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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.26%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.77B
AUM Growth
-$19M
Cap. Flow
-$473M
Cap. Flow %
-26.72%
Top 10 Hldgs %
23.74%
Holding
765
New
106
Increased
25
Reduced
48
Closed
117

Top Buys

Rank Stock Value
1
RVACU
Riverview Acquisition Corp. Unit
RVACU
+$24.7M
2
HWELU
Healthwell Acquisition Corp. I Unit
HWELU
+$23.8M
3
VCXAU
10X Capital Venture Acquisition Corp II Unit
VCXAU
+$19.8M
4
SEPAU
SEP Acquisition Corp Unit
SEPAU
+$17.2M
5
CCAIU
Cascadia Acquisition Corp. Unit
CCAIU
+$14.7M

Top Sells

Rank Stock Value
1
OPAD icon
Offerpad Solutions
OPAD
+$21M
2
MKTW icon
MarketWise
MKTW
+$16M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$13.4M
4
SKYAU
Skydeck Acquisition Corp. Units
SKYAU
+$11.8M
5
BGRY
Berkshire Grey, Inc. Class A Common Stock
BGRY
+$10.5M

Sector Composition

Rank Sector Weight
1 Financials 36.72%
2 Technology 5.49%
3 Industrials 3.08%
4 Healthcare 3.06%
5 Consumer Discretionary 2.5%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
LCA
51
DELISTED
Landcadia Holdings IV, Inc. Class A Common Stock
LCA
$6.96M 0.39%
715,048
– –
LLAP
52
DELISTED
Terran Orbital Corporation
LLAP
$6.89M 0.39%
709,095
– –
EPWR
53
DELISTED
Empowerment & Inclusion Capital I Corp.
EPWR
$6.83M 0.39%
699,998
– –
TMPO
54
DELISTED
Tempo Automation Holdings, Inc. Common Stock
TMPO
$6.83M 0.39%
688,810
– –
GPGI
55
GPGI Inc
GPGI
$4.01B
$6.64M 0.37%
790,881
– –
BZFD icon
56
BuzzFeed
BZFD
$102M
$6.58M 0.37%
165,872
– –
LFLY
57
DELISTED
Leafly Holdings, Inc. Common Stock
LFLY
$6.52M 0.37%
32,637
-25,000
-43% -$4.98M
BNZI icon
58
Banzai International
BNZI
$6.46M
$6.33M 0.36%
65
– –
EUSG
59
DELISTED
European Sustainable Growth Acquisition Corp. Class A Ordinary Shares
EUSG
$6.12M 0.35%
617,876
– –
LCAA
60
DELISTED
L Catterton Asia Acquisition Corp Class A Ordinary Shares
LCAA
$6.09M 0.34%
627,528
– –
FATH
61
DELISTED
Fathom Digital Manufacturing Corporation
FATH
$6.01M 0.34%
30,505
– –
SDAC
62
DELISTED
Sustainable Development Acquisition I Corp. Class A Common Stock
SDAC
$5.96M 0.34%
+613,238
New +$5.95M
LJAQ
63
DELISTED
LightJump Acquisition Corporation Common Stock
LJAQ
$5.83M 0.33%
+591,720
New +$5.8M
LDTC
64
DELISTED
LeddarTech
LDTC
$5.8M 0.33%
1,187,932
– –
NVTS icon
65
Navitas Semiconductor
NVTS
$2.44B
$5.65M 0.32%
565,709
-34,291
-6% -$341K
FAZE
66
DELISTED
FaZe Holdings Inc. Common Stock
FAZE
$5.6M 0.32%
575,376
– –
GRDI
67
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$5.59M 0.32%
574,998
– –
FSRD
68
DELISTED
Fast Radius, Inc. Class A Common Stock
FSRD
$5.5M 0.31%
556,896
– –
FRGE
69
DELISTED
Forge Global Holdings
FRGE
$5.44M 0.31%
36,667
– –
BNAI
70
Brand Engagement Network
BNAI
$84M
$5.42M 0.31%
55,616
+4,040
+8% +$392K
HCCC
71
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$5.42M 0.31%
549,998
– –
CLRM
72
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$5.32M 0.3%
544,416
– –
JCIC
73
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$5.07M 0.29%
520,236
– –
RCHG
74
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$4.94M 0.28%
500,000
– –
PHIC
75
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$4.89M 0.28%
499,998
– –
1 2
3
4 5

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GCMG
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AGP
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KI
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MWM
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LBA
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CRG
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Castle Creek Arbitrage's Q3 2021 Portfolio in Review

As of Q3 2021, Castle Creek Arbitrage held 765 positions worth $1.77B, down 1.1% from $1.79B the previous quarter. Its ten largest holdings account for 24% of the portfolio.

Castle Creek Arbitrage withdrew a net $473M in Q3 2021, closing 117 positions and reducing 48 holdings. Its most notable exit was Offerpad Solutions, an estimated $21M position sold in full.

By sector, the portfolio is most concentrated in Financials at 37% of assets, up from 36% a quarter earlier, followed by Technology and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Riverview Acquisition Corp. Unit worth $24.7M.

  • Castle Creek Arbitrage's largest Q3 2021 buy was Riverview Acquisition Corp. Unit: 2,490,000 shares worth $24.7M.
  • Castle Creek Arbitrage added most to SoFi Technologies, Inc. Warrants in Q3 2021, an estimated $1.33M increase.
  • Castle Creek Arbitrage's biggest Q3 2021 reduction was Leafly Holdings, Inc. Common Stock, cutting an estimated $4.98M.
  • Castle Creek Arbitrage fully exited Offerpad Solutions in Q3 2021, selling an estimated $21M.
  • Castle Creek Arbitrage's ten largest holdings make up 24% of its $1.77B portfolio in Q3 2021.
  • Castle Creek Arbitrage opened 106 new positions and closed 117 in Q3 2021.
  • Castle Creek Arbitrage's portfolio value fell 1.1% quarter-over-quarter to $1.77B.

Based on Castle Creek Arbitrage's 13F filing for Q3 2021, filed 15 Nov 2021.