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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+10.36%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.64B
AUM Growth
+$340M
Cap. Flow
-$23.5M
Cap. Flow %
-1.43%
Top 10 Hldgs %
43.79%
Holding
361
New
186
Increased
14
Reduced
24
Closed
74

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$28M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
+$27.4M
3
OPAD icon
Offerpad Solutions
OPAD
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 14.63%
2 Technology 3.92%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SRTA
76
Strata Critical Medical Inc
SRTA
$421M
$3.25M 0.2%
292,964
-157,036
-35% -$1.6M
SPIR icon
77
Spire Global
SPIR
$408M
$3.22M 0.2%
+40,210
New +$3.17M
RPLA
78
DELISTED
Replay Acquisition Corp. Ordinary Shares
RPLA
$3.19M 0.19%
307,096
-1,000
-0.3% -$10.2K
IIAC.U
79
DELISTED
Investindustrial Acquisition Corp. Units, each consisting of one Class A ordinary share and one-thir
IIAC.U
$3.08M 0.19%
+300,000
New +$3.07M
SCOAU
80
DELISTED
ScION Tech Growth I Unit
SCOAU
$2.92M 0.18%
+282,915
New +$2.91M
PIPP.U
81
DELISTED
Pine Island Acquisition Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
PIPP.U
$2.88M 0.18%
+279,500
New +$2.89M
PMVC
82
DELISTED
PMV Consumer Acquisition Corp.
PMVC
$2.79M 0.17%
+275,000
New +$2.71M
CELU icon
83
Celularity
CELU
$19.4M
$2.71M 0.17%
24,672
-10,678
-30% -$1.14M
BTAQW
84
DELISTED
Burgundy Technology Acquisition Corporation Warrant
BTAQW
$2.62M 0.16%
+1,379,756
New +$1.16M
DWIN.U
85
DELISTED
Delwinds Insurance Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-half of one redeemable warrant
DWIN.U
$2.55M 0.16%
+250,000
New +$2.53M
TMPMU
86
DELISTED
Turmeric Acquisition Corp. Unit
TMPMU
$2.54M 0.15%
+247,757
New +$2.51M
GLS
87
DELISTED
Gelesis Holdings, Inc.
GLS
$2.54M 0.15%
249,998
– –
AEPPZ
88
DELISTED
American Electric Power Company, Inc. Corporate Units
AEPPZ
$2.53M 0.15%
+50,000
New +$2.57M
RKLB icon
89
Rocket Lab Corp
RKLB
$36.6B
$2.53M 0.15%
+249,996
New +$2.55M
ATA.U
90
DELISTED
Americas Technology Acquisition Corp. Units, each consisting of one Ordinary Share and one half of Redeemable Warrant
ATA.U
$2.47M 0.15%
+240,000
New +$2.45M
HTPA.U
91
DELISTED
Highland Transcend Partners I Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
HTPA.U
$2.36M 0.14%
+224,362
New +$2.35M
EOSEW
92
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$2.35M 0.14%
282,333
-3,124
-1% -$8.92K
VCVCU
93
DELISTED
10X Capital Venture Acquisition Corp Unit
VCVCU
$2.27M 0.14%
+213,222
New +$2.2M
ML
94
DELISTED
MoneyLion Inc.
ML
$2.25M 0.14%
6,641
-1,859
-22% -$558K
ROCHW
95
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
$2.21M 0.13%
501,708
-23,685
-5% -$44.8K
ACACU
96
DELISTED
Acies Acquisition Corp Unit
ACACU
$2.14M 0.13%
+200,000
New +$2.04M
CHFW.U
97
DELISTED
Consonance-HFW Acquisition Corp. Units, each consisting of one Class A Ordinary Share, and one-third
CHFW.U
$2.14M 0.13%
+204,200
New +$2.09M
IPV.WS
98
DELISTED
InterPrivate Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for shares of com
IPV.WS
$2.13M 0.13%
520,750
+233,250
+81% +$434K
FLACU
99
DELISTED
Frazier Lifesciences Acquisition Corporation Unit
FLACU
$2.1M 0.13%
+202,029
New +$2.11M
VYGG
100
DELISTED
Vy Global Growth
VYGG
$2.08M 0.13%
+199,995
New +$2.09M
2 3
4
5 6

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Castle Creek Arbitrage's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Creek Arbitrage held 361 positions worth $1.64B, up 26% from $1.3B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Castle Creek Arbitrage's Q4 2020 filing shows 186 new, 14 increased, 24 reduced and 74 closed positions. Its largest new stake was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M. The largest sale was Burgundy Technology Acquisition Corporation Unit, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2020 buy was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M.
  • Castle Creek Arbitrage added most to Nuvation Bio in Q4 2020, an estimated $8.68M increase.
  • Castle Creek Arbitrage's biggest Q4 2020 reduction was Aeva Technologies, cutting an estimated $8.14M.
  • Castle Creek Arbitrage fully exited Burgundy Technology Acquisition Corporation Unit in Q4 2020, selling an estimated $27.9M.
  • Castle Creek Arbitrage's ten largest holdings make up 44% of its $1.64B portfolio in Q4 2020.
  • Castle Creek Arbitrage opened 186 new positions and closed 74 in Q4 2020.
  • Castle Creek Arbitrage's portfolio value rose 26% quarter-over-quarter to $1.64B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.