CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
This Quarter Return
+0.68%
1 Year Return
+7.41%
3 Year Return
+16.15%
5 Year Return
+25.43%
10 Year Return
+42.73%
AUM
$1.3B
AUM Growth
+$1.3B
Cap. Flow
+$99.4M
Cap. Flow %
7.64%
Top 10 Hldgs %
61.67%
Holding
258
New
103
Increased
17
Reduced
16
Closed
54

Top Buys

1
BTAQU
Burgundy Technology Acquisition Corporation Unit
BTAQU
$27.9M
2
ETAC
E.Merge Technology Acquisition Corp. Class A Common Stock
ETAC
$19.6M
3
MKTW icon
MarketWise
MKTW
$17.3M
4
TWND.U
Tailwind Acquisition Corp. Units, each consisting of one share of Class A common stock and one-half of one warrant
TWND.U
$16M
5
TMPO
Tempo Automation Holdings, Inc. Common Stock
TMPO
$14.6M

Top Sells

1
FSR
Fisker Inc.
FSR
$22.9M
2
GCMG icon
GCM Grosvenor
GCMG
$14.4M
3
LSEA
Landsea Homes
LSEA
$11.8M
4
THCBU
Tuscan Holdings Corp. Unit
THCBU
$9.39M
5
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
$8.8M

Sector Composition

1 Financials 8.35%
2 Technology 4.69%
3 Industrials 2.19%
4 Consumer Discretionary 2.1%
5 Healthcare 1.89%
Name Market Value Portfolio Weight Shares or Principal Shares
Change % 		Capital Flow
GLS
51
DELISTED
Gelesis Holdings, Inc.
GLS
$2.46M 0.19%
+249,998
New +$2.46M
SFT
52
DELISTED
Shift Technologies, Inc. Class A Common Stock
SFT
$2.1M 0.16%
178,069
-310,131
-64% -$3.66M
NMMCU
53
DELISTED
North Mountain Merger Corp. Unit
NMMCU
$2.04M 0.16%
+200,000
New +$2.04M
CAPAU
54
DELISTED
HighCape Capital Acquisition Corp. Unit
CAPAU
$2.02M 0.16%
+200,000
New +$2.02M
NGA.U
55
DELISTED
Northern Genesis Acquisition Corp. Units, each consisting of one share of common stock and one-half
NGA.U
$1.97M 0.15%
+197,569
New +$1.97M
GOAC
56
DELISTED
GO Acquisition Corp. Class A Common Stock
GOAC
$1.97M 0.15%
+199,998
New +$1.97M
CLVR
57
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$1.96M 0.15%
192,740
-442,260
-70% -$4.5M
WPF
58
DELISTED
Foley Trasimene Acquisition Corp.
WPF
$1.93M 0.15%
+186,434
New +$1.93M
TALK icon
59
Talkspace
TALK
$444M
$1.92M 0.15%
+195,000
New +$1.92M
NFINW
60
DELISTED
Netfin Acquisition Corp. Warrants
NFINW
$1.54M 0.12%
1,176,566
+161,566
+16% +$212K
CERE
61
DELISTED
Cerevel Therapeutics Holdings, Inc. Common Stock
CERE
$1.54M 0.12%
+147,156
New +$1.54M
MKTWW
62
DELISTED
MarketWise, Inc. Warrant
MKTWW
$1.51M 0.12%
+1,017,329
New +$1.51M
NUKK icon
63
Nukkleus
NUKK
$34.3M
$1.48M 0.11%
+151,487
New +$1.48M
ARKO icon
64
ARKO Corp
ARKO
$548M
$1.4M 0.11%
139,562
– –
RTP.U
65
DELISTED
Reinvent Technology Partners Units, each consisting of one Class A ordinary share and one-fourth of
RTP.U
$1.38M 0.11%
+120,410
New +$1.38M
APPH
66
DELISTED
AppHarvest, Inc. Common Stock
APPH
$1.36M 0.1%
115,560
-376,936
-77% -$4.43M
APPHW
67
DELISTED
AppHarvest, Inc. Warrants
APPHW
$1.33M 0.1%
478,153
+20,634
+5% +$57.5K
EQD.U
68
DELISTED
Equity Distribution Acquisition Corp. Units, each consisting of one share of Class A common stock, and one-third of one redeemable warrant
EQD.U
$1.29M 0.1%
+125,000
New +$1.29M
ADN icon
69
Advent Technologies
ADN
$10M
$1.27M 0.1%
122,736
+2,161
+2% +$22.3K
DFHTU
70
DELISTED
Deerfield Healthcare Technology Acquisitions Corp. Unit
DFHTU
$1.09M 0.08%
+103,261
New +$1.09M
TOI icon
71
The Oncology Institute
TOI
$302M
$779K 0.06%
+75,847
New +$779K
LSEAW
72
DELISTED
Landsea Homes Corporation Warrant
LSEAW
$766K 0.06%
425,731
+197,385
+86% +$355K
ETACW
73
DELISTED
E.Merge Technology Acquisition Corp. Warrant
ETACW
$628K 0.05%
+666,806
New +$628K
CFFAW
74
DELISTED
CF Finance Acquisition Corp. Warrant
CFFAW
$615K 0.05%
627,614
+485,114
+340% +$475K
PCPL.WS
75
DELISTED
CC Neuberger Principal Holdings I Warrants, each whole warrant exercisable for one Class A ordinary
PCPL.WS
$607K 0.05%
+337,016
New +$607K
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