II, Inc. Unit
CIIGU
$3.64M 0.21%
+361,509
New +$3.64M
2 3
4
5 6

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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.