CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$613M
AUM Growth
+$180M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
149
New
Increased
Reduced
Closed

Top Buys

1
+$8.69M
2
+$7.1M
3
+$7.02M
4
VLDR
Velodyne Lidar, Inc. Common Stock
VLDR
+$5.83M
5
RIDE
Lordstown Motors Corp. Class A Common Stock
RIDE
+$5.38M

Top Sells

1
+$6.1M
2
+$4.26M
3
+$3.05M
4
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$2.52M
5
DDMXU
DD3 Acquisition Corp. Units
DDMXU
+$2.08M

Sector Composition

1 Technology 5.45%
2 Consumer Discretionary 3.83%
3 Industrials 2.36%
4 Financials 1.34%
5 Real Estate 0.84%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$965K 0.15%
+5,000
52
$726K 0.12%
+9,375
53
$612K 0.1%
+61,500
54
$597K 0.1%
59,000
55
$550K 0.09%
50,000
56
$506K 0.08%
+1,667
57
$506K 0.08%
50,000
58
$504K 0.08%
49,400
-600
59
$493K 0.08%
50,800
+800
60
$299K 0.05%
+30,000
61
$275K 0.04%
64,300
-995,700
62
$258K 0.04%
+317,000
63
$249K 0.04%
437,089
-300,000
64
$246K 0.04%
+25,000
65
$242K 0.04%
23,417
-1,583
66
$207K 0.03%
+290,700
67
– –
0
68
$123K 0.02%
66,082
-252,968
69
$122K 0.02%
300,000
70
$113K 0.02%
151,750
-17,720
71
$60K 0.01%
200,000
72
$57K 0.01%
+573,000
73
$56K 0.01%
358,250
74
$53K 0.01%
171,462
75
$51K 0.01%
+156,815
1 2
3
4 5