We are live on ! Find out more
CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
-0.78%
1 Year Est. Return
+7.4%
3 Year Est. Return
+17.18%
5 Year Est. Return
+26.6%
10 Year Est. Return
+44.82%
AUM
$624M
AUM Growth
+$188M
Cap. Flow
-$192M
Cap. Flow %
-30.75%
Top 10 Hldgs %
48.26%
Holding
145
New
44
Increased
3
Reduced
7
Closed
16

Top Buys

Rank Stock Value
1
GB
Global Blue Group Holding
GB
+$8.99M
2
SONY icon
Sony
SONY
+$7.86M
3
TRIT
Triterras, Inc. Class A Ordinary Shares
TRIT
+$7.08M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.84M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.29M

Top Sells

Rank Stock Value
1
ALTG icon
Alta Equipment Group
ALTG
+$8.53M
2
GRAF.U
Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant
GRAF.U
+$6.1M
3
ATCX
Atlas Technical Consultants, Inc. Class A Common Stock
ATCX
+$3.05M
4
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M
5
FMCIU
Forum Merger II Corporation Unit
FMCIU
+$1.73M

Sector Composition

Rank Sector Weight
1 Technology 5.36%
2 Consumer Discretionary 3.77%
3 Industrials 2.32%
4 Financials 1.32%
5 Real Estate 0.83%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
FREE
51
DELISTED
Whole Earth Brands, Inc. Class A Common Stock
FREE
$985K 0.16%
+100,000
New +$1.01M
SCPE.U
52
DELISTED
SC Health Corporation Units, each consisting of one Class A ordinary share, $0.0001 par value, and o
SCPE.U
$969K 0.16%
95,000
– –
CHPT icon
53
ChargePoint
CHPT
$134M
$965K 0.15%
+5,000
New +$989K
XME icon
54
CALL
State Street SPDR S&P Metals & Mining ETF
XME
$3.75B
$807K 0.13%
+50,000
New +$1.16M
CSCO icon
55
PUT
Cisco
CSCO
$443B
$786K 0.13%
+20,000
New +$877K
XHB icon
56
CALL
State Street SPDR S&P Homebuilders ETF
XHB
$1.61B
$745K 0.12%
+25,000
New +$1.07M
SHPW
57
DELISTED
Shapeways Holdings, Inc. Common Stock
SHPW
$726K 0.12%
+9,375
New +$736K
PAYA
58
DELISTED
Paya Holdings Inc. Class A Common Stock
PAYA
$612K 0.1%
+61,500
New +$625K
TRNE.U
59
DELISTED
Trine Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half of
TRNE.U
$597K 0.1%
59,000
– –
ARYAU
60
DELISTED
ARYA Sciences Acquisiton Corp. Unit
ARYAU
$550K 0.09%
50,000
– –
CLVR
61
DELISTED
Clever Leaves Holdings Inc. Common Shares
CLVR
$506K 0.08%
+1,667
New +$506K
RMG.U
62
DELISTED
RMG Acquisition Corp.
RMG.U
$506K 0.08%
50,000
– –
HCCOU
63
DELISTED
Healthcare Merger Corp. Units
HCCOU
$504K 0.08%
49,400
-600
-1% -$6.28K
SHLL.U
64
DELISTED
Tortoise Acquisition Corp. Units, each consisting of one share of Class A Common Stock and one-half
SHLL.U
$493K 0.08%
50,800
+800
+2% +$8.11K
SCVX.U
65
DELISTED
SCVX Corp. Units, each consisting of one Class A ordinary share, $0.0001 par value per share, and on
SCVX.U
$299K 0.05%
+30,000
New +$305K
ALTG icon
66
Alta Equipment Group
ALTG
$194M
$275K 0.04%
64,300
-995,700
-94% -$8.53M
ALTG.WS
67
DELISTED
Alta Equipment Group Warrants
ALTG.WS
$258K 0.04%
+317,000
New +$366K
TWNKW
68
DELISTED
Hostess Brands, Inc. Warrants
TWNKW
$249K 0.04%
437,089
-300,000
-41% -$344K
DMYT.U
69
DELISTED
dMY Technology Group, Inc. Units, each consisting of one share of Class A Common Stock and one-half
DMYT.U
$246K 0.04%
+25,000
New +$250K
GMHIU
70
DELISTED
Gores Metropoulos, Inc. Unit
GMHIU
$242K 0.04%
23,417
-1,583
-6% -$17.6K
ATCXW
71
DELISTED
Atlas Technical Consultants, Inc. Warrant
ATCXW
$207K 0.03%
+290,700
New +$194K
IFFT
72
DELISTED
International Flavors & Fragrances Inc. 6.00% Tangible Equity Units
IFFT
– –
0
– –
VTIQW
73
DELISTED
VectoIQ Acquisition Corp. Warrant
VTIQW
$123K 0.02%
66,082
-252,968
-79% -$375K
LFLYW
74
DELISTED
Leafly Holdings, Inc. Warrant
LFLYW
$122K 0.02%
300,000
– –
BROGW
75
DELISTED
Brooge Holdings Limited Warrant expiring 12/20/2024
BROGW
$113K 0.02%
151,750
-17,720
-10% -$16K
1 2
3
4 5

