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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+0.43%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$2.01B
AUM Growth
+$240M
Cap. Flow
-$52.1M
Cap. Flow %
-2.59%
Top 10 Hldgs %
21.32%
Holding
778
New
135
Increased
12
Reduced
44
Closed
83

Top Buys

Rank Stock Value
1
RVAC
Riverview Acquisition Corp. Class A Common Stock
RVAC
+$24.2M
2
HWEL
Healthwell Acquisition Corp. I Class A Common Stock
HWEL
+$23.3M
3
BHACU
Focus Impact BH3 Acquisition Company Units
BHACU
+$19.8M
4
AAGR
African Agriculture Holdings Inc
AAGR
+$19.3M
5
IRRX.U
Integrated Rail and Resources Acquisition Corp. Units, each consisting of one share of Class A common stock and one half of one redeemable warrant
IRRX.U
+$18.9M

Top Sells

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.7M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.7M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.4M
5
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$17.3M

Sector Composition

Rank Sector Weight
1 Financials 36.76%
2 Technology 4.24%
3 Healthcare 2.72%
4 Industrials 1.94%
5 Consumer Discretionary 1.26%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
SUAC.U
51
DELISTED
ShoulderUp Technology Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one redeemable warrant
SUAC.U
$8.41M 0.42%
+832,500
New +$8.37M
TCAC
52
DELISTED
Tuatara Capital Acquisition Corporation Class A Ordinary Shares
TCAC
$8.4M 0.42%
851,460
– –
CRHC
53
DELISTED
Cohn Robbins Holdings Corp.
CRHC
$8.36M 0.42%
849,996
– –
SWET
54
DELISTED
Athlon Acquisition Corp. Class A Common stock
SWET
$7.8M 0.39%
799,998
– –
FLYA.U
55
DELISTED
SOAR Technology Acquisition Corp. Units, each consisting of one Class A ordinary share and one-third of one redeemable warrant
FLYA.U
$7.69M 0.38%
750,000
– –
DRAY
56
DELISTED
Macondray Capital Acquisition Corp. I Class A Ordinary Shares
DRAY
$7.69M 0.38%
+782,499
New +$7.69M
IRAA
57
DELISTED
Iris Acquisition Corp Class A Common Stock
IRAA
$7.58M 0.38%
775,184
– –
PORT.U
58
DELISTED
Southport Acquisition Corporation Units, each consisting of one share of Class A common stock, and one-half of one warrant
PORT.U
$7.39M 0.37%
+739,377
New +$7.4M
AEAC
59
DELISTED
Authentic Equity Acquisition Corp. Class A ordinary share
AEAC
$7.19M 0.36%
737,498
– –
EPHY
60
DELISTED
Epiphany Technology Acquisition Corp. Class A Common Stock
EPHY
$7.11M 0.35%
728,652
– –
GVCIU
61
DELISTED
Green Visor Financial Technology Acquisition Corp. I Units
GVCIU
$7.09M 0.35%
+700,000
New +$7.07M
BCSAU
62
DELISTED
Blockchain Coinvestors Acquisition Corp. I Unit
BCSAU
$7.08M 0.35%
+700,000
New +$7.1M
GGAAU
63
DELISTED
Genesis Growth Tech Acquisition Corp. Unit
GGAAU
$7.03M 0.35%
+699,200
New +$7.02M
LUXA
64
DELISTED
Lux Health Tech Acquisition Corp. Class A Common Stock
LUXA
$7M 0.35%
714,339
– –
MSPR
65
DELISTED
MSP Recovery Inc
MSPR
$6.97M 0.35%
160
-36
-18% -$1.57M
LCA
66
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$6.96M 0.35%
715,048
– –
BOCNU
67
DELISTED
Blue Ocean Acquisition Corp Unit
BOCNU
$6.93M 0.34%
+693,505
New +$6.94M
TMPO
68
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$6.86M 0.34%
688,810
– –
EPWR
69
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$6.82M 0.34%
699,998
– –
TOACU
70
DELISTED
Talon 1 Acquisition Corp. Unit
TOACU
$6.82M 0.34%
+675,490
New +$6.85M
LLAP
71
DELISTED
Terran Orbital Corporation
LLAP
$6.76M 0.34%
684,095
-25,000
-4% -$246K
CNDB.U
72
DELISTED
Concord Acquisition Corp III Units, each consisting of one share of Class A Common Stock and one-half of one Warrant
CNDB.U
$6.71M 0.33%
+660,000
New +$6.71M
PCCTU
73
DELISTED
Perception Capital Corp. II Units
PCCTU
$6.66M 0.33%
+656,590
New +$6.63M
FLDDU
74
DELISTED
FTAC Emerald Acquisition Corp. Unit
FLDDU
$6.41M 0.32%
+642,572
New +$6.4M
BNZI icon
75
Banzai International
BNZI
$6.46M
$6.34M 0.32%
65
– –
1 2
3
4 5

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Castle Creek Arbitrage's Q4 2021 Portfolio in Review

As of Q4 2021, Castle Creek Arbitrage held 778 positions worth $2.01B, up 14% from $1.77B the previous quarter. Its ten largest holdings account for 21% of the portfolio.

Castle Creek Arbitrage's Q4 2021 filing shows 135 new, 12 increased, 44 reduced and 83 closed positions. Its largest new stake was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M. The largest sale was Riverview Acquisition Corp. Unit, an estimated $24.7M.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 37% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2021 buy was Riverview Acquisition Corp. Class A Common Stock: 2,489,998 shares worth $24.3M.
  • Castle Creek Arbitrage added most to CC Neuberger Principal Holdings II Class A Ordinary Shares in Q4 2021, an estimated $6.01M increase.
  • Castle Creek Arbitrage's biggest Q4 2021 reduction was Parabellum Acquisition Corp. Units, each consisting of one share of Class A common stock and three-quarters of one redeemable warrant, cutting an estimated $2.15M.
  • Castle Creek Arbitrage fully exited Riverview Acquisition Corp. Unit in Q4 2021, selling an estimated $24.7M.
  • Castle Creek Arbitrage's ten largest holdings make up 21% of its $2.01B portfolio in Q4 2021.
  • Castle Creek Arbitrage opened 135 new positions and closed 83 in Q4 2021.
  • Castle Creek Arbitrage's portfolio value rose 14% quarter-over-quarter to $2.01B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2021, filed 14 Feb 2022.