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CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
+10.36%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$1.64B
AUM Growth
+$340M
Cap. Flow
-$23.5M
Cap. Flow %
-1.43%
Top 10 Hldgs %
43.79%
Holding
361
New
186
Increased
14
Reduced
24
Closed
74

Top Buys

Rank Stock Value
1
IPOF
Social Capital Hedosophia Holdings Corp. VI
IPOF
+$28M
2
BTAQ
Burgundy Technology Acquisition Corporation Class A Ordinary shares
BTAQ
+$27.4M
3
OPAD icon
Offerpad Solutions
OPAD
+$22.6M
4
KINZU
KINS Technology Group Inc. Unit
KINZU
+$19.3M
5
SVOKU
Seven Oaks Acquisition Corp. Unit
SVOKU
+$18.8M

Top Sells

Rank Stock Value
1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
+$27.9M
2
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
+$16M
3
LCAPU
Lionheart Acquisition Corp. II Unit
LCAPU
+$11.1M
4
RMO
Romeo Power, Inc.
RMO
+$11M
5
PRPB.U
CC Neuberger Principal Holdings II
PRPB.U
+$10.7M

Sector Composition

Rank Sector Weight
1 Financials 14.63%
2 Technology 3.92%
3 Healthcare 3.83%
4 Industrials 3.6%
5 Consumer Discretionary 1.69%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
RCHG
51
DELISTED
Recharge Acquisition Corp. Class A Common Stock
RCHG
$5.09M 0.31%
+500,000
New +$4.99M
GNRS
52
DELISTED
Greenrose Acquisition Corp. Common Stock
GNRS
$5.07M 0.31%
500,000
– –
AEVA
53
Aeva Technologies
AEVA
$973M
$4.99M 0.3%
68,605
-141,275
-67% -$8.14M
CZOO
54
DELISTED
Cazoo Group Ltd
CZOO
$4.72M 0.29%
+200
New +$4.73M
LNFA.U
55
DELISTED
L&F Acquisition Corp. Units, each consisting of one Class A ordinary share, and one-half of one rede
LNFA.U
$4.67M 0.28%
+450,000
New +$4.59M
EDTXU
56
DELISTED
EdtechX Holdings Acquisition Corp. II Unit
EDTXU
$4.64M 0.28%
+450,000
New +$4.6M
IIIIU
57
DELISTED
INSU Acquisition Corp. III Unit
IIIIU
$4.61M 0.28%
+435,730
New +$4.61M
SHPW
58
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$4.59M 0.28%
56,250
-3,125
-5% -$250K
BKKT icon
59
Bakkt Inc
BKKT
$309M
$4.54M 0.28%
+18,000
New +$4.48M
ALUS
60
DELISTED
Alussa Energy Acquisition Corp
ALUS
$4.53M 0.28%
449,956
– –
RDBX
61
DELISTED
Redbox Entertainment Inc. Class A Common Stock
RDBX
$4.51M 0.27%
+450,000
New +$4.49M
CCV.U
62
DELISTED
Churchill Capital Corp V Units, each consisting of one share of Class A common stock, and one-fourth of one redeemable warrant
CCV.U
$4.42M 0.27%
+421,044
New +$4.41M
SPFR.U
63
DELISTED
JAWS Spitfire Acquisition Corp Units, each consisting of one Class A ordinary share, and one-fourth
SPFR.U
$4.42M 0.27%
+400,000
New +$4.33M
ELMS
64
DELISTED
Electric Last Mile Solutions, Inc. Class A Common stock
ELMS
$4.35M 0.26%
+321,444
New +$3.46M
TWCT
65
DELISTED
TWC Tech Holdings II Corp. Class A Common Stock
TWCT
$4.21M 0.26%
+400,197
New +$4.03M
BKSY icon
66
BlackSky Technology
BKSY
$853M
$4.16M 0.25%
49,675
– –
MUDSU
67
DELISTED
Mudrick Capital Acquisition Corporation II Unit
MUDSU
$4.12M 0.25%
+400,000
New +$4.07M
CFIVU
68
DELISTED
CF Acquisition Corp. IV Unit
CFIVU
$4.12M 0.25%
+400,000
New +$4.13M
MAPS
69
DELISTED
WM TECHNOLOGY INC A
MAPS
$3.84M 0.23%
300,743
-199,257
-40% -$2.15M
ACKIU
70
DELISTED
Ackrell SPAC Partners I Co Units
ACKIU
$3.67M 0.22%
+356,579
New +$3.63M
COOLU
71
DELISTED
Corner Growth Acquisition Corp. Unit
COOLU
$3.49M 0.21%
+334,027
New +$3.47M
ADNWW
72
DELISTED
Advent Technologies Holdings Warrant
ADNWW
$3.46M 0.21%
1,024,498
+441,762
+76% +$539K
MVSTW
73
DELISTED
Microvast Holdings Warrants
MVSTW
$3.39M 0.21%
712,904
-165,000
-19% -$281K
HAACU
74
DELISTED
Health Assurance Acquisition Corp. SAIL Securities
HAACU
$3.31M 0.2%
+300,000
New +$3.25M
RMO.WS
75
DELISTED
Romeo Power, Inc. Warrants, each whole warrant exercisable for one share of Common Stock at an exerc
RMO.WS
$3.27M 0.2%
+350,507
New +$3.78M
1 2
3
4 5

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Castle Creek Arbitrage's Q4 2020 Portfolio in Review

As of Q4 2020, Castle Creek Arbitrage held 361 positions worth $1.64B, up 26% from $1.3B the previous quarter. Its ten largest holdings account for 44% of the portfolio.

Castle Creek Arbitrage's Q4 2020 filing shows 186 new, 14 increased, 24 reduced and 74 closed positions. Its largest new stake was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M. The largest sale was Burgundy Technology Acquisition Corporation Unit, an estimated $27.9M.

By sector, the portfolio is most concentrated in Financials at 15% of assets, up from 8.3% a quarter earlier, followed by Technology and Healthcare.

  • Castle Creek Arbitrage's largest Q4 2020 buy was Social Capital Hedosophia Holdings Corp. VI: 2,465,880 shares worth $30.3M.
  • Castle Creek Arbitrage added most to Nuvation Bio in Q4 2020, an estimated $8.68M increase.
  • Castle Creek Arbitrage's biggest Q4 2020 reduction was Aeva Technologies, cutting an estimated $8.14M.
  • Castle Creek Arbitrage fully exited Burgundy Technology Acquisition Corporation Unit in Q4 2020, selling an estimated $27.9M.
  • Castle Creek Arbitrage's ten largest holdings make up 44% of its $1.64B portfolio in Q4 2020.
  • Castle Creek Arbitrage opened 186 new positions and closed 74 in Q4 2020.
  • Castle Creek Arbitrage's portfolio value rose 26% quarter-over-quarter to $1.64B.

Based on Castle Creek Arbitrage's 13F filing for Q4 2020, filed 16 Feb 2021.