CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$613M
AUM Growth
+$180M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
149
New
Increased
Reduced
Closed

Top Buys

1
+$8.69M
2
+$7.1M
3
+$7.02M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.38M

Top Sells

1
+$6.1M
2
+$4.26M
3
+$3.05M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$2.52M
5
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M

Sector Composition

1 Technology 5.45%
2 Consumer Discretionary 3.83%
3 Industrials 2.36%
4 Financials 1.34%
5 Real Estate 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
76
– –
0
77
$30K ﹤0.01%
+161,500
78
$28K ﹤0.01%
+400,000
79
$20K ﹤0.01%
91,312
80
$18K ﹤0.01%
23
81
– –
0
82
$14K ﹤0.01%
89,881
83
$13K ﹤0.01%
47,519
84
$12K ﹤0.01%
91,380
85
$4K ﹤0.01%
150,271
86
$3K ﹤0.01%
+23,400
87
– –
-16,946
88
– –
0
89
– –
0
90
– –
-143,200
91
– –
0
92
– –
0
93
– –
0
94
– –
0
95
– –
0
96
– –
-50,000
97
– –
-300,000
98
– –
-161,500
99
– –
-573,000
100
– –
-156,815
1 2 3
4
5