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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
EUSGW
726
DELISTED
European Sustainable Growth Acquisition Corp. Warrant
EUSGW
– –
-395,660
Closed -$495K
EUSG
727
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
– –
-617,876
Closed -$6.12M
HLMNW
728
DELISTED
Hillman Solutions Corp. Warrant
HLMNW
– –
-626,033
Closed -$1.82M
MEUSW
729
DELISTED
23andMe Holding Co Warrant
MEUSW
– –
-308,373
Closed -$566K
MACQW
730
DELISTED
MCAP Acquisition Corporation Warrants
MACQW
– –
-352,093
Closed -$380K
MACQ
731
DELISTED
MCAP Acquisition Corporation Class A Common Stock
MACQ
– –
-799,998
Closed -$7.89M
IIAC.WS
732
DELISTED
Investindustrial Acquisition Corp. Redeemable Warrants, each whole warrant exercisable for one Class
IIAC.WS
– –
-181,324
Closed -$234K
IIAC
733
DELISTED
Investindustrial Acquisition Corp.
IIAC
– –
-356,410
Closed -$3.54M
ISOS.WS
734
DELISTED
Isos Acquisition Corporation Warrants, each whole warrant exercisable for one Class A ordinary share
ISOS.WS
– –
-53,880
Closed -$72K
BSN
735
DELISTED
Broadstone Acquisition Corp.
BSN
– –
-80,482
Closed -$800K
BSN.WS
736
DELISTED
Broadstone Acquisition Corp. Warrants, each whole warrant exercisable for one Class A ordinary share
BSN.WS
– –
-175,235
Closed -$188K
CBAH.WS
737
DELISTED
CBRE Acquisition Holdings, Inc. Warrants, each whole warrant exercisable for one share of Class A co
CBAH.WS
– –
-37,500
Closed -$62K
SVOK
738
DELISTED
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
– –
-1,650,000
Closed -$16.4M
SVOKW
739
DELISTED
Seven Oaks Acquisition Corp. Warrant
SVOKW
– –
-825,000
Closed -$656K
GIGGW
740
DELISTED
GigCapital4, Inc. Warrant
GIGGW
– –
-133,332
Closed -$137K
DMYQ.WS
741
DELISTED
dMY Technology Group, Inc. IV Redeemable warrants, each whole warrant exercisable for one share of C
DMYQ.WS
– –
-10,000
Closed -$19K
SOFIW
742
DELISTED
SoFi Technologies, Inc. Warrants
SOFIW
– –
-266,134
Closed -$1.66M
DDMXW
743
DELISTED
DD3 Acquisition Corp. II Warrant
DDMXW
– –
-371,933
Closed -$441K
DDMX
744
DELISTED
DD3 Acquisition Corp. II Class A Common Stock
DDMX
– –
-753,898
Closed -$7.47M
TWNKW
745
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
– –
-237,089
Closed -$725K
SWBK.WS
746
DELISTED
Switchback II Corporation Warrants, exercisable for one share of Class A Ordinary Share
SWBK.WS
– –
-91,113
Closed -$126K
TMTS
747
DELISTED
Spartacus Acquisition Corporation Class A Common Stock
TMTS
– –
-747,193
Closed -$7.56M
TMTSW
748
DELISTED
Spartacus Acquisition Corporation Warrant
TMTSW
– –
-340,516
Closed -$541K
PTRAW
749
DELISTED
Proterra Inc. Warrant
PTRAW
– –
-186,445
Closed -$487K
KURIW
750
DELISTED
Alkuri Global Acquisition Corp Warrant
KURIW
– –
-213,461
Closed -$302K
27 28 29
30
31

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.