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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+1.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.14B
AUM Growth
-$672M
Cap. Flow
-$890M
Cap. Flow %
-78.37%
Top 10 Hldgs %
28.95%
Holding
825
New
136
Increased
16
Reduced
26
Closed
290

Top Buys

Rank Stock Value
1
ENTF
Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares
ENTF
+$15.5M
2
IVCB
Investcorp Europe Acquisition Corp I Class A Ordinary Shares
IVCB
+$15.3M
3
TLGY
TLGY Acquisition Corporation Class A Ordinary Share
TLGY
+$14M
4
ZPTA
Zapata Computing Holdings Inc. Common Stock
ZPTA
+$10.9M
5
GEEX
Games & Esports Experience Acquisition Corp. Class A Ordinary Shares
GEEX
+$9.19M

Top Sells

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$20.8M
2
AAGR
African Agriculture Holdings Inc
AAGR
+$19.5M
3
SCAQ
Stratim Cloud Acquisition Corp. Class A Common Stock
SCAQ
+$17.1M
4
SEPA
SEP Acquisition Corp Class A Common Stock
SEPA
+$16.9M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.5M

Sector Composition

Rank Sector Weight
1 Financials 52.91%
2 Technology 5.1%
3 Industrials 3.06%
4 Materials 2.42%
5 Healthcare 1.86%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PHIC
726
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
– –
-499,998
Closed -$4.99M
PHICW
727
DELISTED
Population Health Investment Co., Inc. Warrant
PHICW
– –
-166,666
Closed -$4K
SBII
728
DELISTED
Sandbridge X2 Corp.
SBII
– –
-72,843
Closed -$716K
SBII.U
729
DELISTED
Sandbridge X2 Corp. Units, each consisting of one share of Class A common stock and one-third of one redeemable warrant
SBII.U
– –
-70,004
Closed -$687K
WPCB.WS
730
DELISTED
Warburg Pincus Capital Corporation I-B Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
WPCB.WS
– –
-100,931
Closed -$6K
FRWAW
731
DELISTED
PWP Forward Acquisition Corp. I Warrant
FRWAW
– –
-10,000
Closed -$1K
EQHA.WS
732
DELISTED
EQ Health Acquisition Corp. Redeemable Warrants, each exercisable for one share of Common Stock at an exercise price of $11.50 per share
EQHA.WS
– –
-149,999
Closed -$12K
FRW
733
DELISTED
PWP Forward Acquisition Corp. I Class A Common Stock
FRW
– –
-50,000
Closed -$491K
ASZ
734
DELISTED
Austerlitz Acquisition Corporation II
ASZ
– –
-1,153,196
Closed -$11.3M
FVIV
735
DELISTED
Fortress Value Acquisition Corp. IV
FVIV
– –
-188,064
Closed -$1.85M
EPWR.WS
736
DELISTED
Empowerment & Inclusion Capital I Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock, each at an exercise price of $11.50 per share
EPWR.WS
– –
-349,999
Closed -$15K
FLAC
737
DELISTED
Frazier Lifesciences Acquisition Corporation Class A Ordinary Shares
FLAC
– –
-154,560
Closed -$1.54M
FLACW
738
DELISTED
Frazier Lifesciences Acquisition Corporation Warrant
FLACW
– –
-51,520
Closed -$39K
AUS
739
DELISTED
Austerlitz Acquisition Corporation I
AUS
– –
-499,996
Closed -$4.9M
HUGS.WS
740
DELISTED
USHG Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock at an exercise price of $11.50
HUGS.WS
– –
-16,665
Closed -$1K
TWNI.WS
741
DELISTED
Tailwind International Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
TWNI.WS
– –
-137,352
Closed -$3K
FSRDW
742
DELISTED
Fast Radius, Inc. Warrants
FSRDW
– –
-416,825
Closed -$15K
ATAQ.WS
743
DELISTED
Altimar Acquisition Corp III Warrants
ATAQ.WS
– –
-25,000
Closed -$3K
TINV.WS
744
DELISTED
Tiga Acquisition Corp. Warrants, each warrant exercisable for one Class A ordinary share at an exercise price of $11.50 per share
TINV.WS
– –
-25,000
Closed -$16K
THCAW
745
DELISTED
Tuscan Holdings Corp. II Warrant
THCAW
– –
-180,276
Closed -$13K
TSPQ.WS
746
DELISTED
TCW Special Purpose Acquisition Corp. Redeemable warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50
TSPQ.WS
– –
-54,383
Closed -$3K
LHC.WS
747
DELISTED
Leo Holdings Corp. II Redeemable Warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
LHC.WS
– –
-112,499
Closed -$3K
HTPA.WS
748
DELISTED
Highland Transcend Partners I Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
HTPA.WS
– –
-34,787
Closed -$1K
MDH.WS
749
DELISTED
MDH Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A common stock at an exercise price of $11.50 per share
MDH.WS
– –
-382,053
Closed -$13K
CRHC.WS
750
DELISTED
Cohn Robbins Holdings Corp. Redeemable warrants, each whole warrant exercisable for one Class A ordinary share at an exercise price of $11.50
CRHC.WS
– –
-100,000
Closed -$2K
28 29
30
31 32

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Castle Creek Arbitrage's Q4 2022 Portfolio in Review

As of Q4 2022, Castle Creek Arbitrage held 825 positions worth $1.14B, down 37% from $1.81B the previous quarter. Its ten largest holdings account for 29% of the portfolio.

Castle Creek Arbitrage withdrew a net $890M in Q4 2022, closing 290 positions and reducing 26 holdings. Its most notable exit was Social Capital Hedosophia Holdings Corp. VI, an estimated $20.8M position sold in full.

By sector, the portfolio is most concentrated in Financials at 53% of assets, up from 47% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares worth $15.6M.

  • Castle Creek Arbitrage's largest Q4 2022 buy was Enterprise 4.0 Technology Acquisition Corp. Class A Ordinary Shares: 1,518,740 shares worth $15.6M.
  • Castle Creek Arbitrage added most to TLGY Acquisition Corporation Class A Ordinary Share in Q4 2022, an estimated $14M increase.
  • Castle Creek Arbitrage's biggest Q4 2022 reduction was Focus Impact BH3 Acquisition Company Class A Common Stock, cutting an estimated $14.8M.
  • Castle Creek Arbitrage fully exited Social Capital Hedosophia Holdings Corp. VI in Q4 2022, selling an estimated $20.8M.
  • Castle Creek Arbitrage's ten largest holdings make up 29% of its $1.14B portfolio in Q4 2022.
  • Castle Creek Arbitrage opened 136 new positions and closed 290 in Q4 2022.
  • Castle Creek Arbitrage's portfolio value fell 37% quarter-over-quarter to $1.14B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2022, filed 14 Feb 2023.