Similar funds

PAM
Private Asset Management San Diego, California $426M AUM 20.27% 1-Year Est. Return
PC
PM Capital Sydney, Australia $426M AUM 46.03% 1-Year Est. Return
GCMG
Gyroscope Capital Management Group Naples, Florida $436M AUM 17.45% 1-Year Est. Return
AGP
Akaris Global Partners New York $395M AUM 40.82% 1-Year Est. Return
KI
Kensington Investments Amsterdam, Netherlands $390M AUM 222.61% 1-Year Est. Return
MWM
Madison Wealth Management Cincinnati, Ohio $476M AUM 18.78% 1-Year Est. Return
LBA
Lowell Blake & Associates Boston, Massachusetts $355M AUM 33.69% 1-Year Est. Return
CRG
Cornerstone Retirement Group Reno, Nevada $350M AUM 8.07% 1-Year Est. Return

Castle Creek Arbitrage's Q1 2020 Portfolio in Review

As of Q1 2020, Castle Creek Arbitrage held 145 positions worth $624M, up 43% from $436M the previous quarter. Its ten largest holdings account for 48% of the portfolio.

Castle Creek Arbitrage withdrew a net $192M in Q1 2020, closing 16 positions and reducing 7 holdings. Its most notable exit was Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant, an estimated $6.1M position sold in full.

By sector, the portfolio is most concentrated in Technology at 5.4% of assets, up from 1.3% a quarter earlier, followed by Consumer Discretionary and Industrials.

Against the trend, Castle Creek Arbitrage opened a new position in Global Blue Group Holding worth $8.69M.

  • Castle Creek Arbitrage's largest Q1 2020 buy was Global Blue Group Holding: 859,000 shares worth $8.69M.
  • Castle Creek Arbitrage added most to Leafly Holdings, Inc. Common Stock in Q1 2020, an estimated $974K increase.
  • Castle Creek Arbitrage's biggest Q1 2020 reduction was Alta Equipment Group, cutting an estimated $8.53M.
  • Castle Creek Arbitrage fully exited Graf Industrial Corp. Units, each consisting of One share of Common Stock and One redeemable Warrant in Q1 2020, selling an estimated $6.1M.
  • Castle Creek Arbitrage's ten largest holdings make up 48% of its $624M portfolio in Q1 2020.
  • Castle Creek Arbitrage opened 44 new positions and closed 16 in Q1 2020.
  • Castle Creek Arbitrage's portfolio value rose 43% quarter-over-quarter to $624M.

Based on Castle Creek Arbitrage's 13F filing for Q1 2020, filed 21 Apr 2020.