CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.4%
This Fund
S&P 500
This Quarter Est. Return
1 Year Est. Return
+7.4%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$386M
AUM Growth
+$10.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$10.2M
2
+$5.01M
3
+$3.87M
4
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$2.54M
5
AVTR.PRA
Avantor, Inc. Series A Mandatory Convertible Preferred Stock
AVTR.PRA
+$2.4M

Top Sells

1
+$1.71M
2
+$1.27M
3
+$810K
4
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
+$775K
5
KERNW
Akerna Corp Warrant
KERNW
+$239K

Sector Composition

1 Real Estate 0.41%
2 Energy 0.33%
3 Communication Services 0.07%
4 Consumer Discretionary 0.01%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$7K ﹤0.01%
311,850
52
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0
53
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0
54
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55
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-171,462
56
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-278,831
57
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0
58
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-79,762
59
– –
-1,732
60
– –
0
61
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0
62
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0
63
– –
0
64
– –
-5,635
65
– –
-81,032
66
– –
-126,000
67
– –
-433,300
68
– –
-433,300
69
– –
-100,670
1 2
3