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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
ACKIT
726
DELISTED
Ackrell SPAC Partners I Co Subunits
ACKIT
– –
-340,109
Closed -$3.5M
SWAGU
727
DELISTED
Software Acquisition Group Inc. III Unit
SWAGU
– –
-400,000
Closed -$4.02M
RVAC
728
DELISTED
Riverview Acquisition Corp. Class A Common Stock
RVAC
– –
-2,469,998
Closed -$24.5M
RVACW
729
DELISTED
Riverview Acquisition Corp. Warrant
RVACW
– –
-1,194,999
Closed -$1.16M
FST
730
DELISTED
FAST Acquisition Corp.
FST
– –
-1,060,919
Closed -$10.7M
GOAC
731
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
– –
-199,998
Closed -$2M
FOUNU
732
DELISTED
Founder SPAC Units
FOUNU
– –
-277,008
Closed -$2.81M
RDBXW
733
DELISTED
Redbox Entertainment Inc. Warrant
RDBXW
– –
-27,627
Closed -$15K
ASPC
734
DELISTED
Alpha Capital Acquisition Co
ASPC
– –
-49,998
Closed -$494K
ASPCW
735
DELISTED
Alpha Capital Acquisition Co Warrant
ASPCW
– –
-24,999
Closed -$6K
GOAC.WS
736
DELISTED
GO Acquisition Corp. Warrants, each whole warrant exercisable for one share of Class A Common Stock
GOAC.WS
– –
-66,666
Closed –
GSAQ
737
DELISTED
Global Synergy Acquisition Corp. Class A Ordinary Shares
GSAQ
– –
-999,998
Closed -$9.94M
GSAQW
738
DELISTED
Global Synergy Acquisition Corp. Warrant
GSAQW
– –
-499,999
Closed -$31K
PRPB
739
DELISTED
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
– –
-1,639,925
Closed -$16.4M
PRPB.WS
740
DELISTED
CC Neuberger Principal Holdings II Redeemable warrants, each whole warrant exercisable for one Class
PRPB.WS
– –
-430,734
Closed -$187K
ENJYW
741
DELISTED
Enjoy Technology, Inc. Warrant
ENJYW
– –
-103,668
Closed -$1K
AEAEU
742
DELISTED
AltEnergy Acquisition Corp Unit
AEAEU
– –
-910,200
Closed -$9.09M
CBRGU
743
DELISTED
Chain Bridge I Units
CBRGU
– –
-1,225,000
Closed -$12.2M
IRRX.U
744
DELISTED
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
– –
-1,880,000
Closed -$18.9M
SGIIU
745
DELISTED
Seaport Global Acquisition II Corp. Unit
SGIIU
– –
-500,000
Closed -$4.98M
26 27 28 29
30

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PAM
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PC
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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.