CCA

Castle Creek Arbitrage Portfolio holdings

AUM $425M
1-Year Est. Return 7.41%
This Quarter Est. Return
1 Year Est. Return
+7.41%
3 Year Est. Return
5 Year Est. Return
10 Year Est. Return
AUM
$386M
AUM Growth
+$10.5M
Cap. Flow
Cap. Flow %
Top 10 Hldgs %
Holding
106
New
Increased
Reduced
Closed

Top Buys

1
+$10.2M
2
+$5.04M
3
+$3.87M
4
TMCXU
Trinity Merger Corp. Unit
TMCXU
+$2.71M
5
SBE.U
Switchback Energy Acquisition Corporation
SBE.U
+$2.33M

Top Sells

1
+$1.71M
2
+$1.27M
3
+$810K
4
TKKSU
TKK Symphony Acquisition Corporation Unit
TKKSU
+$776K
5
TMCXW
Trinity Merger Corp. Warrant
TMCXW
+$411K

Sector Composition

1 Real Estate 0.41%
2 Energy 0.33%
3 Communication Services 0.07%
4 Consumer Discretionary 0.01%
5 Financials 0%
Name Market Value Portfolio Weight Shares or Principal Change
in Stake 		Capital Flow
51
$7K ﹤0.01%
311,850
52
– –
-1,732
53
– –
0
54
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0
55
– –
0
56
– –
0
57
– –
0
58
– –
0
59
– –
0
60
– –
-5,635
61
– –
-81,032
62
– –
0
63
– –
-79,762
64
– –
-126,000
65
– –
-171,462
66
– –
-278,831
67
– –
-433,300
68
– –
-433,300
69
– –
-100,670
1 2
3