We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-2.53%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.72B
AUM Growth
+$74.2M
Cap. Flow
-$60.6M
Cap. Flow %
-3.53%
Top 10 Hldgs %
26.94%
Holding
651
New
373
Increased
16
Reduced
43
Closed
95

Top Buys

Rank Stock Value
1
SCAQU
Stratim Cloud Acquisition Corp. Unit
SCAQU
+$20M
2
CXAI icon
CXApp
CXAI
+$18.9M
3
SUNL
Sunlight Financial Holdings, Inc.
SUNL
+$17.4M
4
SVOK
Seven Oaks Acquisition Corp. Class A Common Stock
SVOK
+$16.6M
5
HCAR
Healthcare Services Acquisition Corporation Class A Common Stock
HCAR
+$15.6M

Top Sells

Rank Stock Value
1
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.4M
2
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M
3
SPRQ.U
Spartan Acquisition Corp. II Units, each consisting of one share of Class A common stock, and one-ha
SPRQ.U
+$18.3M
4
HCARU
Healthcare Services Acquisition Corporation Unit
HCARU
+$16.2M
5
TACA.U
Trepont Acquisition Corp I Units, each consisting of one Class A ordinary share and one-half of one
TACA.U
+$14.9M

Sector Composition

Rank Sector Weight
1 Financials 29.17%
2 Industrials 5.11%
3 Technology 4.43%
4 Consumer Discretionary 2.89%
5 Healthcare 2.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
PCTTW
51
PureCycle Technologies Inc Warrant
PCTTW
$9.5M
$6.72M 0.39%
+489,058
New +$8.11M
ORGN
52
DELISTED
Origin Materials
ORGN
$6.65M 0.39%
21,947
-4,476
-17% -$1.47M
GPGI
53
GPGI Inc
GPGI
$4.23B
$6.53M 0.38%
790,881
-47,541
-6% -$405K
BZFD icon
54
BuzzFeed
BZFD
$104M
$6.43M 0.37%
+165,872
New +$6.54M
BNZI icon
55
Banzai International
BNZI
$6.33M
$6.42M 0.37%
+65
New +$6.48M
VLD
56
DELISTED
Velo3D, Inc.
VLD
$6.15M 0.36%
+17,143
New +$6.52M
HLMN icon
57
Hillman Solutions
HLMN
$1.6B
$6.13M 0.36%
613,139
-423,058
-41% -$4.43M
SDACU
58
DELISTED
Sustainable Development Acquisition I Corp. Unit
SDACU
$6.1M 0.36%
+613,239
New +$6.41M
FATH
59
DELISTED
Fathom Digital Manufacturing Corporation
FATH
$6.03M 0.35%
+30,505
New +$6.03M
NVTS icon
60
Navitas Semiconductor
NVTS
$2.44B
$5.98M 0.35%
+600,000
New +$6.36M
LJAQU
61
DELISTED
LightJump Acquisition Corporation Unit
LJAQU
$5.89M 0.34%
+591,722
New +$6.08M
CND
62
DELISTED
Concord Acquisition Corp.
CND
$5.86M 0.34%
+599,932
New +$6.01M
BRPMU
63
DELISTED
B. Riley Principal 150 Merger Corp. Unit
BRPMU
$5.74M 0.33%
+575,000
New +$5.86M
ENNVU
64
DELISTED
ECP Environmental Growth Opportunities Corp. Unit
ENNVU
$5.61M 0.33%
+556,905
New +$5.83M
GRDI
65
DELISTED
GRIID Infrastructure Inc. Common Stock
GRDI
$5.54M 0.32%
+574,998
New +$5.57M
LCAAU
66
DELISTED
L Catterton Asia Acquisition Corp Units
LCAAU
$5.52M 0.32%
+555,168
New +$5.55M
FRGE
67
DELISTED
Forge Global Holdings
FRGE
$5.39M 0.31%
+36,667
New +$5.64M
CLRM
68
DELISTED
Clarim Acquisition Corp. Class A Common Stock
CLRM
$5.31M 0.31%
+544,416
New +$5.33M
HCCC
69
DELISTED
Healthcare Capital Corp. Class A common stock
HCCC
$5.31M 0.31%
+549,998
New +$5.36M
GNRS
70
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$5.14M 0.3%
515,865
+15,865
+3% +$164K
IRAAU
71
DELISTED
Iris Acquisition Corp Units
IRAAU
$5.04M 0.29%
+503,528
New +$5.13M
JCIC
72
DELISTED
Jack Creek Investment Corp. Class A Ordinary Shares
JCIC
$5.01M 0.29%
+520,236
New +$5.04M
CFFEU
73
DELISTED
CF Acquisition Corp. VIII Unit
CFFEU
$4.96M 0.29%
+500,000
New +$4.98M
PHIC
74
DELISTED
Population Health Investment Co., Inc. Class A Ordinary Share
PHIC
$4.92M 0.29%
+499,998
New +$5.11M
RCHG
75
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$4.89M 0.28%
500,000
– –
1 2
3
4 5

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2021 Portfolio in Review

As of Q1 2021, Castle Creek Arbitrage held 651 positions worth $1.72B, up 4.5% from $1.64B the previous quarter. Its ten largest holdings account for 27% of the portfolio.

Castle Creek Arbitrage withdrew a net $60.6M in Q1 2021, closing 95 positions and reducing 43 holdings. Its most notable exit was KINS Technology Group Inc. Unit, an estimated $19.4M position sold in full.

By sector, the portfolio is most concentrated in Financials at 29% of assets, up from 15% a quarter earlier, followed by Industrials and Technology.

Against the trend, Castle Creek Arbitrage opened a new position in Stratim Cloud Acquisition Corp. Unit worth $19.9M.

  • Castle Creek Arbitrage's largest Q1 2021 buy was Stratim Cloud Acquisition Corp. Unit: 1,997,101 shares worth $19.9M.
  • Castle Creek Arbitrage added most to Spire Global in Q1 2021, an estimated $4.92M increase.
  • Castle Creek Arbitrage's biggest Q1 2021 reduction was GeneDx Holdings, cutting an estimated $12.9M.
  • Castle Creek Arbitrage fully exited KINS Technology Group Inc. Unit in Q1 2021, selling an estimated $19.4M.
  • Castle Creek Arbitrage's ten largest holdings make up 27% of its $1.72B portfolio in Q1 2021.
  • Castle Creek Arbitrage opened 373 new positions and closed 95 in Q1 2021.
  • Castle Creek Arbitrage's portfolio value rose 4.5% quarter-over-quarter to $1.72B.

Based on Castle Creek Arbitrage's 13F filing for Q1 2021, filed 17 May 2021.