We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.3B
AUM Growth
+$126M
Cap. Flow
-$461M
Cap. Flow %
-35.36%
Top 10 Hldgs %
61.58%
Holding
240
New
103
Increased
17
Reduced
17
Closed
55

Top Buys

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$19.6M
3
MKTW icon
MarketWise
MKTW
+$17.5M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
+$14.7M

Top Sells

Rank Stock Value
1
FSR
Fisker Inc.
FSR
+$21.7M
2
GCMG icon
GCM Grosvenor
GCMG
+$14.4M
3
LSEA
Landsea Homes
LSEA
+$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
+$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$8.91M

Sector Composition

Rank Sector Weight
1 Financials 8.34%
2 Technology 4.57%
3 Healthcare 2.23%
4 Consumer Discretionary 2.09%
5 Industrials 1.95%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCPL.WS
76
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$607K 0.05%
+337,016
New +$531K
TMPOW
77
DELISTED
Tempo Automation Holdings, Inc. Warrant
TMPOW
$600K 0.05%
+750,099
New +$738K
ROCHW
78
DELISTED
Roth CH Acquisition I Co. Warrant
ROCHW
$541K 0.04%
+525,393
New +$533K
OACB.U
79
DELISTED
Oaktree Acquisition Corp. II Units, each consisting of one Class A ordinary share, and one-fourth of
OACB.U
$514K 0.04%
+50,000
New +$515K
CLOV icon
80
Clover Health Investments
CLOV
$2.23B
$512K 0.04%
41,100
– –
TMCWW
81
TMC The Metals Company Warrants
TMCWW
$474K
$500K 0.04%
+287,318
New +$350K
GOEVW
82
DELISTED
Canoo Inc. Warrant
GOEVW
$476K 0.04%
+206,247
New +$401K
ORGNW
83
DELISTED
Origin Materials Inc Warrants
ORGNW
$466K 0.04%
+289,233
New +$461K
LAZR
84
DELISTED
Luminar Technologies
LAZR
$462K 0.04%
2,694
-8,639
-76% -$1.45M
MVSTW
85
DELISTED
Microvast Holdings Warrants
MVSTW
$446K 0.03%
+877,904
New +$451K
VSPRU
86
DELISTED
Vesper Healthcare Acquisition Corp. Unit
VSPRU
$410K 0.03%
+40,000
New +$410K
ADNWW
87
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$388K 0.03%
582,736
+439,336
+306% +$221K
EOSEW
88
DELISTED
Eos Energy Enterprises Warrant
EOSEW
$383K 0.03%
285,457
+50,200
+21% +$74.5K
SPRU icon
89
Spruce Power Holding Corp
SPRU
$36.6M
$368K 0.03%
3,993
-17,719
-82% -$1.48M
SBE.WS
90
DELISTED
Switchback Energy Acquisition Corporation Warrants, exercisable for one share of Class A Common Stoc
SBE.WS
$364K 0.03%
+77,666
New +$133K
TWNKW
91
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$356K 0.03%
437,089
– –
SAMAW
92
DELISTED
Schultze Special Purpose Acquisition Corp. Warrant
SAMAW
$304K 0.02%
585,000
– –
PANA.WS
93
DELISTED
Panacea Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class
PANA.WS
$302K 0.02%
+131,158
New +$328K
SCVX
94
DELISTED
SCVX Corp.
SCVX
$300K 0.02%
+30,000
New +$303K
TLMD
95
DELISTED
SOC Telemed, Inc. Class A Common Stock
TLMD
$288K 0.02%
+28,400
New +$293K
SAQNW
96
DELISTED
Software Acquisition Group Inc. Warrant
SAQNW
$285K 0.02%
+300,000
New +$335K
FTACW
97
DELISTED
FinTech Acquisition Corp. III Warrant
FTACW
$281K 0.02%
+185,000
New +$322K
SFTW.WS
98
DELISTED
Osprey Technology Acquisition Corp. Redeemable Warrants, each whole Warrant exercisable for one shar
SFTW.WS
$271K 0.02%
+198,700
New +$233K
ACND.U
99
DELISTED
Ascendant Digital Acquisition Corp. Units, each consisting of one Class A ordinary share and one-hal
ACND.U
$263K 0.02%
+25,001
New +$257K
GLEO.WS
100
DELISTED
Galileo Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Ordinary Share
GLEO.WS
$258K 0.02%
+417,086
New +$225K
2 3
4
5 6

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q3 2020 Portfolio in Review

As of Q3 2020, Castle Creek Arbitrage held 240 positions worth $1.3B, up 11% from $1.18B the previous quarter. Its ten largest holdings account for 62% of the portfolio.

Castle Creek Arbitrage withdrew a net $461M in Q3 2020, closing 55 positions and reducing 17 holdings. Its most notable exit was GCM Grosvenor, an estimated $14.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 8.3% of assets, up from 2.1% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Burgundy Technology Acquisition Corporation Unit worth $27.9M.

  • Castle Creek Arbitrage's largest Q3 2020 buy was Burgundy Technology Acquisition Corporation Unit: 2,800,000 shares worth $27.9M.
  • Castle Creek Arbitrage added most to Tuscan Holdings Corp. II Common Stock in Q3 2020, an estimated $6.97M increase.
  • Castle Creek Arbitrage's biggest Q3 2020 reduction was Fisker Inc., cutting an estimated $21.7M.
  • Castle Creek Arbitrage fully exited GCM Grosvenor in Q3 2020, selling an estimated $14.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 62% of its $1.3B portfolio in Q3 2020.
  • Castle Creek Arbitrage opened 103 new positions and closed 55 in Q3 2020.
  • Castle Creek Arbitrage's portfolio value rose 11% quarter-over-quarter to $1.3B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2020, filed 20 Oct 2020.