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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.73%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.81B
AUM Growth
-$24.4M
Cap. Flow
-$409M
Cap. Flow %
-22.65%
Top 10 Hldgs %
22.27%
Holding
761
New
86
Increased
19
Reduced
13
Closed
71

Top Buys

Rank Stock Value
1
BHAC
Focus Impact BH3 Acquisition Company Class A Common Stock
BHAC
+$19.6M
2
IRRX
Integrated Rail and Resources Acquisition Corp.
IRRX
+$18.8M
3
CVII
Churchill Capital Corp VII Class A Common Stock
CVII
+$12.7M
4
CBRG
Chain Bridge I Class A Ordinary Shares
CBRG
+$12.3M
5
AEAE
AltEnergy Acquisition Corp
AEAE
+$11.2M

Top Sells

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.5M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
+$20M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.6M
4
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M
5
PRPB
CC Neuberger Principal Holdings II Class A Ordinary Shares
PRPB
+$16.4M

Sector Composition

Rank Sector Weight
1 Financials 46.86%
2 Technology 3.05%
3 Healthcare 2.26%
4 Consumer Staples 1.08%
5 Industrials 0.87%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PORT.U
51
DELISTED
Southport Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one warrant
PORT.U
$7.43M 0.41%
739,377
– –
AEAC
52
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$7.34M 0.41%
737,498
– –
EPHY
53
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$7.2M 0.4%
728,652
– –
LUXA
54
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$7.15M 0.4%
714,339
– –
GVCIU
55
DELISTED
Green Visor Financial Technology Acquisition Corp. I Units
GVCIU
$7.11M 0.39%
700,000
– –
GGAA
56
DELISTED
Genesis Growth Tech Acquisition Corp. Class A Ordinary Shares
GGAA
$7.08M 0.39%
+699,200
New +$7.04M
BCSA
57
DELISTED
Blockchain Coinvestors Acquisition Corp. I Class A Ordinary Shares
BCSA
$7.06M 0.39%
+700,000
New +$7.01M
LCA
58
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$7.02M 0.39%
715,048
– –
BOCNU
59
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$6.97M 0.39%
693,505
– –
EPWR
60
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$6.91M 0.38%
699,998
– –
TOAC
61
DELISTED
Talon 1 Acquisition Corp. Class A Ordinary Shares
TOAC
$6.88M 0.38%
+675,490
New +$6.85M
PPYAU
62
DELISTED
Papaya Growth Opportunity Corp. I Unit
PPYAU
$6.88M 0.38%
685,700
– –
PCCTU
63
DELISTED
Perception Capital Corp. II Units
PCCTU
$6.68M 0.37%
656,590
– –
BTWN
64
DELISTED
Bridgetown Holdings Limited Class A Ordinary Shares
BTWN
$6.56M 0.36%
653,361
– –
BNZI icon
65
Banzai International
BNZI
$6.79M
$6.46M 0.36%
65
– –
FLDDU
66
DELISTED
FTAC Emerald Acquisition Corp. Unit
FLDDU
$6.34M 0.35%
642,572
– –
NCACU
67
DELISTED
Newcourt Acquisition Corp Unit
NCACU
$6.31M 0.35%
621,148
– –
BNAI
68
Brand Engagement Network
BNAI
$82.7M
$6.24M 0.35%
63,116
+7,500
+13% +$739K
LCAA
69
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$6.22M 0.34%
627,528
– –
GRND icon
70
Grindr
GRND
$2.83B
$6.2M 0.34%
597,940
– –
FMIV
71
DELISTED
Forum Merger IV Corporation Class A Common stock
FMIV
$6.16M 0.34%
+627,845
New +$6.16M
PACI.U
72
DELISTED
PROOF Acquisition Corp I Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
PACI.U
$6.11M 0.34%
610,300
– –
SDAC
73
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$6.03M 0.33%
613,238
– –
LVACU
74
DELISTED
LAVA Medtech Acquisition Corp. Unit
LVACU
$6.03M 0.33%
600,000
– –
EQHA
75
DELISTED
EQ Health Acquisition Corp.
EQHA
$6.03M 0.33%
610,157
+310,159
+103% +$3.05M
1 2
3
4 5

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Castle Creek Arbitrage's Q3 2022 Portfolio in Review

As of Q3 2022, Castle Creek Arbitrage held 761 positions worth $1.81B, down 1.3% from $1.83B the previous quarter. Its ten largest holdings account for 22% of the portfolio.

Castle Creek Arbitrage withdrew a net $409M in Q3 2022, closing 71 positions and reducing 13 holdings. Its most notable exit was Riverview Acquisition Corp. Class A Common Stock, an estimated $24.5M position sold in full.

By sector, the portfolio is most concentrated in Financials at 47% of assets, up from 38% a quarter earlier, followed by Technology and Healthcare.

Against the trend, Castle Creek Arbitrage opened a new position in Focus Impact BH3 Acquisition Company Class A Common Stock worth $19.7M.

  • Castle Creek Arbitrage's largest Q3 2022 buy was Focus Impact BH3 Acquisition Company Class A Common Stock: 1,980,000 shares worth $19.7M.
  • Castle Creek Arbitrage added most to Austerlitz Acquisition Corporation II in Q3 2022, an estimated $8.32M increase.
  • Castle Creek Arbitrage's biggest Q3 2022 reduction was Qiagen, cutting an estimated $908K.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Class A Common Stock in Q3 2022, selling an estimated $24.5M.
  • Castle Creek Arbitrage's ten largest holdings make up 22% of its $1.81B portfolio in Q3 2022.
  • Castle Creek Arbitrage opened 86 new positions and closed 71 in Q3 2022.
  • Castle Creek Arbitrage's portfolio value fell 1.3% quarter-over-quarter to $1.81B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2022, filed 14 Nov 2022.